Why the Warren Commission?
Robert F. Cushman
New York University Law Review, Vol. 40, May 1965, pp. 477–503
(Robert F. Cushman is Associate Professor of Government at New York University.)
The shock, anger and grief at President Kennedy’s
assassination, and the horror of the televised killing of his accused assassin,
brought with them an overwhelming popular demand to know what had actually
happened, and why. Unsatisfied by any concrete facts, the popular imagination
began to fill the gap; rumors and theories combined to provide the wildest sort
of explanations and rationalizations. One person had heard this, another had
seen that; each remembered scrap of conversation or facial resemblance provided
a new motive, a new set of relationships, a new group of associations with the
two principal actors.. Oswald did it! Oswald didn’t do it! Ruby had silenced
Oswald so he couldn’t tell! The spirit of hate abroad in the land had done it!
It was the Rightists! The leftists![1]
In the face of this universal, unceasing
clamor for facts, everyone with any grounds for doing so decided to investigate.
The Dallas police, of course, investigated the killings, and the state of Texas
considered conducting two additional investigations—a special court of inquiry
under the authority of a Dallas magistrate’s court, and a grand jury
investigation under the Dallas county court. Congress considered holding
committee hearings in both houses to draft legislation making the murder of the
President a federal crime. The FBI, at the President’s order, undertook an
investigation of the assassination and the murder of the accused assassin. The
news media made use of their facilities to ferret out and publicize reports of
eye-witnesses, police officials, and anyone with an imaginative story.
Then on November 29, 1963, one week after
the killing of President Kennedy, President Johnson created the Warren
Commission,[2]
Instructing it to determine and evaluate the facts and report directly to him.
On December 13, the President approved a Joint Resolution giving the Commission
power to subpoena witnesses and compel their testimony, even to the extent of
granting them immunity if they pleaded compulsory self-incrimination.[3]
Considering the intense national curiosity
about the President’s death, it might seem frivolous to ask what purposes the
Commission was created to serve. But such a question is not wholly idle for two
reasons. First, ours is a national government with only delegated powers—and
the power to investigate merely to satisfy public curiosity is not one of them;
second, injecting an agency which is neither prosecutive nor judicial into the
business of deciding who committed a crime is so sharp a break with our
traditions as to demand the most careful and critical analysis. Thus it would
appear proper to examine the purposes behind the creation of the Warren
Commission and the powers available to achieve those purposes. For what
constitutional purposes can the executive branch of the government investigate?
Was the Commission investigating for these purposes? If it was investigating for
other purposes, what are the implications of this for our system of government?
Basis of the Executive Power to Investigate
There are a number of executive powers that could be used to justify
investigating the assassination of a President. The first of these involves the
power to investigate violations of federal law. Unlike the state of Texas, which
has power to investigate all killings within its jurisdiction, the federal
government has no inherent power to investigate crime.[4]
Only when a federal criminal statue has been violated does the executive have
the power to investigate and prosecute. Even where Congress has constitutional
power to create a federal crime, it has not always seen fit to do so. Thus,
while it is a federal crime to threaten to harm the President,[5]
to conspire to injure him,[6]
to advocate the overthrow of the government “by force or violence or by the
assassination” of any of its officials,[7]
or to murder a federal judge, marshal, or a number of other specified officers,[8]
Congress has not yet made it a federal crime to murder the President of the
United States.†
Since murdering the President is not a
federal crime, the executive has no direct power to investigate such a murder.
Therefore, if it is to investigate, it has to do so on the grounds that some
other federal statute may have been violated. Two statutes exist which might
conceivably form the basis for such an investigation. One of these, part of the
old Civil Rights act of 1866, makes it a federal crime punishable by up to
$1,000 fine, for any state officer to subject a person to the “deprivation of
any rights, privileges, or immunities secured or protected by the
Constitution….”[9]
Since Oswald had been killed while in the custody of the Texas police, an
argument could be made that, in permitting him to be killed, the state of Texas
had denied him his life without due process of law, which would violate the
statute. The statute, however, requires that such deprivations be “willful,”[10]
and there was no suggestion that the Dallas police had intended Oswald’s
death. Even if they had, it would only have justified investigating Oswald’s
death, and could hardly have been stretched to justify an investigation of the
assassination of the President. The statute was not even mentioned as a possible
basis for FBI action in the case.
The second statute is the one mentioned
above which makes it a crime to conspire to injure the President (or any other
federal officer). On the basis of this the FBI could, and presumably did,
investigate the question whether or not there was a conspiracy. But the further
they dug into the matter the clearer it became that no one but Oswald was
involved, and as the Commission has pointed out, “once it became reasonably
clear that the killing was the act of a single person, the State of Texas had
exclusive jurisdiction.”[11]
This being the case, “Federal agencies participate only upon the sufferance of
the local authorities.”[12]
A second basis for executive action stems
from powers inhering in the President in his role as Chief of State. It is he
who makes foreign agreements, and it is he who recognizes foreign governments
and breaks off diplomatic relations with them. It is he, too, who directs the
conduct and attitude of our diplomatic and consular representatives throughout
the world.[13]
For this reason, the possible existence of an international plot to kill the
President of the United States is a question of the utmost importance. Which
countries are involved, the extent of their involvement, and what follow-up
plans, if any, have been laid, have the most direct and powerful bearing on the
conduct of the presidency. There is unquestioned power in the presidency to
investigate these matters, and a full-time agency, the CIA, does just that.
A third basis for possible executive
investigation stems from the President’s somewhat amorphous role as protector
of the peace. This role concedes to the President the power to take whatever
action is needed to protect the institutions of the United States government
from harm or destruction, and it owes its existence to the classic case of In
re Neagle.[14]
A bizarre series of events had culminated in 1889 in an attempt on the life of
Mr. Justice Field in which the assailant was killed by a deputy marshal Neagle,
appointed by the Justice Department to guard Field. There was no statute
authorizing such a bodyguard, let alone killing in the course of this duty, and
Neagle was charged by the state of California with murder.[15]He
could only be released on habeas corpus if he were acting pursuant to a law of
the United States and the Supreme Court found that he was acting under such a
law:
In the view we take of the Constitution of the United States, any obligation fairly and properly inferrible from that instrument, or any duties under the laws of the United States, is “alaw” within the meaning of this phrase….”[16]
We cannot doubt the power of the President to take measures for the protection of a judge of one of the courts of the United States, who, while in the discharge of the duties of his office, is threatened with a personal attack which may probably result in his death….”[17]
That there is a peace of the United States; that a man assaulting a judge of the United States while in the discharge of his duties violates that peace; that in such case the marshal of the United States stands in the same relation to the peace of the United State which the sheriff of the county does to the peace of the State of California; are questions too clear to need argument to prove them.[18]
Despite the refusal of the Court to expand this doctrine in the Steel Seizure Case,[19] it remains the basis for most speculation on the inherent powers of the President. The Court in Neagle was unhappy at congressional failure to provide protection for the judiciary, and Congress has since made the murder of a federal judge a crime.[20] It has not only failed to do as much for the President, but agents of the Secret Service, while authorized to “protect” the President, are not even authorized to arrest the person making an attack upon him.[21] But surely the killing of a President is as much a breach of the “peace of the United States” as an attempt on the life of a Supreme Court justice, and investigating such a breach of the peace is the normal function of peace officers.
