The Warren Commission and the Fourth Shot: A Reflection on the Fundamentals of Forensic Fact-finding*
Paul L. Freese
New York University Law Review, Vol. 40, May 1965, pp. 424–465
(Paul L. Freese is a member of the California Bar.)
Social judgments and social action rest on factual data, proven or
assumed. The means used to discover and evaluate data are as important a subject
of study in the world of governmental action as they are in the world of
science. But we tend to take them rather more for granted in the sphere of
governmental action. Get the facts, we say, and we will know better how to act.
But how good are the processes by which we seek to get the facts?—Packer,
Ex-Communist Witnesses: Four Studies in Fact Finding 1 (1962).
Now facts are all very well but they
have their little weaknesses. Americans often assume that Facts are solid,
concrete (and discrete) objects like marbles, but they are very much not. Rather
they are subtle essences, full of mystery and metaphysics, that change their
color and shape, their meaning, according to the context in which they are
presented. They must always be treated with skepticism, and the standard of
judgment should not be how many Facts one can mobilize in support of a position
but how skillfully one discriminates between them, how objectively one uses them
to arrive at Truth, which is something different from, though not unrelated to,
the Facts.—Macdonald, Critique of the Warren Report, Esquire, March 1965,
p. 61.
What is Truth? said jesting Pilate; and
would not stay for an answer.—Sir Francis Bacon, Bacon’s Essays (of
Truth).
Bulletins brought the word that three shots directed at
John Fitzgerald Kennedy had taken the life of a president of the United States.
Following shock and grief came the questions: What type of hate or madness
inspired such a crime? If the assassin were rational, what cause or group could
he hope to serve? Was this act the extension of some ominous national or
international reach for power?
From Dallas came further bulletins—a
Dallas policeman had been slain; Lee Harvey Oswald had been apprehended as the
suspected assassin.
For forty hours all news media published
the incriminating facts linking Oswald to both deaths. But the suspect made no
confession, no significant admissions—instead, Oswald asked for an attorney.
Far from displaying the symptoms of a lunatic, the suspect appeared rational.
Rather than affecting the posture of a martyr for some benighted cause, he
insisted upon the “due process” of the government he had just shaken.
To those who had reason to project the
implications of Oswald’s attitude, there could be no doubt about the nature of
the tribunal that would have the responsibility of trying to satisfy the
nation’s, indeed the world’s, demands for the truth. There would be a trial
before a state tribunal in Texas.[1]
Under constitutional dictates, Oswald’s guilt or innocence would be submitted
to the common law system of justice before a single judge and twelve of
Oswald’s peers. Upon two, or perhaps a few more attorneys, adversely
positioned, would devolve the responsibility of collecting, selecting, and
arguing the significance of evidence bearing on the question of Oswald’s guilt
or innocence. A well-known machinery established prior to the fact under the
rule of law was ready. Methods, principles and standards fashioned and refined
through centuries of legal development would define and confine the exposition
of fact, and govern the ultimate basis for decision by the jury. With this came
the realization that the rights of an accused loomed as a necessary, but
bitterly frustrating obstacle to knowledge of the truth and could not be
disregarded lest a President’s death gravely impair the institutions for which
he lived. None of the speculations as to possible conspiratorial relationships
could properly find its way into Oswald’s indictment. Evidence of a specific
conspiracy, naming specific people, must first be adduced before the Texas court
could serve as a forum of public enlightenment.[2]
Oswald had a right to a public trial, a
right to counsel, a right to refuse to testify, a right to have the evidence
heard by judge and jury, a right to appeal, and appeal again. All of these
rights, and a hundred more, protected him in law whether he, in fact, was
innocent or guilty and stood as possible barriers to truth in the state tribunal
and obstacles to any other agency seeking the truth.
The failure of the police to secure a
confession of guilt through the two days of Oswald’s commitment probably never
would have been cured in the ordinary course of legal events that would follow.
Oswald had already asked for legal counsel and undoubtedly would have secured an
attorney before many more hours had elapsed.[3]
Certain it is that Oswald’s attorney, whether voluntarily engaged or assigned
by order of court, would have been duty bound to seek for Oswald every benefit
offered by our legal institutions. The brutal, clearly premeditated and
deliberate direction of three rifle shots at the head of the President would not
allow the possibility of mitigation. Only the ultimate penalty could be expected
with a finding of guilt. Therefore, once counsel was engaged, his advice would
be to refuse to testify under the constitutional privileges.
The fourth shot in Dallas on the fateful
weekend relieved the nation of its commitment to history.[4]
Perhaps many responsible officials found a deep sense of relief in the knowledge
that now the problem of Oswald’s involvement, his motives, and the questions
of complicity would not be subject to the jurisdictional claims of the ancient,
perhaps antiquated, adjudicative machinery of the common law.
Within a week a press release announced
the formation of a special tribunal, the Warren Commission.[5] With the Chief Justice of
the United States as its Chairman, six other men of national prominence to
assist him, an array of talented counsel, ample powers from Congress, and the
national and international resources of a host of investigative agencies at its
beck and call, a new, very formidable fact-finding machine appeared.
This Commission labored long and
diligently into the basic questions of guilt and complicity. With Oswald dead,
the Commission did not have to be concerned about interference with the rights
of a accused. Moreover, the death of Oswald allowed resort to evidence which
otherwise would have been challenged under other protective evidentiary rules
and privileges. Oswald’s wife testified three times before the Commission.[6]
Under Texas law she would have been disqualified from giving testimony against
her husband in a criminal proceeding.[7]
Perhaps Oswald’s efforts to kill General Walker would never have been known.[8]
The identification of Oswald’s jacket, the photograph of Oswald with the
rifle, the identification of it as belonging to him and its storage in the
garage were significant facts which might have been lost.[9]
Furthermore, the explanation of Oswald’s choice of “Hidell” as an alias
because it rhymed with “Fidel”[10]
and his use of the alias in purchase of the murder weapon were illuminatory
facts brought out by a wife rendered incompetent as a witness against her
husband under the common law. The search of Oswald’s belongings made by the
Dallas police might have been invalidated with suppression of all evidence
uncovered by the search.[11]
In any event, it seems clear that if the Warren Commission had been constituted
despite the pendency of a criminal trial involving the central issue of its
inquiry, it definitely could not have functioned with the freedom which it
actually enjoyed and the speculations and rumors which were sufficiently rife
without such a trial, would have multiplied.
The Commission’s work has now been
completed. From most responsible and knowledgeable critics has come recognition
of a job well done. While the Commission worked at its task, a Dallas court,
following the conventional procedures which might have been applied to the same
questions, addressed itself to the question of Jack Ruby’s mental capacity for
criminal conduct, illustrating the crusty methods of ages gone by.
The consequences of the old and new
tribunal might differ, but their essential fact-finding function remained the
same—to review and evaluate the true inferences of direct and circumstantial
evidence made available to them. Probably, the findings of both tribunals are
regarded by fair-minded, thoughtful men as just and true. But in terms of
procedure, without regard to the caliber of personnel staffing the two
fact-finding bodies, many may feel that the dignity, decorum, efficiency and
therefore reliability of the Warren Commission’s approach contrasted sharply
with the conduct of the Ruby trial which, in decorum, sometimes had aspects of a
charade and mockery of serious inquiry.[12]
In broad outline, the Warren Commission
emerges as a fact-finder much different in form and essential approach from the
conventional court of law, administrative tribunal, arbitration proceeding, or
other adversary fact-finding forums.[13]
It can be said, as indeed the Commission itself reported, that it was not
functioning as a court of law or as a prosecutor, “but as a fact-finding
agency committed to the ascertainment of the truth.”[14]
To those unschooled in the theories of pragmatic justice which guide the
administration of law in our regular courts, the Commission’s observation
suggested that ordinary tribunals are not committed to the ascertainment of the
truth. However, the Commission and its counsel, who were all schooled in our
conventional system, did not intend an implied slur upon the objective or
earnestness of existing fact-finding tribunals. Rather they meant that ordinary
tribunals are not like scientists or philosophers who may not acknowledge
findings unless their hypotheses explain all the facts pertinent to a particular
question. Ordinary courts functioning in the workaday world are committed to the
ascertainment of truth but must, for pragmatic reasons, be content with
determining the truth in accordance with the probabilities indicated by the
available evidence. Thus, allegations of fact are found to be true in accordance
with the preponderance of the evidence, or beyond a reasonable doubt.
The true and more interesting connotation
of the Commission’s statement is the implied assertion, and confidence, that
it could find the truth where perhaps other institutions might fail. It is this
implication which bears scrutiny.
The Warren Commission was designed and
operated as a forensic fact-finding body. As such it invites comparative
analysis with other forums. It obviously abandoned the adversary format of the
common law. The main inquiry here is the extent to which it might have borrowed
fact analysis techniques of the common law to improve its performance. Before
trying to identify such techniques, a general review of the forensic
fact-finding problem will be attempted.
The Forensic Fact-Finding Problem
The fact-finding task assigned to any forum or agency can be broken down
into components for purposes of comparative analysis. The first step is defining
the question for inquiry. Second is the matter of gathering apparently pertinent
data which either directly of in combination with other data suggests an answer
to the question. Third is the process of screening out unreliable data or
evaluating the weight of conflicting data. Fourth is the application of rules of
logic or common sense to reach a final conclusion based on the collected,
accepted data.
The weakness in forensic fact-finding is
the need at all stages to rely upon human instrumentalities of perception,
interpretation and communication. While the scientist in fact-finding may follow
the same logical processes and must rely on human faculties, he can achieve
greater reliability through laboratory and other physical controls. However, the
forensic fact-finder is engaged in reconstructing occurrences and relationships
which are already a part of history. In seeking truth he must rely to a great
extent upon human memory, perception, sincerity and other variables of the human
make-up. His controls upon reliability must be developed through critical
procedures and systems which test, sort out, or control unreliable data.
For general perspective, let us review
briefly the general aspects of the fact-finding method illustrated by the
experience of the Warren Commission and the typical experience of a conventional
tribunal.
In paraphrase, the Commission was asked to
determine whether Oswald was guilty and, if so, whether he was abetted by any
other person or group.[15]
The Federal Bureau of Investigation and Secret Service primarily, and to some
extent the Internal Revenue Service, Department of State and military
intelligence agencies served as the basic investigators.[16]
The Commission started with a five-volume
investigation report submitted by the F.B.I. in December of 1963.[17]
It then requested the materials underlying the report.[18]
After receiving this data, it collected special reports from the Secret Service,
the Department of State and from the Attorney General of Texas.[19]
Its legal staff was then given the task of organizing the facts, determining
issues and sorting out unresolved problems.[20]
After these initial measures, the Commission addressed specific inquiries and
further requests for information to various governmental, investigative or
intelligence agencies.[21]
Then the respective reports of these agencies were critically assessed by the
Commission.[22] The conduct of the F.B.I.
and other agencies in gathering information was also reviewed, and responsible
officials of the agencies were called before the Commission to explain the work
of their departments.[23]
The Commission’s staff took sworn statements from hundreds of witnesses and
the Commission itself summoned ninety-four witnesses to be examined before it.[24]
After completing its fact accumulation
through these procedures, the Commission made its report setting forth in great
detail many of the premises and much of the evidence upon which its final
conclusions were predicated.[25]
The Commission performed several
fact-finding functions. It could, and did control the amount and type of data
collected; it had freedom to regulate its procedures and could go to basic
sources of information.[26]
It assumed the responsibility of critically analyzing the evidence and the
conduct of the personnel who gathered it. In short, the Commission was its own
arbiter of the amount of evidence to be collected, the sources which should be
consulted, the standards to be applied, the procedures to be followed and the
conduct of the personnel involved.