The Power to Investigate—Scope and Limits
While the limits on the scope of governmental power to investigate have
been developed almost entirely in connection with congressional investigations,
these limits are so fundamental in nature that they would unquestionably apply
to administrative agencies as well. The first of these is the requirement that
Congress, in investigating, must pursue a legitimate constitutional purpose. The
power to investigate does not exist for its own sake, but is ancillary to the
power of government to act: each branch has its assigned duties to perform, and
it is through investigation that it gets the information necessary to perform
them properly. A congressional investigation, therefore, is valid only because
it is necessary and proper for Congress to have information in order to
legislate intelligently.[22] Since Congress is limited
by the Constitution to those powers which are delegated to it, and those which
can be reasonably implied therefrom, it is apparent that the power to
investigate, ancillary as it is, must be similarly limited. Congress cannot
investigate where it cannot legislate.
It can, however, instigate, not only
things about which it is actually contemplating legislating, but also those
things about which legislation merely could be had.[23]
There have been periods in our history when the Supreme court took a very
restricted view of the power of Congress to legislate, but since 1936 the Court
has modified its attitude to enable Congress, under existing constitutional
provisions, to deal with most of the national problems with which it is
confronted. This broadening of the power to legislate has necessarily been
matched by a broadening of the power to conduct investigations. As the Court
said in Barenblatt v. United States, the “scope of the power of inquiry
… is as penetrating and far-reaching as the potential power to enact and
appropriate under the Constitution.”[24]
The breadth of this power was pointed up in that case by the fact that, despite
the absence of any very clear authority on the part of Congress to legislate in
the field of education, the Court held valid a House Un-American Activities
Committee investigation into Communism in education. But despite this broadening
of legislative, and hence investigative power, in at least one area the
fundamental limitation still applies. Investigations cannot be made solely for
the purpose of exposing the citizen’s dereliction or misconduct to the public
view.[25]
When Congress investigates, it must be for a legitimate governmental purpose[26]
which will justify violating the individual’s right of privacy. It has no
right to violate that privacy solely for the sake of satisfying the public’s
curiosity.
The impact of this limitation upon the
potential power of Congress to publicize its findings is materially softened by
Supreme Court decisions which indicate that Congress may pursue an illegitimate
purpose so long as it is incidental to a legitimate one. The Court made this
clear as early as 1919 in United States v. Doremus[27]
in which it held valid the Harrison Narcotic Drug Act of 1914.[28]
The act required all dealers in narcotics to register and pay a $1.00 per year
tax, and it was made a crime to buy or sell drugs without paying the tax and
complying with elaborate registration and record-keeping provisions. The Court
conceded that Congress had no authority to regulate the sale of narcotics in
general, but it upheld the statute as a legitimate exercise of the revenue
power, despite the fact that it “has a moral end as well as revenue in
view….”[29]
Making it easier for the states to catch illicit drug peddlers did not
invalidate a valid revenue measure. A similar conclusion was reached in United
States v. Darby,[30]
in which the Court held valid the Fair Labor Standards Act of 1938[31]
despite the charge that it was really an attempt to regulate the conditions of
manufacture, a local operation, rather than interstate commerce. The Court
pointed out that “it is no objection to the assertion of the power to regulate
interstate commerce that its exercise is attended by the same incidents which
attend the exercise of the police power of the state….”[32]
Just as the Court will refuse to
invalidate congressional activity if legitimate as well as illegitimate purposes
are being pursued, so will it not look into the motives behind congressional
legislation.[33]
The classic statement of this is in McCray v. United States[34]
in which the Court held valid a tax of ¼ cent a pound on uncolored
oleomargarine, and 10 cents a pound on oleomargarine colored to look like
butter. Although obviously passed at the behest of the dairy interests to
prevent competition from oleomargarine, the Court noted that on its face the
statute appeared to be a revenue measure and refused to look into the motives
which prompted Congress to enact it. It rejected the argument that
because a particular department of the government may exert its lawful powers with the object or motive of reaching an end not justified, therefore it becomes the duty of the judiciary to restrain the exercise of a lawful power whenever it seems to the judicial mind that such lawful power has been abused…. [T]his reduces itself to the contention that, under our constitutional system, the abuse by one department of the government [the legislative] of its lawful powers is to be corrected by the abuse of its powers by another department [the judicial].[35]
And, as the Court made clear in the Darby case,
“the motive and purpose of a regulation of interstate commerce are matters for
the legislative judgment upon the exercise of which the Constitution places no
restriction and over which the courts are given no control….”[36]
In Watkins v. United States, a case
reversing a contempt of the House Un-American Activities Committee, the Court
held this doctrine applicable to the question of congressional investigations.
There, while emphasizing that “there is no congressional power to expose for
the sake of exposure,”[37]
the Court made it clear that “a solution to our problem is not to be found in
testing the motives of committee members for this purpose. Such is not our
function. The motives alone would not vitiate an investigation which had been
instituted by a House of Congress if that assembly’s legislative purpose is
being served.[38] The applicability of the McCray
doctrine was emphasized even more strongly in Barenblatt, in which the
exposure argument was strongly pressed:
Nor can we accept the further contention that this investigation should not be deemed to have been in furtherance of a legislative purpose because the true objective of the Committee and of the Congress was purely “exposure.” So long as Congress acts in pursuance of its constitutional power, the Judiciary lacks authority to intervene on the basis of the motives which spurred the exercise of that power…. “It is, of course, true,” as was said in McCray v. United States … “that if there be no authority in the judiciary to restrain a lawful exercise of power by another department of the government, where a wrong motive or purpose has impelled to the exertion of that power, that abuses of a power conferred may be temporarily effectual. The remedy for this, however, lies, not in the abuse by the judicial authority of its functions, but in the people, upon whom, after all, under our institutions, reliance must be placed for the correction of abuses committed in the exercise of lawful power.” These principles of course apply as well to committee investigations into the need for legislation as to the enactments which such investigations may produce…. Having scrutinized this record we cannot say that the unanimous panel of the Court of Appeals which first considered this case was wrong in concluding that “the primary purposes of the inquiry were in aid of legislative processes.”[39]
While Congress must investigate things about which it could
legislate, as long as it does so, there is, apparently, no serious limitation
upon its power to publicize the results. Nor will the Supreme Court look behind
the record in an effort to determine whether the motives of the congressional
inquiry were really exposure for the sake of exposure, rather than for some
legitimate legislative purpose.
In only one case, apparently, has this
basic limitation actually been applied by the Supreme Court to administrative
agencies. In holding void an SEC investigation as beyond the agency’s power,
the Court emphasized that “an official inquisition to compel disclosures of
fact is not an end, but a means to an end; and it is a mere truism to say that
the end must be a legitimate one to justify the means.”[40]
But as the power of Congress to regulate expanded into more and more areas,
Congress correspondingly broadened the power of administrative agencies to make
the investigations on which effective regulation must be based. From an early
suggestion that “fishing expeditions” might be unconstitutional,[41]
the Supreme Court became more and more complaisant until, in United States v.
Morton Salt Co., it indicated that in regard to corporations, at least, an
investigation might be based on nothing more than official curiosity.[42]
Despite this broadening of the scope of
administrative investigations, it seems clear that an administrative agency,
like Congress and its committees, cannot expose individual misbehavior solely
for the sake of exposure. If Congress cannot do so, surely it cannot authorize
an agency to do so; the reasons for thus limiting Congress are even more
applicable to the administrative agency, insulated as it is from direct
responsibility to the public at the polls. Even Morton Salt must clearly
be limited to corporations, and even there an “investigation into corporate
matters may be of such a sweeping nature and so unrelated to the matter properly
under inquiry as to exceed the investigatory power.”[43]
It is not likely that the Court would permit unnecessary exposure of private
corporate business secrets, let alone the activities of private individuals. As
in the case of Congress, however, it seems unlikely that the Court would
interfere with an executive agency investigation because of questionable
motives. Based as it is on the theory that such things are not properly the
business of the judiciary, such immunity would seem to apply to all branches of
government. This it seems safe to conclude that the Warren Commission could not
investigate solely for the purpose of satisfying public curiosity—but
if it were investigating something it had power to investigate, such as the
existence of a possible conspiracy, the Commission could make its findings on
matters related to conspiracy public, even though motivated not by a desire to
uncover violations of the conspiracy laws, but by a desire to meet the public
demand for information concerning the assassination.