In contrast, the conventional court would
start its inquiry with the presentation of an issue, or issues, framed by
pleadings, such as an indictment. The fact-finders (judge or jury) have no
direct control over the fact-gathering process. The initial fact-gathering will
have been undertaken by the person or agency prosecuting the complaint or
charge. The conventional court thus is put into operation when the main task of
fact-gathering has been completed. Its function is to evaluate the evidence
adduced. In evaluation there is a distinct separation of functions. Under the
adversary rules, the proponent bears the burden of selecting and introducing
evidence relevant to the charge and admissible under the rules of evidence. The
court acts as an arbiter continually reviewing and sometimes rejecting the data
offered. The opponent from the outset and throughout the proceeding is given
various rights of criticism: to examine, to challenge and to mitigate the effect
of any witness or other form of evidence offered. The jury sits as observer and
theoretically has been selected on the basis of its unfamiliarity with the
controversy. Finally, when the evidence is in, the judge instructs the jury and
a decision is made. One or more appellate courts may act as reviewing agencies
before the fact-finding results are final.
Comparing the Commission with this type of
tribunal, the main observation is the freedom of approach that the former had.
The Commission was not inhibited by an elaborate system of evidentiary rules, or
procedural restraints.[27]
Its freedom to inquire was not limited geographically or psychologically or by
prearranged formalisms. Its area of inquiry was not circumscribed and it could
continue the search, within, perhaps, certain budgetary limits, until it had
exhausted all available sources of evidence. Its salient characteristic was
capability for massive fact-gathering.[28]
The main emphasis of the common law, in
contrast, is its absorption with fact-screening and review after the evidence
has been gathered. In this respect the theme of its structure and procedure is
the cautionary note that fact-finding with reference to human affairs is an
uncertain matter at best. The more obvious dangers of overt, improper influences
such as bribery, coercion or duress may lead to complete fabrication or
rejection of the truth by the investigator, witness or the fact-finder. These
dangers exist, but they are probably the most readily discovered and least
troublesome. It is not the liar or corrupted fact-finder who has absorbed the
attention of the common law or induced the subtleties of its adversary
procedures. Rather, it is the recognition that men of good will, of education,
of good judgment, will unknowingly yield to error or give color to the truth if
not harnessed by appropriate checks and balances.
Setting aside the more gross distortive
influences, the main concern of the common law is with “bias”—bias of the
initial investigator, bias of the one who presents the evidence, bias of the
witness and bias of the fact-finder. By “bias” in this broad context, is
meant the normal human weakness for predilection, proclivity and prejudice,
which we all share because of defects in personal experience, the pressure and
pull of crisis, the lure of reward, the fear of punishment or merely because of
the human inability to apprehend and comprehend thoroughly all that is relevant
and genuine. “Bias” as here used, also includes the propensity of the human
mind to gravitate quickly to conclusions from known, but incomplete, facts and
inertia of a state of mind which seems to attach to an opinion once formulated.
Implicitly, the structure of the common
law procedure shows suspicion of “bias” on the part of everyone who appears
before it—bias of parties, of witnesses, of jurors and of judges—and even
bias of reviewing judges.
Assuming that such suspicion and the
controls prompted by it have foundation in human nature and experience, the
inquiry to be put to the Warren Commission is: How well was it equipped, and how
effective were its controls in mitigating or destroying the distortive effects
of human weaknesses and “bias”?
As most courts do, the Commission
encountered the whole range of witness-failure from outright lying, to lapse of
memory, to mistaken impressions. Moreover, bias of its investigators and staff
also appears to have impaired its objectivity and therefore its performance.
For instance, one of the more troublesome
questions was the possibility that Oswald had acted on behalf of Cuban
conspirators.[29]
His defection to Russia,[30]
his activities in New Orleans on behalf of the Fair Play for Cuba movement[31]
and his correspondence with U.S. Communists[32]
all added strength to the likelihood that he might have been employed by agents
of Castro or some group seeking to avenge itself of President Kennedy’s
involvement in the handling of the Cuban crisis. Within eight weeks prior to the
assassination, Oswald had been to Mexico City and had visited both the Cuban and
Soviet embassies.[33]
Shortly after the assassination a young Latin American secret agent identified
as “D” visited the U.S. Embassy in Mexico City. He stated that on September
18, 1963 he had been in the Cuban consulate in Mexico City and there saw a man,
whom he later recognized as Lee Harvey Oswald, receive $6,500 in cash “to kill
an important person in the United States.”[34]
“D” purported to have seen a tall Negro with reddish hair, another white
person carrying a Canadian passport and Lee Harvey Oswald talking together. He
described each of the three persons in more detail and claims that a tall Cuban
joined the group and gave some American currency to the Negro who then allegedly
said to Oswald, “I want to kill the man” to which Oswald replied “You’re
not man enough, I can do it.”[35]
The Negro gave Oswald the $6,500 in large bills. After hearing this
conversation, “D” allegedly called the U.S. Embassy in Mexico City to report
his belief that an important person in the United States was going to be killed.
“D” allegedly was discouraged by the Embassy.
About four days after the relation of this
story, the U.S. Government learned from the Mexican authorities that “D”
admitted that the narrative about Oswald was false.[36]
Why did he lie? Apparently because he hated Castro and believed that his story
would help gain admission to the United States and also would cause the United
States to take action against Castro.
Another rather extreme illustration of the
unreliability of witnesses is provided by the experience with Mrs. “K.”
Apparently the Federal Bureau of Investigation considered it necessary to
investigate whether Ruby was a homosexual. An F.B.I. agent interviewed and
“re-interviewed” Mrs. “K” and was told that she had worked at the
Carousel Club in Dallas for two weeks, “probably in 1957,” and that Jack
Ruby had operated the club. She indicated that Ruby frequently came to the
dressing rooms where he berated the performers. He allegedly had a male friend
and would be particularly mean to the female performers whenever he had a
“tiff” with his male friend.[37]
The statement as given by Mrs. “K” is
quite detailed and would appear on its face to be supported by ample opportunity
to know of Ruby, his characteristics and companions. Moreover, there would seem
to be no apparent motive for her to falsify her statement to the F.B.I. If no
further statement had been taken from Mrs. “K,” the danger existed that her
statement might have been given substantial weight if it became important to
know the facts which she related. However, a third interview was held in January
of 1964 at which time the agent pointed out to her that Ruby had not operated
the Carousel Club in Dallas until sometime in January of 1960. She was then
shown photographs of Ruby and after carefully looking at them stated that she
must have been error and that she must have been confusing Ruby with someone
else.[38]
A less colorful illustration appears in
connection with the means by which Oswald imported a rifle into the Texas
Schoolbook Depository building. The Dallas police had found a home made bag of
wrapping paper and tape near the southeast corner of the sixth floor from which
shots had been fired. The bag apparently had been made for a particular purpose
and was suitable in size for transporting a disassembled rifle of the type owned
by Oswald.[39]
A latent palm print and latent finger print were found on the bag which were
identified as the left index finger print and the right palm print of Lee Harvey
Oswald.[40] Other tests satisfied the
Commission that the wrapping paper and tape for the bag came from the shipping
room of the Depository.[41]
To fill out its proof, the Commission took the testimony from Buell Wesley
Frazier[42]
and Linnie Mae Randle.[43]
Mr. Frazier had given Oswald a ride to work on the morning of the assassination.
When they entered the car that morning, Frazier had noticed a brown paper
package on the back seat of the car and asked Oswald what it was.[44]
Oswald replied “curtainrods.”[45]
Frazier also observed Oswald carrying the package into the Depository building.[46]
By way of describing the package, Frazier indicated that Oswald had carried it
in such a manner that the upper part of the package was under his armpit and
that Oswald’s right hand was cupped around the bottom of the package.[47]
The Commission found that the disassembled rifle was too long to be carried in
this manner.[48]
Frazier, in further effort to describe the
package, identified the point on the back seat of his car where the bag reached
when it was laid on the seat with one edge against the door. The Commission
found that the distance between this point and the seat was 27 inches.[49]
Linnie Mae Randle, the sister of Mr.
Frazier, had also observed Oswald carrying a “heavy brown bag.”[50] She claimed that the bag
was “a little bit more than 2 feet” long.[51]
However, the wooden stock of the rifle which is the largest component measured
over 34 inches.[52] (The bag found on the
sixth floor was 38 inches long.)[53]
When shown the bag, Mrs. Randle also
folded it down at the top because she felt that the bag carried by Oswald was
shorter.[54]
When measured after the folding, the bag was only 28 and ½ inches long.[55]
In view of the scientific evidence linking the bag to Oswald and to the gun, the
Commission was compelled to conclude that both Mrs. Randle and Mr. Frazier were
mistaken.[56]
The foregoing instances merely illustrate
the uncertainty of testimonial evidence. In the case of “D” the witness
actually fabricated a story to advance his own personal beliefs and ends. In the
case of Mrs. “K” it appears that it was a matter of mistaken identity. Mr.
Frazier and Mrs. Randle’s impressions must have been based on inadequate
observation. In each case the Commission succeeded in uncovering the weakness in
the testimony.
Throughout the Commission’s report will
be found instances where the Commission had to make judgments concerning the
credibility of eye witnesses. In most instances, it was not the sincerity of the
witness that was placed in question. Rather, the susceptibility of the senses to
mistake, lack of sufficient opportunity to observe, defective perception and
perhaps the failure of memory to distinguish what was observed at the scene from
what was subsequently learned through news media or other secondary sources.[57]
In the reported instances of “D,”
“Mrs. K,” Mr. Frazier and Mrs. Randle, and with regard to weaknesses of
other witnesses, the Commission’s report of the weaknesses shows that it was
not deceived. The unknown matter is the extent to which various witnesses
testified knowingly about facts without sufficient foundation for their
statements.
How
far was the Commission misled by its own “bias”? Fact-finding involves
inductive and deductive approaches to ultimate findings. Known facts will
suggest certain hypotheses. If a methodical approach is to be taken, the more
likely hypotheses are arranged and used as points of departure. In the course of
exploring one or more of the hypotheses, new facts will be uncovered which may
give one reason to abandon that line of inquiry and start a new one. Perhaps
this will lead to another general formulation of investigative hypotheses based
upon the certainties created by the preliminary investigation. In any
investigation there is a danger that once the investigative efforts are launched
along a certain line of inquiry their unchecked momentum my cause accumulation
of a mass of data made fairly irrelevant by discoveries which have already
destroyed or impaired the hypothesis as a valid working assumption. Consider,
for instance, the hypothesis that Oswald, because of his activities in Russia,
his apparent allegiance to left-wing theories and the indications of Communist
background, might have been schooled in Russia as an agent specially prepared as
an assassin. The hypothesis suggests investigation of all of Oswald’s
activities in Russia, his activities after returning to the United States and of
course, in particular, his activities and contacts during the period when the
trip to Dallas was first announced. This hypothesis seems to have been
diligently explored.[58]
However, it appears that very early in the investigation, it was determined that
the President’s intention to go to Dallas was not announced generally until
September 13, 1963.[59]
The selection of the particular motorcade route which would take it past the
Depository Building was indicated as early as November 15 or November 16, but
was not definitely selected until November 18, only a few days before the
assassination.[60] On this basis the
Commission of course could conclude that Oswalds’ employment in the Depository
Building was unrelated to the President’s trip to Dallas.[61]
It could also tend to conclude that his background was fairly meaningless except
as a source of information bearing on rationality or motive.
But this conclusion also indicated two
important principles for further investigation: If Oswald’s employment was
unrelated to the assassination and if he were the only assassin involved, then
the conspiratorial relationship, if one in fact existed, would have been
formulated during the few days when it was known that Oswald could be available
as an assassin because of his position of opportunity in the Depository
building. The investigation would then have centered upon his activities,
contacts and relationships to other people throughout the period of the week
preceding the assassination. The other evidence concerning his activities might
then provide leads or clues to agencies or groups whose activities during the
same period should have been placed under close scrutiny. Lord Devlin, of
England, former justice of the High Court, King’s bench Division has already
noted the apparent failure to place Oswald’s activities during this week under
special scrutiny.[62]
Secondly, if Oswald, as it appears., took
employment at the Texas School Book Depository building without knowledge of the
exact motorcade route, an exploration of conspiratorial relationships should
have suggested the possibility that he might have been but one of a number of
assassins present that day along likely avenues for the motorcade route. This
investigative premise would entail a dragnet operation of considerable size and
scope for the purpose of locating other possible assassins along the motorcade
route or within buildings along the more probable lines of a motorcade route. It
should be noted that Oswald’s trip to Cuba in September, following the
announcement of the Presidential visit, did receive extensive attention by the
investigative agencies in order to determine whether his contacts in that area
were related to a conspiracy.[63]
However, on the assumption again that other accomplices may have been stationed
along the motorcade route at the same time that Oswald was engaged in the actual
assassination effort, it does not appear that any methodical study was made to
discover the where-abouts or activities of other erratic individuals in Dallas
to determine whether they had any relations with Oswald, or whether, perhaps
unknown to Oswald, they had been hired as accomplices.
One of the more important inquiries of the
tribunal was whether Oswald had an accomplice at the Texas School Book
Depository. The shots had been fired from the southeast corner of the sixth
floor of the Texas School Book Depository building.[64]
In this area of the sixth floor, a number of cartons had been arranged in a
manner that shielded the assassin or assassins from the view of anyone on the
sixth floor who did not attempt to get behind them. The cartons had been placed
there to clear an area elsewhere on the sixth floor where new flooring was being
placed.[65] Four boxes were so
situated near the window as to indicate that they might have been arranged as a
convenient gun rest.[66]
As noted by the Commission, one identifiable palm print on these cartons was not
identified. The F.B.I. does not have a filing system for palm prints and
accordingly the Commission could not trace the print to any particular person.[67]
The possibility of an accomplice was thus left open.
The Commission suddenly was confronted
with the testimony of an eye witness which seriously suggested that another
person might have been in the southeast corner room shortly before, and perhaps
at the same time, that Oswald fired the shots from that location.
On March 10, 1964, Arnold Rowland was
questioned before the Commission by Assistant Counsel Arlen Specter.[68] The interrogation began
with a number of questions concerning Rowland’s personal background, his place
of birth, his age, his marital status, the extent of his education, his studies
in particular courses, whether he had been in military service, the condition of
his health, the condition of his eyesight, the identity of the doctors who
determined that he had good eyesight and the address of the named doctors, and
when he had been examined.[69]
The Assistant Counsel proceeded to inquire
as to how it came about that Rowland was in the area where the assassination
occurred. Rowland explained that after morning classes at school he and his wife
intended to do some shopping in downtown Dallas.[70]
They went early to see the President’s motorcade and took a bus from school
arriving in town at approximately 11:45.[71]
They tried to find a good vantage point and walked about five or six blocks,
eventually locating themselves on Houston Street between Elm and Main, south of
the Texas School Book Depository. After moving up and down Houston Street, they
eventually took up a position on the west side of Houston between Elm and Main.
In this location they were in a position to view the front windows of the Texas
School Book Depository building from a straight-on viewpoint.[72]
Rowland testified that he and his wife were looking around and making note of
the policemen on top of the underpass and commenting on the security precautions
that were being taken.[73]
They talked momentarily about the incidents involving Mr. Stevenson and Mr.
Johnson. He noticed about this time that there was a man on the sixth floor
“back from the window…” “standing and holding a rifle.”[74]
He noted also that the rifle had a telescopic sight and he could tell that it
was larger than a .22 caliber rifle. His impression was that the man was a
“security agent.”[75]
He located this man in the west side of the building on the same floor but on
the opposite side from where other witnesses placed Oswald.[76]
He estimated that the man was perhaps 150 feet, “very possibly more” from
where he (Rowland) was standing.[77]
Rowland was asked about his ability to judge distance and interrogated about the
rifle which he described as appearing to be like a “.30-odd size 6, a deer
rifle with a fairly large and powerful scope.”[78]
He observed that the man was standing with the gun in a position “such as port
arms in military terms.”[79]
Rowland’s description continued:
He was rather slender in proportion to his size….He appeared to be fair complexioned, not fair, but light complexioned, but dark hair…either a light Latin or a Caucasian….It didn’t appear as if he had a receding hairline but I know he didn’t have it hanging on his shoulders…it appeared to me it was either well combed or close cut…He had on a light shirt,…white or a light blue or a color such as that. This was open at the collar. I think it was unbuttoned about half way, and then he had a regular T-shirt, a polo shirt under this, at least this is what it appeared to be. He had on dark slacks or blue jeans, I couldn’t tell from that.[80]
Rowland saw only a small portion of the man’s pants. He could see from
his head to about six inches below his waist. The man wasn’t next to the
window—and yet wasn’t far back—an estimated three to five feet, from the
window. Rowland claimed the entire rifle was in his view, and noted that the man
was looking in the general vicinity of “where I was.”[81]
One hand was “at the gun stock of the rifle, just above the trigger, it was
around the rifle. The other was at the other end of the rifle about 4 inches
below the end of the stock.”[82]
Rowland recalls telling his wife that the man appeared “in his early
thirties.”[83]
He estimated the man’s weight at about 140 to 150 pounds.[84]
Rowland’s wife was nearsighted and was
not wearing her glasses at the time. Rowland mentioned seeing the man in the
window and “[a]fter she pointed something else out to me she looked in that
direction”[85]
(the direction indicated by her husband). When he looked back to point the man
out, there was nothing in the window. They discussed momentarily the likelihood
that it was a security man and that he had a very good vantage point to watch
the crowds.[86]
Rowland’s wife asked “what did he look
like,” meaning the person in the window, and Rowland gave her a brief
description.[87]
“She said something about wishing she could have seen him but he was probably
somewhere else in another part of the building watching people now.”[88]
Rowland said he repeatedly looked back at the window “occasionally trying to
find him so I could point him out to my wife.”[89]
Then came the testimony which opened up
the question of complicity with an unknown accomplice:
Rowland: Something I would like to note is that the window that I have been told the shots were actually fired from, I did not see that, there was someone hanging out that window at that time.
Representative Ford: At what time was that?
Rowland: At the time I saw the man in the other window, I saw this man hanging out the window first. It was a colored man, I think.
Ford: Was this the same window where you saw the man standing with the rifle?
Rowland: No, this was the one on the east side of the building, the one that they said the shots were fired from.
Ford: I am not clear on this now. The window that you saw the man that you described was on what end of the building?
Rowland: The west, southwest corner.
Ford: And the man you saw hanging out the window was at what corner?
Rowland: The east, the southeast corner.
Ford: Southeast corner on the same floor?
Rowland: On the same floor.
Ford: When did you notice him?
Rowland: This was before I noticed the other man with the rifle.
Ford: I see. This was before you saw the man in the window with the rifle?
Rowland: Yes, my wife and I were both looking and making remarks that the people were hanging out the windows. I think the majority of them were colored people, some of them were hanging out the windows to their waist such as this. We made several remarks about this, and then she started watching a colored boy, and I continued to look, and then I saw the man with the rifle.[90]
He described the person in the southeast window as being an elderly
Negro.[91]
Rowland last observed the colored man at approximately 12:30, perhaps thirty
seconds to a minute before the motorcade arrived.[92]
As other witnesses, he recalled the time by reference to the Hertz clock on top
of the Texas School Book Depository building.[93]
Rowland and his wife watched the motorcade
go by and then heard the shots.[94]
He did not look back at the building after hearing the shots, but followed a
group of other people and police who were converging on the railroad yard,[95]
all apparently misled by an echo into believing the shots had come from there.[96]
He noticed a plainclothesman evidently
searching the grounds and started to assist him.[97]
Upon recalling his observation of the man with a rifle, he reported this to the
detective and was then taken by two of Sheriff Decker’s deputies to the
Sheriff’s office where he and his wife were secluded from reporters.[98]
A statement was given to the sheriff’s stenographer.[99]
According to Rowland this statement was translated by an F.B.I. agent to the
stenographer.[100]
The Commission indicated to Rowland that
neither the statement made in the sheriff’s office nor a statement made on the
following Sunday contained any reference to another man on the same floor as the
man with the rifle.[101]
Rowland admitted, but was not asked to explain why he had not mentioned the
other man at the sheriff’s office, but claimed that the next Saturday and
Sunday he was interviewed and did mention the colored man, but the F.B.I.
apparently had not been interested.[102]
He was interrogated about this:
Senator Cooper: I think you said a while ago that when you told the FBI agents on Saturday that you had seen the Negro man in the window, that they indicated to you that they weren’t interested in it at all. What did they say which gave you that impression?
Mr. Rowland: I don’t remember exactly what was said. The context was again the agents—were trying to find out if I could positively identify the man that I saw. They were concerned mainly with this, and I brought up to them about the Negro man after I had signed the statement and at that time he just told me that they were just trying to find out about, or if anyone could identify the man who was up there. They just didn’t seem interested at all. They didn’t pursue the point. They didn’t take it down in the notation as such.[103]
As a side note, Rowland’s assertion that the F.B.I. agents were
interested in fixing the identity of Oswald is at least a plausible explanation
of their apparent failure to record his statement, if he made it. It conforms to
an observable “bias” which attorneys and investigators develop in pursuing a
question, well defined in their own minds.[104]
The possibility that Rowland was a witness
to the existence of an accomplice, made known on March 10, 1964, three and one
half months after the assassination, presented a troublesome problem. If true, a
valuable link in tracing a broader conspiracy had been overlooked.
In appraising this possibility, the
Commission rejected the suggestions by impeaching the witness. It concluded:
Rowland’s failure to report his story despite several interviews until his appearance before the Commission, the lack of probative corroboration, and the serious doubts about his credibility, have led the Commission to reject the testimony that Rowland saw an elderly balding Negro man in the southeast corner window on the sixth floor of the Depository Building several minutes before the assassination.[105]
The first basis for rejecting his testimony was his failure to report his
story despite a number of interviews. This finding depended upon whether the
interviewers in fact recorded everything that Rowland told them.
Rowland’s testimony that he was
interviewed on several occasions by the F.B.I. is borne out by the record.
Although the Commission only examined Rowland about the statement made on the
afternoon of the assassination at the Dallas Sheriff’s Department and the
statement made on the following Sunday (November 24th) to agents
Wulff and Swinford,[106]
the record includes other statements taken by Special Agent Wallace H. Heitman
on November 22, 1963 (wherein Rowland again repeated his description of the man
with the rifle and reported essentially the same facts concerning the conduct of
his wife and himself with regard to observing the Texas School Book Depository),
and another statement dated November 23, 1963, taken by Special Agents J. Calvin
Rice and John V. Almon.[107]
In general, the reports reflect a somewhat
stereotyped prose. All were typed and it is therefore evident that the agents
took notes at the time and later dictated or otherwise translated the statements
to a typist. Only the statement to the F.B.I. on November 24th was
actually signed by Rowland.[108]
Before rejecting the credibility of
Rowland, one might expect that the Commission would summon the agents with their
notes to determine their recollection or basic records concerning the many
interviews. None of these agents was called as a witness. If they were
interviewed, there is no record in the Commission’s report and none was found
in the voluminous record.