A second basic limitation on the
congressional investigative power is that the questions asked must be pertinent
to the investigation actually under way. Like the requirement that there be a
legitimate purpose in view, this limitation reflects the concept that the right
to privacy should be invaded only in the interest of some clear governmental
authority, and hence would apply equally to administrative and legislative
investigations. this would seem to be true despite the fact that in both cases
the right to investigate is reinforced by federal statute. In the case of
congressional investigations, Congress has made it a crime to refuse “to
answer any questions pertinent to the question under inquiry….”[44]
and in both Watkins and Barenblatt this was interpreted to mean
that a person could refuse to answer a question not shown to be pertinent. On
the other hand, the Joint Resolution authorizing the Warren Commission to obtain
testimony empowered any United States court to punish for contempt a person who
does not give testimony “touching the matter under investigation.”[45]
Although, on its face, the scope granted the Commission to ask questions seems
greater than that given to congressional committees, the difference is probably
more apparent than real, since under the jurisdictional concept of pertinency,
the questions would be limited, in any event, to those relevant to a valid
purpose for which Congress could authorize a committee investigation.[46]
The Court in Watkins makes this clear by distinguishing between an
inherent, or jurisdictional concept of pertinency, and that imposed by statute:
Plainly these committees are restricted to the missions delegated to them, i.e., to acquire certain data to be used by the House or the Senate in coping with a problem that falls within its legislative sphere. No witness can be compelled to make disclosures on matters outside that area. This is a jurisdictional concept of pertinency drawn from the nature of a congressional committee’s source of authority. It is not wholly different from nor unrelated to the element of pertinency embodied in the criminal statute under which petitioner was prosecuted.[47]
One further limitation upon the power to investigate, one that applies only to administrative agencies, is that they can exercise only those powers which have been delegated to them. While Congress and the President are limited only by the Constitution, an agency is not only limited by the Constitution, but also by the extent of the power given it by the body whose agent it is. While the Supreme Court has, in the past, limited investigations to the areas authorized by Congress, Congress has, by statute, so broadened the grant of investigative power to regulatory agencies that no question of scope has arisen in recent years.[48] The fact remains, however, it is not enough that the President and Congress have inherent powers enabling them to investigate; it must be shown that the Warren Commission, at least by implication, was authorized to conduct the kind of investigation which it did in fact conduct.
Validity of the Commission’s Investigation
Having explored briefly the nature of the executive power to investigate
and the limits which the Constitution places upon that power, we now turn to the
question whether the Warren Commission was, in fact, conducting the kind of
investigation that meets the constitutional tests laid down by the Court. Was it
investigating for a legitimate governmental purpose? Had it been delegated
authority to conduct such an investigation? Were the questions it asked
pertinent to a valid investigation?
Oddly enough, there is no official
statement explaining or discussing the relationship between the purposes being
pursued by the Warren Commission and the constitutional power being relied on to
achieve those purposes. The executive order creating the Commission makes clear
that its purpose was to “evaluate and report upon the facts relating to the
assassination of the late President John F. Kennedy and the subsequent violent
death of the man charged with the assassination.”[49]
But no effort is made to show through what interpretation of the Constitution,
or upon what statutory base, these are purposes which the government has the
power to pursue. The executive order itself is issued merely “pursuant to the
authority vested in me as President of the United States,” and the “purposes
of the Commission” which are mentioned in the order are, in fact, the things
the Commission is to do, rather than the goals it is to pursue or the power on
which such pursuit is based. Congress, too, in its Joint Resolution granting
subpoena power, failed to give any clue as to the nature of the Commission’s
purposes or powers, although very clearly it gave its approval and backing to
whatever duties had been given it by the President.
Nor did the Commission itself consider the
question of its power, either in its proceedings or in the final report. J. Lee
Rankin, the Commission’s General Counsel, conceded that the problem had not
been discussed, and indicated that while he himself had considered it, the
existence of presidential power seemed so obvious as not to warrant serious
discussion. “The President,” Mr. Rankin said, “unquestionably has the
inherent power to investigate how his predecessor was killed. He has a great
personal interest in this, not as an individual, but as head of the government.
If there is a conspiracy, he is entitled to know if he is next on the list.”[50]
He emphasized, too, the importance of the international aspects of such a
conspiracy. If there were a foreign government involved, the President had to
have the facts to act effectively. “If someone is planning a coup d’état,
he should know about it.”[51]
Without an official statement as to the
purposes and powers of the Commission, one is forced to speculate as to what
powers it actually was using. The first and most obvious power to consider seems
to be the power to investigate the existence of a conspiracy, domestic or
foreign, to harm the President. Such a conspiracy is a crime against the United
States, so the Commission could clearly have been given authority to investigate
it. Furthermore, it seems apparent that it was, in fact, given this power. The
statement in the executive order that the Commission was to collect and evaluate
“all the facts and circumstances surrounding such assassination” certainly
implies an instruction to look into the matter of conspiracy, and the Commission
itself certainly understood this to be a part of its job.
It seems equally clear that it could also
have been given the power to check on the adequacy of the system for protecting
the President. Certainly it is within the scope of congressional power to
legislate on this matter, and probably, under his inherent power as Protector of
the Peace, the President could take steps to improve his own protection. There
seems little doubt that he could order an investigation to determine what steps
were necessary and make recommendations to Congress.[52] There is some doubt,
however, whether the Warren Commission was actually authorized to investigate
and recommend in this area. It is not mentioned in the executive order as one of
the things the Commission was expected to do, and Mr. Rankin indicated that,
while the Commission had considered this function, the decision to undertake it
had been delayed because of concern both that it might intrude on the
prerogatives of the President, and that it might seem to dictate to him measures
to put his house in order. The Commission finally decided to go ahead with this
function, and after a careful review of the job done by the various agencies
concerned, it recommended that murdering the President be made a federal crime,
and strongly urged that something be done to integrate and coordinate the
efforts of those agencies responsible for the President’s protection or
possessing information bearing upon it.[53]
Although it can be plausibly argued that
Congress or the President would have given the Commission sufficient authority
to investigate this matter had it been deemed necessary, there is no direct
evidence that any such authority was given, and the Court has cautioned against
a “process of retroactive rationalization” by which a grant of authority is
implied from the authority that has actually been exercised.[54] On the other hand, while
power to investigate the need for increased presidential protection was not
expressly delegated to the Commission, the delegation of power to investigate
“all the circumstances” surrounding the murder would seem adequate to
entitle the Commission to collect the facts from which the adequacy of such
protection could be judged. But this grant of power to investigate the murder in
general is so broad that it raises serious doubts as to its constitutionality.
Could it nevertheless be construed as granting a much narrower, though valid,
power to investigate presidential protection? While the logic of doing so is a
bit tedious, it seems not unreasonable to hold that the President did intend to
delegate all the power to investigate which he possessed.
Although there were two constitutional
purposes which the Commission doubtless legitimately could have pursued in its
investigation, it seems apparent that these purposes were not the ones which
really sparked either the creation of the Commission or the job that it did. It
seems wholly unlikely, for instance, that this agency would have been created
solely to determine the existence of a conspiracy against the President. Had
Oswald lived to come to trial, the question of conspiracy would undoubtedly have
been left to the FBI to investigate in order to enable the Justice Department to
decide whether it would try to indict him for conspiracy. But even with Oswald
dead, they could still have performed this investigative function. Certainly in
no other case of suspected conspiracy or presidential assassination has a
commission such as this been deemed warranted. Furthermore, while such a
commission might have been set up to weigh conflicting evidence regarding a
conspiracy, in this case seven agency heads reached the independent conclusion
that no evidence of conspiracy existed.[55]
An eighth agency would hardly have been created for this purpose alone.
Nor is it likely that the Commission would
have been created merely to determine whether the presidential protection system
was functioning satisfactorily, and if not, what should be done about it.
Because of the sensitivity of the FBI and the Secret Service, and their
difficulties in working with each other and with local officials, there is no
question that an outside agency would be desirable to determine the need for a
change. A logical agency to do this would be a committee of Congress. But even
if the President decided on an executive investigation, a high-powered
commission such as the Warren Commission would hardly seem appropriate.
Furthermore, the absence of any mention of this problem in the executive order
suggests that the Commission was not intended to investigate presidential
protection, and the Commission’s own hesitance in this regard bears this out.
The one purpose that seems adequate to
justify the creation of the Warren Commission was the satisfying of public
curiosity. The American people demanded answers to certain basic questions. Had
Oswald really done it? If so, how had he done it, and why? Had he acted alone?
Had Ruby “silenced” Oswald? Were the police covering up something? Only the
public clamor to have these questions answered adequately accounts for the
creation of the Commission. A number of factors indicate that this desire to
satisfy the public demand was the principal, if not, indeed, the only reason for
the creation of the Warren Commission. First, it was this clamor that dictated
the creation of a new agency. There had to be just one agency, one
investigation.[56]
Under no circumstances would it do to have conflict, competition and
disagreement as to the results. Agencies vying with each other for prestige and
public attention would be driven to leak the most spectacular bits of evidence
to the press, each outdoing the other in sensationalism. The outcome, far from
resolving the factual issues, would in all likelihood merely provide more food
for rumor and speculation. And, if only one agency were to do the job, it
clearly could not be one already in existence. Texas, which had the strongest,
jurisdictional right to investigate, obviously did not have the facilities to do
a complete job. Adequate, perhaps, for the activities in Texas itself, it had no
access to out-of-state information that might bear on a possible foreign
conspiracy, not to mention intelligence material available only to the federal
government. In addition, the failure of the Dallas authorities to protect both
the President and Oswald had brought them into disrepute, and whether or not
this was merited, it would have weakened public faith in whatever conclusions
were reached.
Nor could the job be given to the FBI,
Secret Service, or the CIA. Each of these agencies had some share of the field
to be investigated; each had its own lines of communication and sources of
information to protect; each had its morale and prestige to consider. The
selection of one over the others to make the final integration and evaluation
might well have caused resentment and jealousy which would have impeded the
investigation and jeopardized public acceptance of the results.
Although possessed of ample authority,
Congress was also ruled out as the “one” agency to investigate and report to
the people. Though suitable for a legislative function, such as deciding whether
more presidential protection was needed, legislative bodies are not well
equipped to determine questions of personal guilt or innocence. While the spirit
of selflessness and unity that pervaded the country during this period made a
nonpolitical investigation more likely than usual, the impartiality of
congressional committees and their appropriateness for investigative work of
this nature has long been a subject of bitter controversy. Moreover, congressmen
are peculiarly sensitive to political, economic and sectional pressures, and a
real possibility existed, even if only one committee undertook to investigate,[57]
that discontented members might attack its findings and urge rejection of its
conclusions. The prospect that it would command sufficient respect to satisfy
the public was not encouraging; thus the President was clearly justified in
rejecting this alternative.[58]
Second, only the public interest in
Oswald’s guilt, coupled with the necessity for one agency to satisfy that
interest, adequately explains the unusual composition of the Commission. There
is no doubt that the membership was chosen to win public confidence in its legal
ability and impartiality as well as allay any jealousy that might develop on the
part of Congress. The Chief Justice of the United States, while not a wholly
uncontroversial figure, stood as the uncontested symbol of judicial standards of
fairness and justice throughout the nation and the world.[59] The four members of
Congress on the Commission not only represented both parties in each house, but
two held party offices in Congress. Together, they brought a variety of
gubernatorial, prosecutive and judicial experience to the Commission. Of the two
non-governmental members, Allen W. Dulles had served both in the diplomatic
service and as head of the CIA, while John J. McCloy had been Assistant
Secretary of War, President of the World Bank, and U.S. Military Governor and
High Commissioner for Germany. Of the seven members, two were Democrats from the
deep South; the rest were Republicans, one from a border state, two from the
East, and one each from the Middle West and Far West. All of them were lawyers
with practical legal experience. It would indeed have been difficult to assemble
a group more eminently suited to command public confidence and raise the
Commission above all competing bodies. The caliber of the Commission members was
matched by that of its staff. Headed by J. Lee Rankin, former Solicitor General
of the United States, it contained “14 assistant counsel with high
professional qualifications, selected by it from widely separated parts of the
United States.”[60]
It also had the help of highly qualified personnel borrowed from other federal
agencies, including “lawyers from the Department of Justice, agents of the
Internal Revenue Service, a senior historian from the Department of Defense,
[and] an editor from the Department of State.….”[61]
Third, the executive order and
Commission’s own report indicate that satisfying the public as to the guilt of
Oswald was the primary purpose of the Commission. President Johnson directed the
Commission to “evaluate all the facts and circumstances surrounding such
assassination, including the subsequent violent death of the man charged with
the assassination, and to report to me its findings and conclusions.”[62] The news release
accompanying the executive order added that the Commission was to “satisfy
itself that the truth is known as far as it can be discovered,” and that such
findings and conclusions were to be reported to the President, “to the
American people, and to the world.”[63]
The Commission itself viewed as its ultimate objective the identification of the
“person or persons responsible for both the assassination of President Kennedy
and the killing of Oswald through an examination of the evidence.”[64]
It emphasized that it sat “neither as a court presiding over an adversary
proceeding nor as a prosecutor determined to prove a case, but as a factfinding
agency committed to the ascertainment of the truth,”[65]
and concluded that “the public interest in insuring that the truth was
ascertained could not be met by merely accepting the reports or the analyses of
Federal or State agencies.”[66]
Even the investigation of a possible conspiracy was primarily directed at
satisfying the public’s desire to know, rather than discovering violations of
the law. Mr. Rankin confirmed this, emphasizing that “rumors do damage to the
country” and that it was “important for the good of the country that this
investigation be done with thoroughness, so as to nail down the facts as far as
possible.”[67]
A number of aspects of the Commission’s
approach to its work confirm that it viewed its role as one of satisfying public
curiosity. In some respects, despite the Commission’s disclaimer, the
investigation had the characteristics of a posthumous trial. In order to insure
that Oswald was afforded due process of law, the Commission requested Walter E.
Craig, president of the American Bar Association, “to participate in the
investigation and to advise the Commission whether in his opinion the
proceedings conformed to the basic principles of American justice.”[68]
All data was made available to Mr. Craig, and he was invited to cross-examine
all witnesses and suggest witnesses of his own. Thus, if the Commission found
Oswald guilty, the fairness of his “trial” would not be subject to serious
challenge.