An F.B.I agent was present when
Rowland’s first statement was taken—Forrest V. Sorrels.[109]
It is probable that he is the agent who translated Rowland’s statement to the
stenographer.[110] Counsel for the
Commission questioned Sorrels about whether Rowland reported any other person on
the sixth floor. Sorrels replied that Rowland “may have,” but he did not
recall it.[111]
Sorrels indicated that Rowland appeared truthful and he did not have any reason
to doubt him.[112]
Sheriff J. E. Decker was also questioned
after Rowland had disclosed the possibility of an accomplice.[113] Decker was one of the
persons reportedly present when the witnesses, including Rowland, were assembled
at his office on November 22.[114]
However, the Commission failed to make inquiry about Rowland.[115]
The stenographer at the sheriff’s
office, Rosemary Allen, is not listed among the witnesses called before the
Commission or deposed. Nor does it appear that any effort was made to obtain her
notes, or perhaps drafts, made at the time.[116]
The second reason stated by the Commission
for rejecting Rowland’s testimony was “the lack of probative
corroboration.”[117]
The qualification implies that there was unreliable corroboration.
At least one witness tended to confirm
directly Rowland’s credibility. Deputy Sheriff Roger C. Craig talked with Mr.
and Mrs. Rowland a few minutes after the assassination. Craig testified that
Rowland told him that two men had been seen walking back and forth on the sixth
floor; that one man had a rifle and was located on the west end of the building;
that after looking back one man was not in sight and only the man with the rifle
was in view.[118]
However, Craig added that he asked Rowland whether “they” were white or
colored and “he said white.”[119]
Craig’s testimony insofar as it
corroborated Rowland’s statements, and on other matters, was rejected by the
Commission.[120]
Mrs. Rowland also gave testimony before an
assistant counsel.[121]
She recalled that her husband had tried to point out a man with a rifle before
the motorcade arrived.[122]
She is nearsighted and, although she could see the window plainly and saw a man
hanging out the window, she did not perceive the man with the rifle. With
respect to her husband’s comments about other men, she testified that she
didn’t think he had said anything about “any other people in any other
windows.”[123]
His failure to comment on anyone other than the man with the rifle before the
shooting has little probative meaning inasmuch as, probably, there was
nothing uncommon or conspicuous about the many other observers of the motorcade.
The Commission then inquired about
Rowland’s statements after the shooting. She claimed to be “fairly
certain that he said there were other people looking out the windows.”[124] However, she was not
certain if he mentioned anyone being on the same floor as the man with the
rifle.
In the course of further questioning about
other interviews, she mentioned that a written statement (apparently the F.B.I.
statement signed on November 24) was brought to her husband and they asked him
if in general it was what he had said. She was not certain whether he was asked
for, or volunteered, any information other than that in the report.[125]
Altogether she estimated he had six or eight interviews.[126]
The Commission, in handling Mrs. Rowland,
betrayed a desire to discredit her husband rather than confront the implications
of his testimony. It cited a response she made that her husband was “prone to
exaggerate.”[127]
Apparently, the Commission reasoned that an eye-witness, prone to exaggerate,
would be expected to report the existence of two, rather than one, assassins.
Whatever the value of its logic, the interrogation by the Commission’s counsel
indicates that the characterization was not suggested by her and she qualified
the remark by observing that his “exaggerations are not concerned with
anything other than himself. They are usually to boost his ego.”[128]
Moreover she placed the matter in proper perspective and perhaps reminded the
Commission of a noteworthy truism by commenting, “I don’t feel that I can
rely on everything anybody says.”[129]
The third basis for rejecting Rowland’s
testimony was “serious doubts about his credibility.”[130]
The Commission reported that the importance of the matter and the
inconsistencies they had detected prompted a special investigation of Rowland.
The task was assigned to the F.B.I.,[131]
a group that might not have the most objectivity, in view of Rowland’s claims
that he was interviewed several times by special agents who had failed to note
the implications of an accomplice.
On March 25, 1964, approximately two weeks
after Rowland had testified before the Commission, the F.B.I. checked at
Rowland’s high school and determined that in 1959 he was given an IQ test and
scored 109, and in 1963 he scored 127 on a National Merit Scholarship Qualifying
Test.[132]
On a third test (Iowa Test of Educational Development) he scored in the
ninety-fourth percentile.[133]
Apparently the Commission regarded this as impeaching his testimony that in May
of 1963 he scored 147 on his IQ test.[134]
The F.B.I. interviewed a Mr. Ligon at length concerning Rowland’s academic
record at the S.H. Adamson High School as well as at Topeka High School, Topeka,
Kansas. Grade records were collected and made part of the Commission’s record.[135] Thus did they find that
he did not have straight A’s. They also obtained deprecatory comments from
Ligon about Rowland’s veracity and general character.[136]
The F.B.I. went on to interview other personnel at educational institutions
where Rowland had attended or made application. One of these, a Mrs. McKissock,
described Rowland as a “lone wolf,” and also disparaged his character for
veracity.[137]
As noted before, the Commission failed to
summon most of the interviewers to obtain notes or recollections of whether
Rowland had mentioned another man, and more significantly, thereby obtain
evidence of the other man’s identity, if he existed. The Commission chose to
rely primarily on general credibility factors to quiet its doubt.[138]
In a more direct approach to the problem
the Commission claimed to have made an investigation of every person employed in
the Texas School Book Depository building. The purpose was to check on
Rowland’s statement with reference to the question of possible accomplices.[139]
The record reference of this investigation
is Commission Exhibit 1381, which consists of a letter and a collection of
seventy-five statements from persons employed or having offices at the Texas
School Book Depository. In this investigation the approach was rather general.
Apparently, a set of six questions served as a questionnaire to each of the
persons, asking for identification, residence, employment, location at the time
of the assassination, whether the person had seen Oswald and whether the person
had seen a stranger.[140]
While the statements may have value to negate complicity on the part of the
person interviewed, as an investigative effort to verify or deny Rowland’s
statement, the tool was rather blunt. There is nothing to indicate that the
persons interviewed were impressed with the Commission’s desire to locate
clues or negate the existence of a possible accomplice. The Commission, relying
on this investigation, points out that of all the persons interviewed only one
saw a stranger described as a “feeble individual.”[141]
The statements of the other persons are of
little help either in affirming or denying the possibility that an outsider
joined Oswald to assist or encourage him in the assassination. The great
majority of employees were outside the building, at least throughout the period
when Rowland made his observation. At the same time, nearly all the others were
waiting and watching near windows to observe the approach and passing of the
motorcade. Only two, or perhaps three, evidently were not absorbed in the
prospect of seeing the presidential motorcade.[142]
Moreover, it appears that employees such
as Oswald must have been able to enter, leave, and regularly work around the
building without being noticed. Despite the fact that Oswald had worked in the
building for several weeks,[143]
many of the persons employed in the building stated they had never seen him.[144]
The investigative approach followed after
Rowland’s disclosure was incomplete and the resort to impeachment of character
smacks of a prosecutor’s approach rather than that of one committed to the
ascertainment of the truth.[145]
Had the trail become so stale that no systematic search for clues of the
location of other acquaintances of Oswald, or of other erratic types, was
feasible?
There was other evidence of another
person, which apparently was overlooked or rejected without comment. A Mrs. Eric
(Carolyn) Walther, in the company of a friend, Mrs. Pearl Springer, had been an
observer of the motorcade. She had taken a position on the east side of Houston
Street about 50 or 60 feet south of the south curb of Elm Street.[146] From this position she
would have had a clear view of the southeast corner of the depository building.[147]
She made a statement that she had looked up towards the building and saw a man
holding a rifle with the barrel pointed downward. In the same window she
observed a portion of another man. However, she believed that these men were on
the fourth or fifth floor.[148]
Mrs. Walther was not called as a witness and was not questioned on deposition.
The only evident check on her observations was an interview of her companion,
Mrs. Springer, who stated that Mrs. Walther had not mentioned to her anything
about seeing a man standing in a window.[149]
Other evidence included testimony by a
young lad,[150]
Amos Lee Euins, who had observed Oswald in the actual act of firing. Euins was
one of the first to report his observations to the police located near the Texas
School Book Depository building.[151]
While he was there he heard another man tell the police that he had seen a man
running out of the back of the building.[152]
Other testimony fairly established that
Oswald left by the front door. Mrs. R. A. Reid, clerical supervisor for the
Depository building gave testimony to this effect which was accepted by the
Commission.[153]
The possibility of an escape by an accomplice through the rear door is supported
by F.B.I. Special Agent Sorrels who testified that he returned to the building
about twenty minutes after the shooting, saw no police near the rear door and
entered through it without identifying himself.[154]
Moreover, another witness, James Richard Worrell, who had run away from the
front of the building on hearing the shots stopped to rest at a position to the
rear of the building.[155]
While there, he saw a man of the white race leave the rear entrance and run
away. Worrell did not see the man’s face.[156]
The treatment of Rowland and the
investigation of accomplices at the scene is only a narrow slice of the Warren
Commission’s work. Whether it is representative or not, in certain aspects it
is symptomatic of a bias to defend a conclusion previously made.
In any fact-finding agency the
responsibility for investigating and making findings generates a bias to
formulate some defensible conclusions.[157]
Unconsciously, a partiality for the more obvious hypothesis may lead to
uncritical exclusion of others which, were it not for the momentum once given to
an inquiry, might later appear more valid. A certain amount of compulsion
develops to vindicate one’s initial judgment and this can lead to forcing or
stretching inferences. This tendency is observable among police investigators
charged with the responsibility of investigating a suspect. A television
commentary recently collected a number of cases demonstrating the zeal of the
police and prosecutor in securing evidence, or neglecting or suppressing
evidence, all of which apparently resulted in tragic distortions of the truth.[158]
In most, if not all instances, it is improbable that either the police or
prosecution were inspired or guided by sinister motives. Probably the only
motive at work was the desire to do a good, or at least defensible, job. More
probably, they yielded sound judgment to an initial suspicion made credible by
an unhappy coalescence of circumstances.
As the arbiter of its own procedures, and
without any responsible agency or party critically examining its own
investigative hypotheses or its method of handling witnesses,[159]
the Commission was by design made susceptible to error through following any
bias existing or developed by its own investigation. And, in the investigation
of possible accomplices at the scene, there is evidence that it was a victim of
its own bias. It was a victim not in the sense that it failed to find the truth,
but in the sense that it blinded itself from making the complete effort and
assessment it otherwise attempted on all significant questions.
The Commission is without rival in its
display of investigative energy. It gathered a prodigious amount of evidence.
Its design and program as a fact-finder, however, not only entailed direct
involvement in the formulation of investigative hypotheses, which by itself is a
major advantage, but also called for involvement in developing the facts to test
the hypotheses and responsibility for critically examining the facts it
developed. If there were gaps in its approach to the truth, if it failed to
develop methodical approaches in exploring the approaches taken, or if it failed
to be sufficiently critical of evidence it developed, the errors or omissions
might go unnoted until after it reported its task complete.