Furthermore, two things concerning the
issuance of the report itself support our argument. The Warren Commission
undertook to answer all the questions even remotely relevant, did answer them
with clear statements of conclusions (obviously designed to quell, so far as
possible, doubt and rumor), and gave as part of its report the factual
information on which the conclusion was based, with cross-references to the
twenty-six volumes of testimony and exhibits before the Commission. Where it was
unable to give a definite answer, as in the case of Oswald’s motives, it
presented the evidence and its best judgment about the answer.[69]
In addition, one section of the report was devoted to “speculation and
rumors”[70]
in which each important rumor was taken up and the facts concerning it were
reviewed and analyzed. Finally, both the report and its accompanying testimony
and exhibits were made public; the discovered facts, and the conclusions
drawn from them, were made available to help discount rumors and satisfy a
sensation-oriented public, avid for news. Only by inspecting the report and the
supporting matter can one appreciate the tremendous lengths, surely without
parallel in the history of criminal investigation, to which the Commission went
to determine the truth in order that the public might know.[71]
Clearly, whatever other purpose was served by the Commission, it was secondary
to this overriding consideration.
Although it seems apparent that the Warren
Commission was primarily, if not exclusively, concerned with satisfying the
public’s curiosity, the fact remains that it could have, and did, conduct a
perfectly legitimate[72]
investigation into the existence of a conspiracy against the President and his
need for added protection. Since the Commission could have conducted exactly the
same investigation that it actually did undertake under the guise of
investigating a conspiracy or the need for presidential protection, it is
possible that the Supreme Court might hold the investigation valid despite the
primary purpose of satisfying public curiosity.[73]
But could the Commission constitutionally conduct such a farflung investigation
into the murder of the President on the ground that it was investigating
conspiracy or protection? The answer is probably no, although the evidence is
not altogether conclusive. It can be argued, for instance, that questions asked
and much of the information collected were irrelevant to these valid purposes,
and the Commission itself recognized their lack of relevance. Only two chapters
in the report, one devoted to the question of conspiracy and the other dealing
with the details of the assassination, are considered by the Commission itself
to concern the conspiracy problem. Similarly, a mere 45 pages are devoted to the
protection of the President. While this suggests that chapters comprising over
half the report were, to the Commission’s mind, irrelevant, it does not follow
that this material was the result of asking irrelevant questions. In taking its
testimony the Commission asked each witness to tell all he knew that he thought
relevant. That no one knew anything of a conspiracy would necessarily emerge
only after the questions were asked and answered. Much irrelevant information
would inevitably result that could legitimately be included in the report, and
placing it in separate chapters would be only logical. The paucity of
information on conspiracy characterizes the result of the investigation, not its
purpose. Furthermore, it is possible to argue that no fact bearing on the
President’s death is entirely unrelated to either conspiracy or presidential
protection. Certainly this is true in the sense that the more we know, the wiser
our judgment will be.
On the other hand, to be valid, inquiry
into the murder would have to be incidental to a legitimate investigation, and
the Commission’s failure, either to limit or relate its questions to
conspiracy or protection, suggests that such a limited investigation would not
have served; that the broad questioning was essential to the Commission’s job.
The resolution adopted by the Commission with respect to taking depositions
provided that witnesses be informed of the “nature of the Commission’s
inquiry and the purpose for which the witness has been asked to testify and
produce evidence.”[74]
Although an obvious bow to the pertinency requirements of Watkins and Barenblatt,
this was not interpreted by the staff to require a showing of a constitutional
purpose, and in fact no such showing was made. Almost without exception, this
preliminary statement announced to the 550-odd witnesses that the Commission’s
purpose was to ascertain, evaluate, and report the facts relevant to the death
of President Kennedy and Lee Harvey Oswald, a phraseology much too broad to show
pertinency to a legitimate purpose. Nowhere, except in cases where a witness had
reportedly linked Oswald and Ruby together, did any mention of conspiracy enter
the preliminary statement. Furthermore, even a casual sampling of the voluminous
record and the report confirm that the Commission, had it really been
investigating conspiracy and protection, must necessarily have conducted a far
more restricted investigation than it did. That this would not have served the
Commission’s purpose seems apparent.
Finally, it is clear that the Commission
viewed its job as the ascertainment of “the truth concerning the assassination
of President Kennedy to the extent that a prolonged and thorough search makes
this possible.”[75]
This could not have been done had it felt limited to conspiracy and protection.
But the Commission conceded that “there was no Federal criminal jurisdiction
over the assassination of President Kennedy,”[76]
and that the FBI investigation was conducted at the “sufferance”[77]
of local officials who had “exclusive”[78]
jurisdiction. In doing so the Commission actually cut the base from under its
own investigative powers because this denial of any bona fide basis for an FBI
investigation must apply equally to the Commission itself, since both look to
the statutes and the President for their power. Nor does the Commission anywhere
suggest anything to contradict this. To this writer the conclusion seems
irresistible that the investigation conducted by the Warren Commission went far
beyond any constitutional governmental purposes, and thus was exposure solely
for the sake of exposure.
One further problem concerning the
validity of the Warren Commission investigation remains to be considered. How
can an investigation be called unconstitutional if no attempt was ever made to
challenge it in the courts? In a practical sense, questions that cannot be
subjected to judicial review tend to enjoy a status of constitutionality by
default. Constitutional decisions are made every day by persons at all levels of
government; and these decisions, like the assumption of the Warren Commission
that it had jurisdiction to investigate as it did, are final unless tested in
the courts. From the standpoint of a student of government, however, this is not
a particularly satisfactory definition of constitutionality. It suggests, for
example, that the decision of a school board not to desegregate its public
schools is constitutional unless and until a challenge to its action can be
reversed by a court. Academically speaking, the certainty that it would be
reversed means that the Constitution forbids it, despite its momentary
impregnability. Thus, it can be argued that the use of a governmental power is
unconstitutional, even though its immunity from judicial review leaves the
argument unsettled. Constitutionality, for the scholar, is a guess as to what
the Supreme Court would decide.
But suppose there is no possibility of a
decision because the question is one which, even if brought to the Court, could
not be answered by it. Such has been the case with “political
questions”—questions whose decision has been left by the court to the
political branches of government.[79]
Such, too, is the case with a question which raises no justiciable controversy.[80]
In these circumstances a guess as to what the Court would do is not an
appropriate test of constitutionality, because constitutionality has ceased to
have a judicial meaning.
It is possible to argue that this rule
applies to the Warren Commission investigation, since all the testimony taken by
it was given voluntarily. An actual court test could have been brought, of
course, both as to the validity of the exposure and the relevance of the
questions asked, had some witness refused to answer and been compelled to answer
under threat of contempt. While an executive agency does not have an inherent
power to subpoena witnesses and punish them for contempt if they balk,[81] Congress may grant the
subpoena power to the agency and authorize it to seek judicial aid in compelling
testimony. Not only was this done in the present case, but Congress authorized
the Commission to grant immunity to any witness who refused to testify on
grounds of compulsory self-incrimination.[82]
The Commission, however, never exercised any of these powers given it by
Congress. All the witnesses testified willingly before the Commission, and, with
one exception, answered all the questions they were asked.[83]
Can one question, even theoretically, the constitutionality of an investigation
in which testimony is wholly voluntary? Why isn’t an administrative agency,
like any private individual, entitled to ask questions, even out of mere
curiosity, as long as people will answer them voluntarily? If no governmental
force is being employed to coerce the answers, then the power of government is
not being used, and the constitutional protections against government action
simply do not apply. No justiciable issue is raised because no constitutional
rights have been violated.
Tempting as this suggestion is, it does
not apply in the present case because the Warren Commission did use governmental
power, and hence did pose potentially justiciable issues. Although the
Commission did not have to use its subpoena power, it does not follow that the
testimony was wholly voluntary and free from official coercion. The Supreme
Court has held that even the informal questioning of police officers can amount
to governmental force and intimidation,[84]
and as Mr. Rankin put it, “You can’t discount the fact that its power to
subpoena had the full endorsement of Congress and the President. Anyone who
refused to cooperate willingly had to face up to the fact that the Commission
could compel him to cooperate unwillingly.”[85]
Thus it seems apparent that the Warren Commission was exercising governmental
authority to obtain evidence, so a legitimate question as to its authority can
be raised, despite the fact that no challenge was brought in the courts.
The Commission and the Balance of Values
One of the satisfactory things about our Constitution is the fact that,
when properly interpreted, it permits the government to do the things that are
necessary, while at the same time maintaining the fundamental values cherished
by the people as individuals. Put another way, we know it is properly
interpreted if it produces this result. The Supreme Court, on which the very
duty of interpretation largely falls, must necessarily be very circumspect in
weighing such competing values, but it has been many years since the Court felt
free to decide constitutional cases in a social vacuum. For this reason, no
assessment of the validity of the purposes of the Warren Commission would be
complete that did not weigh against the obvious advantages of full public
disclosure, the possible threat to long held values implicit in the
Commission’s existence and its work.
Little need be said in defense of the
Commission and its report. The tremendous public demand for information, the
damage to public morale and faith in our institutions from unanswered rumors,
make abundantly clear the vital importance, in times of public catastrophe, of
telling the people what has really happened. Had the talk of right and left-wing
conspiracies been allowed to go unchecked the consequences to our political
system might well have been disasterous. Nor can it be argued that the
Commission was costly in terms of competing values. While not everyone was
completely satisfied by the report, only a few people felt injured by it.[86] Surely the advantages far
outweigh the disadvantages.
If, however, we consider what might have
happened, the balance sheet is a good deal less one-sided. Suppose, for example,
the Commission had turned up evidence that someone else—some unanticipated
suspect—might have killed President Kennedy. Or, what is practically the same,
suppose it turned up one or more accomplices to the killing. What does it do?
Does it back gracefully out of its role as chief investigator, letting the
normal law enforcement agencies take over? Does it turn its information over to
the Dallas police? If so, it ceases to serve the function of satisfying public
curiosity. If not, what of the rights of this new suspect? He could be granted
immunity and forced to testify, but it is unlikely that that would serve the
public interest. Could they investigate him as they did Oswald? His past? His
relationships? His private papers? Could they announce that he was guilty of
killing the President? That he was not guilty? That he was insane? The
investigation of crime has traditionally been in the hands of prosecutive and
police forces, which have a legitimate interest in punishing violations of the
law. Today there is increasing concern that pretrial disclosures, even by these
agencies, of information merely to satisfy public curiosity, is hindering our
administration of justice. If exposure by these agencies poses a problem, how
much less desirable is exposure by an agency which is performing no essential
governmental function.
While the suspect would be entitled to a
jury trial on the question of his guilt, the Commission’s findings would make
an impartial trial almost impossible. Like a well-publicized pretrial
confession, the Commission’s finding of guilt or innocence would make
selection of a jury virtually impossible.[87]
Furthermore, a good deal of the information available to the Warren Commission
could never be received by a trial court, with the likely result that their
conclusions would differ. If this happened, which group would the public
believe? Even assuming the Commission delayed making public its findings (as it
actually did, out of deference to Ruby)[88]
a subsequent release, however long delayed, could still challenge the result of
the jury trial and undermine public confidence in either our jury system or the
Commission—or both. Clearly, in this situation, there would be a dangerous
conflict between the interest of the public in obtaining information and the
rights of the accused.
Moreover, the very excellence of this kind
of agency poses a threat to our traditional adversary system of justice. While
nominally an executive agency, in the mind of the public the Commission was a
kind of court, designed to determine, once and for all, who killed President
Kennedy. True, its structure and procedures were not those of a court, but the
very stature of the Commission, its elite staff, its tremendous investigative
facilities, and the unanimity of its findings, all combined to give it an
authority second to none. It seems hard to avoid the conclusion that such an
agency was more apt to arrive at the truth than any other possible investigative
agency. Surely more apt to do so than the twelve men of a trial jury, untrained,
with only technically admissible evidence available to them. More apt, too, than
the grand jury which the Commission, in a sense, was designed to supplant. And
what commensurate public interest is served by insisting upon an agency (the
trial jury) and procedure (trial rules of evidence) that are not best suited for
determining the truth? The essential values of a fair trial are not jeopardized.
Unless one subscribes to the sporting theory of justice, the desirability of a
trial lies in its ability to find the truth of guilt or innocence. An accused
can reasonably ask for no more than the truth, and here is an agency that will
more likely produce it. And if it is good for presidential assassinations, what
of other spectacular crimes? Or any crimes? In short, what does our
adversary system offer compared to the inquisitorial system exemplified by the
Warren Commission? However one answers this question, serious consideration
should be given to any step so at odds with our traditional method of dispensing
justice.
Whatever potential threat to justice is
posed by such a commission in the abstract is magnified immeasurably by having
as its head the Chief Justice of the United States. While he unquestionably lent
authority, dignity and stature to the Commission that bears his name, it need
scarcely be said that he should not associate himself with any kind of
investigation which might ultimately come before the courts of the land.
Unhappily, it is never possible to be certain that this will not occur, however
unlikely it may seem at the time. Suppose Mrs. Oswald, for instance, suspecting
that the Commission was going to issue a report naming her son as the
President’s assassin, sued to enjoin the publication of the report. Or,
suppose that after the Commission had made its report she sued for damages,
arguing that since he had not been found guilty in a court of law, and since
they were not performing a legitimate governmental function, it was libel to
pronounce him a murderer. It is not particularly important whether suits of this
kind would succeed or not. The important thing is that the decision of the
Commission with the Chief Justice at its head, would embarrass, if not imperil,
the determination of such a question. Even the determination of the
justiciability of such an issue would be colored by the fact that, with the
Chief Justice on the Commission, justiciability would be highly undesirable. The
fact that Chief Justice Warren would not sit on the case, should it come to the
Supreme Court, hardly answers the problem even at that level; how much greater,
then, would be the impact of his presence upon the judges of the lower courts.
Moreover, the presence of the Chief Justice would aggravate the already
embarrassing position of the Commission were it to turn up a new suspect or an
accomplice. Had there been the least suspicion that this could occur it seems
inconceivable that Chief Justice Warren would have accepted appointment to the
Commission. Faced with the prospect of directing an investigation designed to
decide if a living person were guilty of murder, he would have no alternative
but to resign, with an attendant embarrassment, if not disruption, of the
Commission’s work.
So strong are the arguments against a
publicity-oriented agency of this kind investigating the guilt of live suspects,
with or without the Chief Justice as chairman, that it seems almost
inconceivable that the Commission would have been created had Oswald not been
killed. Although Mr. Rankin indicated that the Commission did not assume that
Oswald was the murderer,[89]
this can probably be interpreted as indicating the open-mindedness of the
Commission toward its evidence, rather than any serious doubts about Oswald’s
guilt. The Commission itself appears to concede this when it notes that its
creation was an “alternative means for instituting a complete investigation”[90]
of the President’s murder, since “it was no longer possible to arrive at the
complete story of the assassination through normal judicial procedures during a
trial of the alleged assassin.”[91]
Thus the Commission, apparently without realizing it, was in the anomalous
position of having its very existence depend upon a particular answer to those
questions which it was set up to investigate—namely, that Lee Harvey Oswald,
acting alone, assassinated President Kennedy. Surely the injection into our
system of justice of an agency based on such a preconception poses a threat to
impartial justice worthy of the most careful consideration.