Assuming, as it appears, that the Warren
Commission confronted the same inherent susceptibility to error through
“bias” that thwarts, or impairs, the ability of any fact-finder to achieve
its ideal objective, could its methodology, and therefore the stature of its
work product, have been enhanced by an eclectic resort to the principles of more
mature structures? It can be granted that the common law machinery, per se, is
completely unsuitable to a task of the type given to the Warren Commission and
that it was a blessing not to have exclusionary rules of evidence and disruptive
displays by opposing counsel blocking the Commission from its goal. But are the
essential principles of common law procedure—cross-examination, critical
comment and challenge, separation of functions, cross-sectional perspective and
detached review—unsuitable products of accidental historical development? They
may well reflect the forces of inarticulate reason and sound judgment shaping
the fact-finding process through centuries of clinical experience. A
considerable knowledge of human nature, its strengths and weaknesses, has been
captured in our adjudicative system and its basic principles of function should
not be discarded indiscriminately.
Before determining their adaptability to
the Commission, let us recall their essential values and purposes:
The Critical Examiner: Perhaps the
paramount principle of the common law procedure is the principle of
cross-examination. As Wigmore, its articulate champion, states:
Not even the abuses, the mishandlings, and the puerilities which are so often found associated with cross-examination have availed to nullify its value. It may be that in more than one sense it takes the place in our system which torture occupied in the medieval system of the civilians. Nevertheless, it is beyond any doubt the greatest legal engine even invented for the discovery of truth. However difficult it may be for the layman, the scientist, or the foreign jurist to appreciate this its wonderful power, there has probably never been a moment’s doubt upon this point in the mind of a lawyer of experience…. If we omit political considerations of broader range, then cross-examination, not trial by jury, is the great and permanent contribution of the Anglo-American system of law to improved methods of trial-procedure.[160]
Whenever testimonial evidence is significant, the quality of the witness
and his knowledge must be made known to the fact-finder if testimony is to be
given proper weight. Contrary to common impression, it is not generally the
testimony of the insincere person that is reduced to truth by cross-examination.
The typical witness is basically honest, but his perception may be faulty, his
opportunity to observe may be limited, his inability to articulate his
impressions may cause misimpressions. Within the boundaries of pure honesty set
by each person, facts may be colored, editorialized, or rationalized and thereby
distorted. The cumulative effect of such testimony alone, or perhaps with other
slanted versions, may lead to a completely erroneous finding of fact without
entailing perjury or even bad faith on the part of any witness.[161]
The cross-examiner has his main value in taking the color or editorial content
out of the testimony. Inadequate observations, defects in perceptive ability,
the degree or certainty of true recollection—these factors are made known.
The much maligned hearsay rule is
primarily a recognition of the value placed in cross-examination by fact-finders
through the ages. It compels production of the witness so his testimonial
credentials can be checked.[162]
Consider the statements given by Mrs. “K” concerning Jack Ruby.[163]
The discrepancy in dates concerning Ruby’s business activities apparently led
to the retraction of her first two statements. Suppose such an obvious flaw had
not existed. The fact that she was a “stripper” (revealed in the statement)
might have devalued her statement, but, without a personal appearance, her
declarations might have become an acceptable part of the historical record,
there to lurk and mislead tomorrow’s historians. How many of the volumes of
statements in the official record share similar faults? A statement, without a
witness, does not convey the personality, character traits, or general
competency of a witness. The problem is aggravated when the statements are
collected by investigators schooled in the same method. The systematic sameness
of written reports can make an archangel sound like a classmate of Mrs. “K.”[164]
The Separation of Function—Appearance
and Apparatus of Objectivity: The division of functions in the fact-finding
process is a feature of the common law procedure illustrated by the varying
roles played by investigator, attorney, judge and jury. If nothing more, the
involvement of many separate agencies or parties in the process tends to shelter
the fact-finders from the paranoid criticism of the conspiratorial mentality.[165]
Judge and prosecutor and police may be associated with government but at least
there is a private attorney and twelve jurors not on the government payroll who
are given respect and dignity to go with their serious responsibility in
fact-finding.
This separation of function gives the
common law tribunal the appearance of an objective machinery. Separation also
provides an apparatus for objectivity. The critical evaluation of evidence is
not entrusted to one side or party. As a result there is a more critical
examination of all evidence by investigator and proponent. The proponent knows
that other evidence, indeed, the integrity of his whole profession, may suffer
if he is careless in screening and proffering tenuous proofs, for he also knows
that it will be screened hypercritically by his opponent. Thus, the trier of
fact at the outset confronts evidence of better quality and is relieved of the
investigator’s task of discriminating between credible and fairly valueless
data. As noted by one critic, the mere amassing of data may obscure obvious
truths and this frustrate the very purpose of the fact-finding process.[166]
In the adversary proceeding, data is screened at the time of initial
presentation, and later when all the evidence is in, the value of the
evidentiary facts, alone, or in conjunction, is given further critical scrutiny
and comment.[167]
Theoretically, both judge and jury have been sheltered from the confusing
influence of irrelevant data and know relatively little about the case other
than from the admitted evidence.
The Jury—The Common Sense of the
Community: The jury system is defended by some as being akin to the
reincarnation of the Twelve Apostles. To others, it appears as a cumbersome
appendage to an already antiquated system. Let us get a picture of its function
in mind: A jury is empanelled from members of the community, screened by a voir
dire examination of judge and counsel and then given a broad statement of
the problem. Evidence having various degrees of technical development, witnesses
from all walks of life, and high-powered experts, perhaps, in a number of fields
of advanced technology, art or science, parade before the group through the
witness stand. All the while proponent and opponent question, challenge or
comment on the value of the evidence, applying the niceties and refinery of
centuries of legal analysis grown into specific evidentiary rules and
principles. The identification and selection of relevant facts through these
refined processes is completed and counsel for either side are afforded time to
argue inferences and attempt to reconcile or exorcise the conflicting
inferences.
So far, so good. The rational mind has had
full play. So far only the problems of fact-gathering, screening and
presentation have been faced.
Now after strenuous efforts to provide the
best in logic and science that the parties can muster, it appears that reason is
abandoned in despair. Within a few minutes, the jury is given a mass of
instructions. It matters not that even trained lawyers cannot fully grasp or
comprehend the logical impact of the detailed set of instructions.[168] The jury leaves to
deliberate in secrecy. Communications among them are confidential. It returns to
announce simply a yea-or-nay-type verdict.
To the casual, or perhaps cynical
observer, the whole procedure seems to involve leading the Lady of Justice
through a labyrinth of logic only to push her precipitously to a blind
conclusion. But the student of Gestalt psychology may detect in the process a
more valid approach to truth. The investigator, the lawyer, and the judge can
get absorbed in specific theories, refinements, or atomistic analyses in the
fact-gathering, screening and presentation processes. In short, they can lose
sight of the forest for the trees. The jury is safeguarded from the influence of
involvement. As a relatively detached observer, it may see the broad
configuration of truth where the more highly trained investigator, lawyer or
judge has not. In make-up it has the cross-sectional characteristic which may
cancel out the chance that undue emphasis will be given to one phase of
knowledge to the distortion of the whole. In this age of hyperspecialization, of
learning more and more about less and less, no one person, or group of persons
with experience confined to a particular segment of life can hope to take on the
medieval philosopher’s approach to reconciling “all knowledge.”
Professional and even scientific minds can develop provincial perspectives.
Perhaps the ordinary jury includes an undue number of matronly housewives from
the middle class, but it does tend to gather and utilize interpretive skills,
knowledge and insights of a broad section of the community. In principle, if not
in operation, it suggests a sounder crucible of fact-finding.
The Principle of Review: The common
law is not satisfied with an adversary testing of procedure and evidence, or
even the fact that twelve men, good and true, have passed independent judgment
on a question of fact. It provides for much more scrutiny. First at the trial
court level, through a motion for a new trial, the trial judge acting as a
thirteenth juror must either give his imprimatur to the finding of the jury (or
to his own finding, for that matter), or he may decide, under a broad
discretion, that the system failed and a new trial should be ordered.
Assuming he upholds the jury, there is
still one, and often more, opportunities for review by an appellate tribunal,
completely detached from the entire fact-finding process. While, strictly
speaking, the appellate courts deal only with questions of law, and profess to
confine themselves to searching the record merely to see if each finding is
supported by “substantial” evidence, the dichotomy of fact and law is not
demarcated by bright red lines and the appellate court therefore exercises
significant control over aberrations by the actual fact-finder.
The Rule of Law: Finally, but not
last in significance, is the mere existence of a common law court as a machine
set in motion and governed by law. The common law may display a rococo ritual in
fact-finding, but at least it’s there. The persons relying upon it may
criticize its methods, its delays and its results—but they know it was not
conceived ad hoc and shaped to wreak an unjust or untrue result.
Moreover, the fact-finder is protected and insulated from pressures by the
machinery. If the human element has applied itself conscientiously, the result,
if wrong, does not focus public spite on the man; the failure can be
rationalized to some extent, as ex machina.
Pertinence to Warren Commission
To recapitulate, the common law procedure evidences attachment to certain
basic methods in fact-finding. As an adversary system it may sometimes seem
committed more to gamesmanship than to the truth. But the power to mete out
punishment, often entailing life or death, and to ruin or create fortunes was
not entrusted lightly to this system.
The Warren Commission’s conclusions are
accepted by at least most local critics as reflecting the truth, although
perhaps not insofar as it can be known. Yet, in large measure it failed to
achieve its essential goal. By the time Oswald was shot, fair-minded people were
impressed and probably convinced by the evidence of his guilt. When the fourth
shot took his life, those of natural conspiratorial mentality gained many
allies. Ruby killed Oswald. Oswald was a left-winger, if not a Communist. Oswald
resided in Dallas, where incipient violence had been directed at national
political figures. The problem of knowing the truth insofar as it could be known
did not center on Oswald’s individual guilt. This was the threshold question
to the overriding concern—was he in league with any domestic political group
or foreign power?
Any number of tribunals might have amassed
a record to satisfy the objective student of Oswald’s guilt, and probably a
congressional or Texas legislative committee could have satisfied itself and
some of the public that there was no complicity.
The real task of the Warren Commission,
however, was not to find the truth but to appear to have found the
truth to the satisfaction of the largest possible number of people here and
abroad. Despite the eminence of its members, the talents of its staff, and the
prodigious factual development of its efforts, it could not escape the necessity
of having been created for this assignment. Obviously President Johnson and
Congress recognized the desirability of an agency and procedure that would have
stature, equipment, and respectability commensurate with the awesome
responsibility. Obviously there was no existing machinery having the necessary
qualifications. It had to be specially constructed. And, in every stage of its
construction it was vulnerable to the “Dreyfus case” suspicion. From the
appointment of its members to the way it handled witnesses, it would be suspect
to one group or another as staging a grand “cover-up” or “whitewash” of
whatever evil each of us, in the minor paranoia we all harbor, see as working
its will in the political world.
The need for a regularized fact-finding
machinery, preordained and controlled within broad limits by a rule of law is
suggested. While, God willing, the specific type of task assigned to the Warren
Commission may never exist again, there undoubtedly will be other needs for a
suitable tribunal, fashioned and equipped in advance to meet the magnitude and
gravity of satisfying the public demands for information on an issue of fact
involving vital national or international concern. No tribunal, no matter how
well designed to avoid the appearance of bias, will succeed completely. But with
its manner of selection controlled within limits by mechanical rules, the
validity of its efforts will not be immediately prejudiced.
Let us assume that the recurrence of a
similar need is not unlikely. What improvements on the Warren Commission are
suggested by the common law system or perhaps other traditional fact-finding
agencies, in light of the more prevalent and valid criticisms of the Commission?
A. Personnel
The selection of the Chief Justice of the United States as chairman at
first appears as a natural designation. Yet, he may be too involved with the
heavy burdens of his office and, if the principle of detached review commends
itself, perhaps should be held in reserve with the other Supreme Court Justices
to serve as a potential reviewing body. Certainly someone of eminence in
judicial circles is indicated. The principle of random selection from a group of
relatively equal status would heighten the appearance of objective selection.