It is not the intention of this writer to
disparage in any way the members of the Commission, its staff, or the job that
they did. Nor should any criticism be implied of the wisdom and judgment of
those involved in the Commission’s creation. One does what one has to do, and
in the emotion-charged period following President Kennedy’s assassination it
seemed imperative to set up the most competent and respected body possible to
assure a worried nation that everything was all right. It is only with the
passage of time, and the benefit of hindsight, that we realize luck was riding
with the Commission—luck which could not, perhaps, be counted on another time.
Problems which did not, but might have, materialized raise serious questions for
calm consideration before the need for another such agency appears. And until
such consideration has been given, and wise judgments are reached, only clearly
legitimate governmental purposes should justify placing in jeopardy any of the
values of our system of justice. There is great wisdom in Chief Justice
Warren’s implications in the Watkins case that government should not
expose for the sake of exposure.
[1] An example of how such rumors started and grew is given by the Warren Commission: “While attempting to enter the Carousel Club … shortly after Oswald was shot, [an entertainer named] Crowe encountered two news media representatives who were gathering information on Jack Ruby. At that time, Crowe, who included a memory act in his repertoire, mentioned the ‘possibility’ that he had seen Oswald at the Carousel Club. As a result he was asked to appear on television. In Crowe’s own words, the story ‘started snowballing.’ He testified:
They built up the memory thing and they built up the bit about having seen Oswald there, and I never stated definitely, positively, and they said that I did, and all in all, what they had in the paper was hardly even close to what I told them.”
Report of the President’s Commission on the
Assassination of President Kennedy 360 (1964) [hereinafter Report]. See also
App. XII, Speculation and Rumors, id. at 637–68.
[2] Exec. Order No. 11130, 28
Fed. Reg. 12789 (1963).
[3] 77 Stat. 362 (1963).
[4] See United States v.
Hudson, 11 U.S. (7 Cranch) 31 (1812), in which the Supreme Court held that
there could be no federal common law of crimes.
[5] 18 U.S.C. § 871 (1958).
[6] 18 U.S.C. § 372 (1958).
[7] 18 U.S.C. § 2385 (1958).
[8] 18 U.S.C. § 1114 (1958).
†
Since the writing of this article, legislation making it a crime to kill the
President has been passed by the House and, in amended form by the Senate.
H.R. 6097, 89th Cong., 1st Sess. (1965).
[9] 18 U.S.C. § 242 (1958).
[10] In 1945 the conviction
under this section of a sheriff for killing a prisoner was reversed because
the jury was not charged that the deprivation of rights had to be
“willful.” Screws v. United States, 325 U.S. 91 (1945).
[11] Report 454.
[12] Report 456. The
awkwardness resulting from this lack of federal jurisdiction was emphasized
by FBI Director J. Edgar Hoover, who testified that the absence of clear
federal jurisdiction had led to embarrassment and confusion in the
subsequent investigation by federal and local authorities. Ibid.
[13] See United States v.
Curtiss-Wright Export Corp., 299 U.S. 304, 319–20 (1936). See also Corwin,
The President: Office and Powers, 170–226 (4th ed. 1957).
[14] 135 U.S. 1 (1889).
[15] Neagle’s chance of
acquittal on self-defense was narrowed by the fact that Terry, the victim,
had been Chief Justice of the California Supreme Court. His quarrel with Mr.
Justice Field was a cause célèbre, and the public generally sided with
Terry. For a graphic account of the background of In re Neagle, see Lewis,
The Supreme Court and a Six-Gun, 43 A.B.A.J. 415 (1957).
[16] 135 U.S. at 59.
[17] Id. at 67.
[18] Id. at 69.
[19] Youngstown Sheet &
Tube Co. v. Sawyer, 343 U.S. 579 (1952). The Court rejected the argument
that the President had an inherent power to protect the nation broad enough
to enable him to seize the steel mills.
[20] See note 8 supra.
[21] 18 U.S.C. § 3056 (1958).
[22] See McGrain v. Daugherty,
273 U.S. 135 (1927).
[23] “Plainly the subject
was one on which legislation could be had and would be materially aided by
the information which the investigation was calculated to elicit. … The
only legitimate object the Senate could have in ordering the investigation
was to aid it in legislating; and we think the subject-matter was such that
the presumption should be indulged that this was the real object.” Id. at
177–78.
[24] 360 U.S. 109, 111 (1959).
[25] “There is no general
authority to expose the private affairs of individuals without justification
in terms of the functions of the Congress. … No inquiry is an end in
itself; it must be related to, and in furtherance of, a legitimate task of
the Congress.” Watkins v. United States, 354 U.S. 178, 187 (1957).
[26] While the Constitution
mentions only powers, the Supreme Court has always passed on the
“purposes” or “ends” for which the powers were used; a
constitutional purpose being one for which, in the Court’s judgment, the
power was intended to be used. Probably the earliest, and certainly best
known reference to such valid purposes is by Chief Justice Marshall in
McCulloch v. Maryland. “Let the end be legitimate, let it be within the
scope of the constitution, and all means which are appropriate, which are
plainly adapted to that end, which are not prohibited, but consist with the
letter and spirit of the constitution, are constitutional.” 17 U.S. (4
Wheat.) 315, 421 (1819).
[27] 249 U.S. 86 (1919).
[28] 38 Stat. 785 (1914).
[29] 249 U.S. at 94. “The
act may not be declared unconstitutional because its effect may be to
accomplish another purpose as well as the raising of revenue.” Ibid.
[30] 312 U.S. 100 (1941).
[31] 52 Stat. 1060 (1938), 29
U.S.C. §§ 201–19 (1958).
[32] 312 U.S. at 114.
[33] The distinction behind
“motive,” the driving force or incentive prompting a certain action, and
“purpose,” the end or goal to be achieved, is frequently ignored by the
Court. In general, motives tend to be hidden, or unacknowledged, in contrast
to purposes which may be inferred from the wording of the statute.
“Inquiry into the hidden motives which may move Congress to exercise a
power constitutionally conferred upon it is beyond the competency of
courts.” Sonzinski v. United States, 300 U.S. 506, 513–14 (1937).
[34] 195 U.S. 27 (1904).
[35] Id. at 54.
[36] 312 U.S. at 115. That the
Court has not abandoned all concern for “purposes” is apparent from
Watkins and Barenblatt. See text accompanying notes 37–39 infra.
[37] 354 U.S. 178, 200 (1957).
[38] Ibid.
[39] 360 U.S. at 132–33.
[40] Jones v. SEC, 298 U.S. 1,
25–26 (1936).
[41] FTC v. American Tobacco
Co., 264 U.S. 298, 306 (1924).
[42] “Even if one were to
regard the request for information in this case as caused by nothing more
than official curiosity, nevertheless law-enforcing agencies have a
legitimate right to satisfy themselves that corporate behavior is consistent
with the law and the public interest.” 338 U.S. 632, 652 (1950).
[43] Id. at 652.
[44] 52 Stat. 942 (1938), 2
U.S.C. § 192 (1964).
[45] 77 Stat. 362 (1963).
[46] Cf. the statement in
Jones v. SEC, that “the citizen, when interrogated about his private
affairs, has a right before answering to know why the inquiry is made; and
if the purpose disclosed is not a legitimate one, he may not be compelled to
answer.” 298 U.S. at 26.
[47] 354 U.S. at 206.
[48] For a discussion of this
development, see Davis, Administrative Law 96–99 (1951).
[49] Exec. Order No. 11130, 28
Fed. Reg. 12789 (1963).
[50] Interviews with J. Lee
Rankin in New York City, March & April, 1965 [hereinafter Rankin,
Interviews].
[51] Ibid.
[52] Nothing in the Neagle
case suggests that inherent power comprehends prosecuting an alleged
assassin for murder, and since investigation depends on a valid power to
act, the Commission’s investigation would seem limited to the problems of
protection. Nor does inherent power over foreign affairs appear to add
perceptibly to the statutory power to investigate conspiracy.
[53] Report 454–56.
[54]
No one could reasonably deduce from the charter the kind of investigation
that the Committee was directed to make. As a result, we are asked to engage
in a process of retroactive rationalization. Looking backward from the
events that transpired, we are asked to uphold the Committee’s actions
unless it appears that they were clearly not authorized by the charter. As a
corollary to this inverse approach, the Government urges that we must view
the matter hospitably to the power of the Congress—that if there is any
legislative purpose which might have been furthered by the kind of
disclosure sought, the witness must be punished for withholding it. No doubt
every reasonable indulgence or legality must be accorded to the actions of a
coordinate branch or our government. But such deference cannot yield to an
unnecessary and unreasonable dissipation of precious constitutional
freedoms. Watkins v. United States, 354 U.S. 178, 204 (1957).
[55] “The conclusion that
there is no evidence of a conspiracy was also reached independently by Dean
Rusk, the Secretary of State; Robert S. McNamara, the Secretary of Defense;
C. Douglas Dillon, the Secretary of the Treasury; John A. McCone, the
Director of the CIA; and James J. Rowley, the Chief of the Secret Service,
on the basis of the information available to each of them.” Report 374.
The FBI investigation resulted in a five-volume report which was turned over
to the Commission. Foreword to Report at xi.
[56] “President Johnson
sought to avoid parallel investigations and to concentrate factfinding in a
body having the broadest national mandate.” Foreword to Report at x.
[57] The House Judiciary
Committee, the House Un-American Activities Committee, and the Senate
Judiciary Committee, were all considering separate investigations at the
time the appointment of the Warren Commission was announced. N.Y. Times,
Nov. 30, 1963, p. 12, col. 3.
[58] Congress apparently
agreed with this conclusion, since all plans to investigate were dropped
when the Warren Commission was created, and congressional leaders assured
the President they would use their influence to discourage all committees
from undertaking investigations. Ibid. In addition, the bill to give the
Commission subpoena powers passed both houses without debate. 109 Cong. Rec.
22629, 22787 (daily ed. Dec. 9, 10, 1963).
[59] According to the N.Y.
Times, Chief Justice Warren at first refused to head the Commission. “Then
President Johnson called him over to the White House and talked to him about
patriotism, about the country’s urgent need to settle the assassination
rumors, about the special trust foreign lands would place in an inquiry he
headed.” N.Y. Times, Sept. 28, 1964, p. 14, col. 6.
[60] Foreword to Report at xi.
A one-paragraph biography of each member of the Commission and its staff is
printed in the report. Report 475–81.
[61] Foreword to Report at xi.
[62] Exec. Order No. 11130, 28
Fed. Reg. 12789 (1963).
[63] Report 472.
[64] Foreword to Report at
xiv.
[65] Ibid. The staff, too, was
characterized by “a total dedication to the determination of the truth.”
Id. at xi.
[66] Foreword to Report at x.
It is not here suggested that the term “public interest” is synonymous
with “public curiosity,” but the entire discussion by the Commission of
its goals and purposes emphasizes the job of getting the truth to the
public.
[67] Rankin, Interviews.
[68] Foreword to Report at
xiv.
[69] An entire chapter in the
Report is devoted to an examination of Oswald’s background and possible
motives. Report 375–424.
[70] Report 637–68.
[71] “This Commission was
created … in recognition of the right of people everywhere to full and
truthful knowledge concerning these events.” Report 1.
[72] Perfectly legitimate is
perhaps too strong, since the Commission was not expressly authorized to
prosecute conspirators, if any, or to recommend legislation to Congress. Its
sole function, apparently, was to inform the President and public.
[73] But note that the Court
in Barenblatt takes cognizance of “the primary purposes of the inquiry.”
See text accompanying note 39 supra.
[74] “At the opening of any
deposition a member of the Commission’s staff shall read into the record a
statement setting forth the nature of the Commission’s inquiry and the
purpose for which the witness has been asked to testify or produce
evidence.” Report 502.
[75] Report 18.
[76] Id. at 454.
[77] Id. at 456.
[78] Id. at 454.
[79] See Luther v. Borden, 48
U.S. (7 How.) 1 (1849).
[80] See Ex parte Lévitt, 302
U.S. 633 (1937), where the Supreme Court dismissed a suit challenging the
right of Mr. Justice Black to take his seat on the Court. “[T]o entitle a
private individual to invoke the judicial power to determine the validity of
executive or legislative action he must show that he has sustained or is
immediately in danger of sustaining a direct injury as the result of that
action and it is not sufficient that he has merely a general interest common
to all members of the public.” 302 U.S. at 634.
[81] Not only is it not
inherent, but winning the right to delegate such power to administrators has
been a struggle for Congress. For an excellent summary of this development
see Davis, supra note 48, at 90–93. In practice, Congress confers subpoena
powers very freely, although, as here, failure to comply with a subpoena
must be enforced in a court.
[82] See text accompanying
note 3 supra.
[83] The Commission never made
use of its power to compel self-incriminating testimony by granting
immunity. Foreword to Report at xi. See also note 85 infra. One witness,
however, refused to give the name of an informant who claimed to have seen
Ruby, Officer Tippit and a right-winger named Weisman in conference a week
before the assassination. The witness, Mark Lane, was a New York attorney
and spokesman for a group who believe Oswald was innocent. N.Y. Times, Sept.
28, 1964, p. 1, col. 7. He was Mrs. Oswald’s attorney for a time, and
lectured to paying audiences on his theory of Oswald’s innocence. Although
he was brought home from Europe at Commission expense on the assumption that
he would reveal the informant’s name, he refused on the ground that he had
“promised the individual that his name would not be revealed without his
permission.” Report 297. See also N.Y. Times, Nov. 25, 1964, p. 19, cols.
1–2 and 5 Hearings Before the President’s Commission on the
Assassination of President Kennedy 553–55 (1964). He was not ordered to
divulge the name and did not do so.
[84] “Silverstein’s
compliance … was not voluntary. People do not lightly disregard public
officers’ thinly veiled threats to institute criminal proceedings against
them if they do not come around….” Bantam Books, Inc. v. Sullivan, 372
U.S. 58, 68 (1963).
[85] In Mr. Rankin’s view
the fact that they could be compelled brought them willingly, since any show
of reluctance would merely bring down on them unnecessarily the wrath of a
public which demanded that no facts be withheld. The fact that the
Commission paid their expenses, whether they were subpoenaed or merely
invited, made the use of the subpoena unnecessary. He could recall no
instance in which a subpoena had been necessary. Rankin, Interviews.
[86] Mrs. Oswald, for
instance, remained convinced that her son was innocent and the Commission
had brought in an erroneous “verdict” against him.
[87] The Harris survey
reported that 94% of the people had heard of the Warren Commission report,
and although 31% remained unconvinced that Oswald had acted alone, only 13%
were not convinced of Oswald’s guilt. Washington Post, Oct. 19, 1964, p.
2, cols. 1–3.
[88] “The Commission
concluded that the premature publication by it of testimony regarding the
assassination or the subsequent killing of Oswald might interfere with
Ruby’s rights to a fair and impartial trial on the charges filed against
him by the State of Texas.” Foreword to Report at xiii.
[89] Rankin, Interviews.
[90] Foreword to Report at x.
[91] Ibid.