The chief judges of the federal judicial circuits might furnish an appropriate
group with the choice of a particular judge for chairman being left to lot when
the occasion arises.
The cross-section, and chance selection,
of a common law jury suggests the designation in advance of a panel from which
the remaining members of the commission can be selected. The cross-sectional
principle also suggests that the panel ought to be broad enough to include those
having eminence in the political, professional, academic and business worlds.
The faculties of state universities would provide a pool from which historians,
sociologists, engineers, psychologists, and other highly trained personnel might
be selected. The inclusion of one or more from this source should be a hedge
against the danger of a report becoming a “prosecutor’s brief” and
mitigate the “establishment syndrome.” Other prominent associations or
agencies such as the United States Chamber of Commerce, private universities and
national professional societies could supply members for the list.
The Commission was constituted of men
trained as lawyers.[169]
It relied primarily on a staff of counsel to develop the record for it.[170]
The conventionally trained lawyer is schooled in analyzing specific issues, and
primarily questions of law. The more general relational inquiries, such as a
sociologist, historian or political scientist must make, are not within the type
of analysis for which the lawyer has been professionally trained, nor are they
the type of problems which he regularly must confront in ordinary practice. This
is not to suggest that the personnel of the Warren Commission were seriously
handicapped. But the appropriateness of the bar as a general source of trained
manpower does not preclude the desirability of employing men of other
disciplines to develop investigative hypotheses and add their special insights
to the inductive and deductive tasks made necessary by the inquest.
Moreover, it does appear that there were
certain blind spots in the Commission’s investigative perspective which
perhaps are indicative of the analytical conditioning of the members and its
counsel. The question of Oswald’s individual guilt or innocence was within the
natural domain of a commission having the type of personnel and investigative
wherewithall of the Warren Commission. Also, the suggestion that Jack Ruby in
particular might have been the paid silencer of some unknown conspiracy
involving Oswald provided the Commission with a task in the form of specific
questions and target of investigation for which they eminently qualified. But
one wonders if the Commission, when dealing with the more general hypotheses of
possible political complicity at large, was as competent or methodical.
Certainly the spate of current literature criticizing this aspect of its work
indicates that it satisfied neither right nor left at home, nor the
conspiratorial or Dreyfus mentality abroad.
B. Powers
If a suitable preordained panel can be established, it must be equipped and empowered in a manner suitable to the task. Unless powers and a source of funds are prescribed, the commission may be crippled or handicapped by the absence of power to compel witnesses’ appearances, to confer immunity upon those exposed to criminal prosecution by their own testimony or to secure the necessary or desired scientific or other types of technological assistance demanded by the particular inquiry. The commission will need the assistance of a staff, and must have access to the files of existing agencies.[171] The commission may function over an extended period of time. A change of administrations may occur resulting in the development of a hostile atmosphere and resulting further in the possible closing of federal files. It would seem desirable that the commission once convened should have freedom to fulfill its tasks with all possible assistance from both federal and state agencies. Here the need for preserving state secrets and other information affecting vital national interests may prevail over the desirability of giving the commission full access to all data.
C. Implementation
Someone must press the button to set the mechanism at work. By hypothesis we are dealing with a matter that requires immediate attention because of widespread public concern. By reason of his less insulated status, the President would appear as the logical choice. On the one hand, he is sensitive to the demand for public enlightenment. On the other, as the one person best informed on critical national and international matters, he is also less likely to yield to such a demand if the tribunal will interfere with or jeopardize existing national relations or policies.[172]
D. Jurisdiction
If a machinery is to be established in advance, the problem of jurisdictional conflict with other agencies, state or national, should be considered. In the case of the assassination, the public outrage ensured the functioning of the Warren Commission without interference by agencies of lesser stature. In matters of less intensity, another commission may be impeded by other bodies jealous of their powers, and therefore the power to preempt the matter under inquiry is needed.
E. A Devil’s Advocate
The most desirable principle suggested is the institution of a
responsible officer as a critic, with sufficient dignity of position and
authority of law to ensure responsible criticism and promote public approbation.
The common law procedure is not alone in suggesting the desirability, if not
need, for a recognized, responsible critical examiner of proofs. The experience
of the Roman Catholic Church in matters of beatification and canonization
indicates an unwillingness to regard its eminent officials as without need for
controls upon their bias or other weakness to error. It has a high official
serve as “Promoter of the Faith.”[173] He is charged with the
duty of writing all possible arguments, no matter how slight, against the
proposed finding; and is further charged to protest failure in procedures and
insist upon consideration of any objection.[174]
The general dimensions and powers of a
critical examiner suggested by more experienced systems are: an established
office, a responsibility to be critical and powers to have the criticism heard.
Within the power to criticize should be the right to examine proofs, to call
witnesses and to cross-examine witnesses which the commission’s staff has
indicated it will tender in support of its recommendations to the commission.[175]
Interestingly, the Warren Commission
apparently recognized the need for certain protective features developed by the
common law. It gave witnesses a right to counsel.[176]
On request it permitted public hearings of evidence,[177]
and, belatedly, it requested the President of the American Bar Association to
participate in the proceedings.[178]
The witness’ right to counsel, however, was fairly meaningless except perhaps
for criminals and for the Communist Party representatives who might have
perceived the risk of incrimination in the conduct of the proceedings. With one
notable exception, counsel appearing at the hearings with witnesses added
little, and could be expected to add little, in the way of critically
challenging its methodology. Mr. Craig, the President of the American Bar
Association, was not appointed until nearly three months after the Commission
had been constituted.[179]
If he had felt he had responsibility commensurate with that of a Devil’s
Advocate, it is not evidenced by the development of the record or report.
F. Detached Fact-Finding
If there is merit to the principles of detachment from, and review of,
basic fact-finding as evidenced by the common law procedure, these principles
might be adopted without inordinate stress on the flexibility or effectiveness
of a commission. The basic leg work has to be entrusted to some agency.
Investigative agencies are trained in fact-gathering and the F.B.I., Secret
Service and military intelligence agencies should in most instances be
appropriate. If provided with a suitable staff of its own, as the Warren
Commission had, the commission can give the basic questions to the staff for
development or allow the staff to use its investigative powers directly or in
conjunction with the services of other appropriate investigative agencies. The
critical examiner would participate, not to confine, but to criticize the
investigative methods and hypotheses as they are developed. When the staff feels
that it has explored the questions to all reasonable limits it could submit
tentative conclusions justified by the record it had developed. Again the
critical examiner could be available, and charged with the duty of examining the
proofs, to make the commission aware of the staff’s shortcomings. If the
matter turns on the testimony of particular witnesses, then the commission could
direct their appearance to satisfy itself directly. If the record is
unsatisfactory, the commission might order the continuation of the inquiry by
the staff and critical examiner along specific lines until a record satisfactory
to the commission has been developed.
The Warren Commission appears to have
entrusted most of the fact-gathering to its assistant counsel. Even many of the
important witnesses called before the Commission were often not heard by some
members of the Commission. The record indicates that at least three of the
members were absent on most of the days when hearings were held before the
Commission. It is to be expected that in fact-finding agencies, as with business
management, or other structures requiring decisions based on detailed
fact-gathering, the decisional group will for pragmatic reasons if nothing else,
rely on subordinate agencies to develop the initial record for action. But once
the basic data has been developed, the commission’s primary responsibility of
careful review and deduction should come into play.
In its operations, the Warren Commission
did call various witnesses directly before it at scattered intervals.
Apparently, the decision was made on a day to day or other periodic basis as to
which witnesses should be summoned.[180]
At the same time, staff counsel were questioning other witnesses under oath in
various parts of the country. It is evident, therefore, that both Commission and
staff were engaged concurrently in similar tasks, although, presumably,
coordinating efforts. It is this concurrent participation which has questionable
value as a technique. The Commission noted that it did not develop a record in
logical sequence and apparently was able to withstand public pressure for
publication of the record as it developed. It allowed its staff and
investigators to develop the great bulk of the evidence. It is only a small step
to allow a more complete, and critically screened, tentative record to be
prepared for its initial consideration. For, if the commission joins in the task
with the staff, it can hardly detach itself from the effects of any bias
generated through the fact-collecting proceedings.
It appears that fact-gathering and
fact-assessment were too much together, and, as a result, the press and other
public commentators, rather than the Commission, fell heir to the first detached
review of the basic findings. The critics will always be there to second guess,
but at least the Commission might have been free to make a more impartial
assessment and then have directed remedial work, if it was indicated, before the
findings were turned over to the less responsible or able critics.
Conclusion
In the years ahead it is not unlikely that other questions of overriding
national importance will create a task which transcends the capability, or
suitability, of existing fact-finding or adjudicative agencies. When such a need
arises the morphology and modus operandi of the Warren Commission should
be known.
Whether it is sound or not to enact
legislation for a standby machinery, some of the principles of common law
procedure may still lend themselves to an improvement of the next similar
fact-finding body. Random selection and cross-sectional representation of
professions or other qualified analysts certainly seem desirable to mitigate
bias in approach or conclusion.
Moreover, a critical analysis of the
success or shortcomings of the Warren Commission provides insights into the
values or inefficiencies of existing procedures, such as are employed by the
courts of common law. Because of their numbers and their extensive day to day
task of administering justice, conventional tribunals cannot in a practical
sense be staffed with the men of preeminence, or be aided so generously by the
public and private facilities that worked in, or with, the Warren Commission.
The necessity of sound and efficient controls on fact-finding processes is
therefore more critical. Conventional courts are entrusted with matters of great
gravity and their success or failure in serving justice is dependent upon
procedures, or systems, which like habits of human conduct can become inflexible
and resistant to change despite revolutions elsewhere in science and technology,
and therefore merit continuous, radical assessment.
In any event reflecting upon fact-finding
procedures in order to discriminate between the fundamental and the unnecessary
is a healthy, if not, indispensable exercise for those of us entrusted with use
of the various mechanisms. In doing so, we may find that the common law still
has many lessons to teach to those interested in dealing with the limitations of
human instrumentalities in the area of forensic fact-finding.
*
This article is concerned mainly with identifying techniques for controlling
error in the screening of evidence by a fact-finding body. Despite the
rudimentary nature of this problem, it is somewhat ironic that little
attention is given to the matter in the schooling of the ordinary law
student. Rules of evidence may be examined but little stress is placed on
the techniques of gathering, screening and presenting evidence or the
structures of fact-finding agencies other than the common law courts. The
student probably never examines a trial transcript. Reliance is, typically,
from beginning to end, on appellate decisions in which the facts are given.
As Mr. Justice Jackson observed in another context: “The difficulty with
this is that they [students] are started at the wrong end of the process.
Most lawsuits are ended as soon as there is a final settlement of the
facts.” Jackson, Training the Trial Lawyer: A Neglected Area of Legal
Education, 3 Stan. L. Rev. 48, 55 (1950).
[1] Federal criminal
jurisdiction did not attach because of the absence of a law covering murder
of the President. Report of the President’s Commission on the
Assassination of President Kennedy 454 (1964) [hereinafter Report].
[2] As Henry Wade, District
Attorney of Dallas, explained, allegations in a criminal complaint of a
conspiracy to commit the act of murder would be surplusage unless the actual
conspirators were named. Oswald could not be charged with being a part of a
conspiracy to commit murder, for conspiracy, per se, is not a crime; the
charge is murder. Therefore, general proof of conspiracy would be outside
the issues. 5 Hearings Before the President’s Commission on the
Assassination of President Kennedy 230–31 (1964) [hereinafter Hearings].
[3] The local bar association
and the District Attorney had already felt a great pressure to make sure
that Oswald secured counsel. Id. at 239–40.
[4] There were many
conflicting statements as to the number of shots heard by witnesses to the
President’s assassination. The Commission concluded that there were three
shots fired at President Kennedy. Report 110–11.
[5] App. II, Report 472.
[6] 1 Hearings 1–126; 5
Hearings 387–408, 410–20, 586–620; 11 Hearings 275–301.
[7] Scobey, A Lawyer’s Notes
on the Warren Commission Report, 51 A.B.A.J. 39, 40 (1965). This article
summarizes many of the evidentiary problems which, because of Oswald’s
death, the Commission could circumvent.
[8] Id. at 40.
[9] Id. at 41.
[10] Ibid.
[11] Id. at 41–42.
[12] See Macdonald, A Critique
of the Warren Report, Esquire, March 1965, pp. 59, 60: “Judge Joe Brown
who presided over Ruby’s trial chewing tobacco and occasionally leafing
through magazines on the bench….”
[13] In essential approach the
Commission appears similar to the familiar and ancient rival of the common
law, the inquisitorial proceeding. “Continental Europe does not employ the
adversary so much as the inquisitorial system; the judge largely conducts
the trial as an active inquirer for truth on behalf of society, not merely a
receptive and passive moderator between adversaries.” Jackson, Training
the Trial Lawyer: A Neglected Area of Legal Education, 3 Stan. L. Rev. 54
(1950).
[14] Foreword to Report at
xiv.
[15] Ibid. The involvement of
Ruby was subsumed under this general inquiry.
[16] Id. at xii.
[17] Id. at xi.
[18] Id. at xi–xii.
[19] Id. at xii.
[20] Ibid.
[21] Ibid.
[22] Id. at xiii.
[23] Ibid.
[24] Ibid.
[25] Id. at xv.
[26] The Commission on a
number of occasions went to Dallas and apparently, to some extent, made
personal inspections of basic files developed by the investigative agencies.
Id. at xii, xiii.
[27] The Commission was
empowered to prescribe its own procedures. Exec. Order No. 11130, 28 Fed.
Reg. 12789 (1963). Congress conferred the power to issue subpoenas and
provided immunity to witnesses claiming the privilege against
self-incrimination. 77 Stat. 362 (1963).
[28] In arriving at its
conclusions, the Commission and its counsel lavishly applied investigative
effort and equipment to collect a wealth of data which will remain a
monumental tribute to the efficacy of its effort. In this article,
observations about particular evidence will be made. Assuming the
observations are proper, they should not be regarded as indicative of a
belief that the Commission was in error with respect to any of its essential
findings. It will not be within the scope of this article to review all the
proof on any of the major questions of fact. The fifteen volumes of
finely-printed transcript and the eleven volumes of exhibits were
masterfully summarized and analyzed in the Commission’s report. In view of
the vast amount of pertinent data collected, any criticisms in this article
must be qualified with the general admission to the reader that the chance
of oversight or misimpression is great.
Nevertheless, no matter how massive may be the work-product of the
Commission, its methodology in collating evidence is susceptible to critical
comment and this is the main objective of this article.
[29] The Commission reported
generally on the investigation of possible conspiracy in Chapter VI of the
Report. The main section concerning Cuban involvement is at pp. 299–310.
See also Report 406–14.
[30] Report 390–94.
[31] Id. at 406–14.
[32] See, e.g., Johnson
(Arnold) Exhibits Nos. 1, 3, 4, 5, 7, in 20 Hearings 257–75. Exhibits
received in connection with depositions or affidavits were indexed
separately in alphabetical arrangement according to the last name of the
deponent or affiant.
[33] Report 299.
[34] Commission Exhibit No.
3152, 26 Hearings 857–60; Report 307–08.
[35] Ibid.
[36] Ibid.
[37] Commission Exhibit No.
1465, 22 Hearings 844–85.
[38] Ibid.
[39] 4 Hearings 266–67;
Report 134.
[40] Report 135.
[41] Id. at 135–37.
[42] 2 Hearings 210–45.
[43] 2 Hearings 245–51.
[44] 2 Hearings 224–25.
[45] Id. at 226.
[46] Id. at 228–29.
[47] Id. at 243.
[48] Report 134.
[49] Ibid.
[50] 2 Hearings 248.
[51] Id. at 249.
[52] Commission Exhibit No.
139, 16 Hearings 512; Commission Exhibit No. 1304, 22 Hearings 480.
[53] Commission Exhibit No.
142, 16 Hearings 513; Commission Exhibit No. 626, 17 Hearings 281;
Commission Exhibit No. 1304, 22 Hearings 480.
[54] 2 Hearings 249.
[55] Report 134.
[56] Ibid.
[57] A possible illustration
of the last fault is found in the statements of Glen A. Bennett, a Secret
Service agent, assigned to the presidential motorcade. The Commission relied
on his statements as evidence of the sound-sequence and number of shots and
also his observation that the shots came from behind the President’s car
rather than the triple underpass or some other site. Report 111. Bennett
wrote out a statement later in the afternoon of the assassination while en
route to Washington returning from Dallas. Commission Exhibit No. 2112, 24
Hearings 541–42. The next day Bennett prepared a typed report
substantially the same as his handwritten statement. Commission Exhibit No.
1024, 18 Hearings 760.
In the original statement Bennett stated that upon hearing the first
shot he drew his revolver and “looked to the rear and to the left….”
Commission Exhibit No. 2112, 24 Hearings 541–42. He apparently decided his
reference was not sufficiently exact for he inserted the words “high
left” after “left” which indicates he focused on this particular part
of the statement. His typewritten report of the next day makes no reference
to the “left” or “high left.” Rather it refers to the same event and
time and then states “we peered towards the rear and particularly the
right side of the area.” Commission Exhibit No. 1024, 18 Hearings 760. His
first statement would indicate that he thought the shots came from a
direction opposite the place where Oswald was located. By changing his
statement to eliminate references to the “left” it appears likely that
he was influenced by reports from the news media that the assassin had used
the sixth floor of the Texas School Depository Building which was to the
high right. See Commission Exhibit No. 876, 17 Hearings 896, for an aerial
photo of the scene.
[58] See, e.g., Report
299–325, 375–404.
[59] Report 28–29, 247.
[60] Id. at 247.
[61] Id. at 246.
[62] Devlin, Death of a
President: The Established Facts, The Atlantic Monthly, March, 1965, p. 116.
On the other hand such a hypothesis was developed by the Commission with
respect to the conspiratorial relationship of Ruby. The Commission claims it
tried “to reconstruct as precisely as possible the movements of Jack Ruby
during the period November 21–November 24, 1963.” Report 333. It did so
“on the premise that, if Jack Ruby were involved in a conspiracy, his
activities and associations during this period, would, in some way, have
reflected the conspiratorial relationship.” Ibid.
[63] Report 299–310.
[64] Id. at 117.
[65] Id. at 248.
[66] Id. at 140.
[67] Report 249.
[68] 2 Hearings 165–90.
[69] Id. at 165–66.
[70] Id. at 166.
[71] Id. at 166–67.
[72] Commission Exhibit No.
354, 16 Hearings 949.
[73] 2 Hearings 168–69.
[74] Id. at 169.
[75] Ibid.
[76] Other witnesses saw the
man or at least the rifle protruding from the southeast corner window,
directly east from where Rowland placed the man with the rifle. See, e.g.,
summary at Report 61–68.
[77] 2 Hearings 170.
[78] Ibid.
[79] Ibid.
[80] Id. at 171.
[81] Id. at 172.
[82] Id. at 172.
[83] Ibid.
[84] Ibid.
[85] Id. at 173.
[86] Ibid.
[87] Id. at 174.
[88] Ibid.
[89] Ibid.
[90] Id. at 174–75.
(Emphasis added.)
[91] Id. at 176.
[92] Id. at 178.
[93] Id. at 168. See, e.g.,
the testimony of Rufus W. Youngblood, a Secret Service Agent, 2 Hearings
151.
[94] Id. at 175.
[95] Id. at 180.
[96] Report 71–76.
[97] 2 Hearings 181.
[98] Id. at 181–82.
[99]
Id. at 182; Commission Exhibit No. 357, 16 Hearings 953.
[100]
2 Hearings 182.
[101]
Id. at 182–84.
[102]
Id. at 184.
[103]
Id. at 184–85. (Emphasis added.)
[104]
The typical witness has little training in concepts of relevance to specific
issues of law or in dealing with impressive investigators such as F.B.I.
agents. On the other hand the investigator knows what he is after but may
have been entrusted with only one aspect of a problem. The lawyer,
especially, is “relevancy” conscious. The annoying amount of
irrelevancies offered in an interview ranging from the condition of the
witness’ family through his personal hardships or problems can lead to
curtness on the part of an investigator with a corresponding reaction of the
interviewee to adopt an overly attentive and restrictive attitude toward the
point of the interview. Insistence on sticking to the point can lead to
significant omissions or oversights, particularly as was the case with the
Commission, when a much broader framework for investigative effort is later
developed.
[105]
Report 252.
[106]
Commission Exhibits Nos. 357–58, 16 Hearings 953–55.
[107]
Commission Exhibit No. 2782, 26 Hearings 167.
[108]
Commission Exhibit No. 358, supra note 106.
[109]
2 Hearings 182; 7 Hearings 350–51.
[110]
See text accompanying note 100 supra.
[111]
7 Hearings 351.
[112]
Ibid.
[113]
12 Hearings 42–52.
[114]
2 Hearings 181–82.
[115]
12 Hearings 42–52.
[116]
Rosemary Allen notarized Rowland’s affidavit. Commission Exhibit No. 357,
16 Hearings 963.
The mischief caused by the necessity of relying on interpretative
reports translated by an investigator into the distortive format of his
office’s method is seen in the experience with Rowland. If the testimony
of Rowland had been taken verbatim in the same manner that a court reporter
takes it, with the obvious hesitations, and the apparent
“irrelevancies,” perhaps the whole inquiry into his character and
schooling would have been unnecessary and the Commission made more secure in
its findings. No matter how articulate the interpretative investigator, he
cannot give a sketch of all the subtle indicators of conviction or
uncertainty which any witness affirms or betrays by his manner.
Criticism has been directed at the Dallas police for not having a
tape recorder to capture the words of Oswald; the same criticism can be
directed at the F.B.I. Insurance company investigators often use tape
recorders or shorthand stenographers rather than rely on the translative
shortcomings of the interviewer or his failure to perceive relevant clues
dropped by the interviewee.
With respect to the danger of translating or transcribing by one
person of another’s statements, a serious distortive influence may exist
in the inarticulateness of the interviewer. He wants his report to be
impressive to his reviewing superiors and if a matter of apparently marginal
value is related, rather than try to struggle with its relational problems,
he may omit reference or gloss over it. An old joke exists about the Los
Angeles policeman called upon to report the existence of a dead horse in the
downtown area. Having found that “Figueroa” Street taxed his spelling
ability, he moved the horse and reported it dead on First Street.
Perhaps some day in major inquiries it will be economically feasible
and electronically possible to videotape the statements of key witnesses as
a means of recording their truth telling appearance and of eliminating at
least the intermediate use of human interpretation and communication.
[117]
Report 252. (Emphasis added.)
[118]
6 Hearings 263–64, 272.
[119]
Id. at 272.
[120]
Report 160.
[121]
6 Hearings 177–91.
[122]
Id. at 181.
[123]
Id. at 182.
[124]
Id. at 185. In answer to one question it appeared that she was personally
with her husband throughout the time when he gave his first statement to the
police. In correcting the transcript, Mrs. Rowland noted that she was in the
same room but did not hear everything that was said. Commission Exhibit No.
2783, 26 Hearings 169.
[125]
6 Hearings 188.
[126]
Id. at 189.
[127]
Report 251. The statement concerning being prone to exaggerate was really
put in her mouth by the examining counsel as indicated by the following
excerpt:
Mr.
Belin. Mrs. Rowland, you made a statement toward the beginning part
of this deposition that your husband said that he had all A’s but that you
knew different, because you had seen the report card.
Mrs.
Rowland. He said he had an A average.
Mr.
Belin. But that you knew different?
Mrs.
Rowland. Well, he may have had an A average, an overall A average,
but some of his cards didn’t have A’s altogether.
Mr.
Belin. Well, you mentioned that he had A’s and B’s and some C’s
and some D’s?
Mrs.
Rowland. The one I saw.
Mr.
Belin. Would you remember what years those would have been for?
Mrs.
Rowland. No, sir.
Mr.
Belin. Sometimes people are prone to exaggerate more than others,
and without in any way meaning to take away from the testimony of your
husband as to what he saw in the building at the time, just from your
general experience, do you feel that you can rely on everything that your
husband says?
Mrs.
Rowland. I don’t feel that I can rely on everything that anybody
says.
Mr.
Belin. Well, this is really an unfair question for me to ask any
wife about her husband, and I am not asking you very correctly, but—
Mrs.
Rowland. At times my husband is prone to exaggerate. Does that answer
it?
Mr.
Belin. I think it does. Is there anything else you want to add to
that, or not?
Mrs.
Rowland. Usually his exaggerations are not concerned with anything
other than himself. They are usually to boost his ego. They usually say that
he is really smarter than he is, or he is a better salesman than he is,
something like that.
Mr.
Belin. Anything else you care to add?
Mrs.
Rowland. No, sir.
6 Hearings 189–90. (Emphasis added.)
[128]
6 Hearings 190.
[129]
Ibid.
[130]
Report 252.
[131]
Id. at 251.
[132]
Commission Exhibit No. 2644, 25 Hearings 903.
[133]
Ibid.
[134]
Report 250–51; 2 Hearings 188.
[135]
Commission Exhibit No. 2644, 25 Hearings 903–06.
[136]
Id. at 906.
[137]
Id. at 907.
[138]
The technique of character impeachment used by the Commission has disturbing
implications. If an agency hopes to secure the full cooperation of witnesses
having valuable knowledge, it must be ready to give regard and protection to
their exposure before the fact-finder. With respect to criminal involvement
of a witness the Commission was ready to grant immunity from prosecution.
However, it is the less serious disgraces which lurk in most people’s
backgrounds that inhibit free participation in fact-finding procedures. Most
people do not desire to be involved and may have to be persuaded or
compelled to appear. On the other side, there are the publicity seekers who
will inject themselves into matters of public interest. In dealing with the
latter type, the fact-finder must be wary lest it establish precedents which
will discourage witnesses who would feel most reluctant to testify if their
personal backgrounds are to be explored, and, more significantly, given
publicity by the fact-finder.
Consider the rejection of evidence by Mrs. Gertrude Hunter. The
Commission investigated the possibility that Oswald owned a second rifle. It
was reported that during the first two weeks of November 1963 Oswald had a
telescopic sight mounted on a rifle at a sporting goods store in Irving,
Texas. The evidence consisted of an undated repair tag bearing the name
“Oswald” given to the F.B.I. by an employee of the sports shop. Report
315. The Commission had satisfied itself that the telescopic sight on the
C2766 Mannlicher-Carcano rifle had already been mounted when shipped to
Oswald. Report 119. Therefore a conflict existed which the Commission hoped
to resolve. As stated by the Commission, “the possession of a second rifle
warranted investigation because it would indicate that a possibly important
part of Oswald’s life had not been uncovered.” Report 315. In checking
the employee’s credibility the Commission found possible corroboration in
the testimony given by Mrs. Gertrude Hunter. Report 316.
A furniture mart was located about one-and-a-half blocks from the
shop. Two witnesses, Mrs. Whitworth and Mrs. Hunter, identified Oswald, his
wife and two children as having come to the furniture mart. They testified
that Oswald, carrying something wrapped in a package, made inquiry about
gunsmith work.
Again, the F.B.I. was dispatched to make a special investigation of
Mrs. Hunter’s credibility. It obtained an interview from a person who
thought it necessary to advise the F.B.I. of certain “personality
characteristics” of Mrs. Hunter. She advised the agent that Mrs. Hunter
had “a strange obsession for attempting to inject herself into any big
event which comes to her attention…[she] is likely to claim some personal
knowledge of any major crime which receives much publicity…the entire
family is aware of these ‘tall tales’ Mrs. Hunter tells and they
normally pay no attention to her.” Commission Exhibit No. 2976, 26
Hearings 456, 457. The disturbing matter is that the Commission considered
it sufficiently probative and necessary for its purposes to quote the
defamation. Report 318.
Realistically, fact-finders will evaluate character and it may be the
sole, and proper, basis for evaluating credibility. That witnesses should be
protected from abuse or more serious injury apparently was recognized by the
Commission’s rule that a witness could have personal counsel when called
before the Commission or its counsel. Neither Rowland nor Mrs. Hunter had
counsel and, in any event, counsel would have been powerless to forestall
the direct resort by the Commission to its investigators’ reports.
In these instances, the Commission indicated that it was conscious
merely of form. Rightly or wrongly, Rowland and Mrs. Hunter have been
publicly attainted in a report that can fairly be described as a historical
monument. One wonders if the Commission, in its zeal to publish the full
truth, reflected on whether the character evidence was so material as to
warrant the humiliation inflicted on Mr. Rowland, Mrs. Hunter, their
families and future generations.
In another respect, this problem appears as a consequence of a system
in which the fact-finder is charged with developing and defending both facts
and conclusions.
[139]
Report 252.
[140]
See transmittal letter in Commission Exhibit No. 1381, 22 Hearings 632.
[141]
Report 252.
[142]
The collected statements were compared to determine how many employees might
have been in positions of opportunity to detect the entrance or exit of an
accomplice during the lunch period when the assassination occurred. The
reports indicate that most of the people were outside the building awaiting
the motorcade, some were at lunch and apparently others had lunch in the
building and were waiting at windows. The two or three not within these
categories could not be placed exactly in the building.
[143]
Oswald was hired on October 15, 1963. Report 246–47.
[144]
See, e.g., statements of Virginia H. Barnum, Jane Berry, Ochus Virgil
Campbell, Edna Chase, Jack Charles Cason, Mrs. Charley Thomas (Avery) Davis,
Mrs. John T. (Elsie) Dorman, Mrs. Ronald G. (Sandra Sue) Elerson and Betty
Alice Foster. Commission Exhibit No. 1381, 22 Hearings 632.
[145]
One commentator has characterized the Warren Commission Report as having the
form of “The Prosecutor’s Brief,” manifesting “The Establishment
Syndrome.” By the first characterization he describes the acceptance or
rejection of testimony by the Commission through a desire to prove a
particular point. The latter aspect is his term for “the reflexive
instinct of people in office to trust other officials more than outsiders,
and to gloss over their mistakes.”
MacDonald, A Critique of the Warren Report,
Esquire, March, 1965, p. 62.
[146]
Commission Exhibit No. 2086, 24 Hearings 522.
[147]
See Commission Exhibit No. 875, 17 Hearings 870–95, which is a series of
photographs showing the reverse perspective—i.e., the view from the
southeast window to the street area where Mrs. Walther claims she was
situated.
[148]
Commission Exhibit No. 2086, 24 Hearings 522.
[149]
Commission Exhibit No. 2087, 24 Hearings 523.
[150]
2 Hearings 204.
[151]
Report 64.
[152]
2 Hearings 205–06.
[153]
Report 154–55.
[154]
Id. at 156.
[155]
2 Hearings 194–95.
[156]
Id. at 195–96.
[157]
The compulsion for a resolution of the matter under inquiry was a factor
inducing the use of torture by the Spanish Inquisition. The use of the jury
system relieved that fact-finder of this pressure for a defensible
conclusion. See 3 Lea, A History of the Inquisition of Spain 1 (1906).
[158]
Television presentation, Oswald and the Law, Channel 4, Los Angeles NBC-TV,
February 9, 1965.
[159]
Of course, there were sporadic and often erratic criticisms offered by
newspapers and a New York attorney, Mark Lane, Esq. The latter was allowed
to give testimony. He insisted on a public hearing of his criticisms. See 2
Hearings 32–61; 5 Hearings 546–61. Because of an article in a newspaper
insinuating that Ruby and Oswald were friends and that the U.S. Justice
Department had blocked their arrests seven months before the slaying,
Commission Exhibit No. 837, 17 Hearings 837, the Commission found it
necessary to summon J. Edgar Hoover to make inquiry concerning these
suspicions. In trying to quiet these and other wild speculations, the
Commission certainly expended much energy and perhaps, in some degree,
suffered loss in method and focus.
[160]
5 Wigmore, Evidence § 1367 (3rd ed. 1940).
[161]
The cases of mistaken identification, for instance, are legion. Witnesses in
most cases, without any particular axe to grind, but obviously without
sufficient basis, become convinced that they recall the characteristics of
the person to the exclusion of all others. Regrettably, often even the
skillful cross-examiner cannot dislodge such witnesses from their false
impressions.
[162]
5 Wigmore, Evidence § 1395 (3rd ed. 1940).
[163]
See text accompanying notes 37–38 supra.
[164]
Such reports would not be used as evidence under common law rules. By
conventional definition, the reports are hearsay statements and, in general,
do not qualify under exceptions for business or official records. See
McCormick, Evidence 602–03 (1954).
[165]
The Commission and its staff directed the F.B.I., made basic decisions on
who would be called as witnesses and, in general, involved itself directly
in fact-gathering procedures. The involvement makes the Commission
vulnerable to “shaping the record” charges. Already apparently some
foreign critics are comparing the inquiry to the Dreyfus case. See
Macdonald, supra note 145, and references cited therein.
[166]
Macdonald, supra note 145, at 60.
[167]
An unfortunate but necessary aspect of the conventional court is that it has
much business to do and must reach a decision. It is not a master of its own
procedures. The proceedings may be hurried and are usually pressed to a
conclusion because “life is too short.” Moreover, the judge must
constantly interrupt the flow of evidence to rule on objections and hear
argument.
[168]
In some jurisdictions it may be reversible error to allow the written
instructions to be taken to the jury room. See Annot., 96 A.L.R. 899 (1935).
[169]
See biographical sketches, Report 475–79.
[170]
Id. at 479–81.
[171]
See Packer, Ex-Communist Witnesses: Four Studies in Fact Finding 233–35
(1962).
[172]
See discussion by Packer, supra note 171, at 243–44, for other suggestions
with respect to the appointment problem.
[173]
Advocatus Diaboli, 1 Catholic Encyclopedia 168 (1907).
[174]
Ibid.
[175]
According to Wigmore, “in the Dreyfus trial (1899), the exposure of the
conspirators’ particular frauds was due almost entirely to Maitre
Labori’s cross-examination.” 5 Wigmore, Evidence § 1367 n.4 (3rd
ed. 1940).
[176]
Report 501, 503.
[177]
See, e.g., 2 Hearings 33–34.
[178]
Foreword to Report at xiv–xv.
[179]
Id. at xv.
[180]
See, e.g., 6 Hearings 223, wherein the assistant counsel advised the witness
that the transcript of her statement would be reviewed by him and his
colleagues and that it was possible that the Commission might wish to hear
from her directly.