Trial by Newspaper
Lewis L. Jaffe
New York University Law Review, Vol. 40, May 1965, pp. 504–524
(Louis L. Jaffe is Byrne Professor of Administrative Law, Harvard Law School. The author has received valuable assistance in research and editorial criticism from Michael Churchill, a student in the third year at Harvard Law School.)
The United States has for these many years tolerated,
perhaps we might rather say reveled in “trial by newspaper.” But now, though
not for the first time, a chorus of sober, authoritative voices are denouncing
it. They seek to ride the great wave of emotion evoked by the President’s
murder, to rush as it were into the vacuum created by the stunned response to
Oswald’s execution following his “trial by newspaper.” The Warren Report
criticized the public authorities of Dallas for releasing to the press the
evidence against Oswald.[1]
It criticized the news media for exerting intense pressure for disclosure.
Ironically, the situation was one in which, if ever, trial by newspaper was, if
not justified, at least inevitable. It is perhaps unfair to ridicule the
Commission’s conclusion that “to prevent a recurrence of the unfortunate
events which followed the assassination” the promulgation of a code of ethics
by the newspapers “would be welcome evidence that the press had profited by
the lessons of Dallas.”[2] Since such an eventuality
is most unlikely, it might be thought either that the Commission was not so
terribly concerned to prevent a recurrence, or that in its opinion our
Constitution and system of law were without resources to deal with the problem.
It is more likely, however, that the Commission did not regard this matter as
one of its primary concerns. Furthermore, since some of the suggested solutions
could be thought to raise constitutional questions, the presence of the Chief
Justice made serious consideration of the problem impossible.
We use the term “trial by newspaper”
as a shorthand for the variety of means whereby all sorts of information germane
to a criminal case is published prior to or pending the trial. The information
may come from the police or the prosecution; it may be uncovered by reportorial
diligence. Confessions, which may or may not be admissible at the trial, other
evidence bearing directly on guilt, prior convictions, disreputable associations
and activities, comment and opinion: these will be fed to the casual public from
which the trial jury is to be drawn. The English judiciary has long since
characterized any such publication after arrest as criminal contempt.[3] A wall of silence is
thrown up around the accused. The motivation is not solely protection of the
accused. The exclusive sovereignty of the judicial trial itself, whether
criminal or civil, is protected from any compelling attempt to canvass the
merits in another forum. In so far as the purpose is protection of the accused,
there is one serious breach in this wall of silence. A statute entitles the
press to report but not to comment upon the preliminary proceedings before the
committing magistrate.[4]
In this way the prosecution is able to reach the public’s ear prior to the
trial by the publication of evidence both admissible and inadmissible. There are
currently proposals for closing this breach in the wall and thus reestablishing
the preexisting judge-made rule which excluded all reporting except of the trial
itself.
I
The Contempt Cases
What accounts for the striking difference between the English and
American law? It is usual to fasten responsibility upon the Supreme Court. There
is some justification for this, but I suggest that the Court’s decisions are
themselves an effect of antecedent causes, an effect of popular notions of the
trial and the judicial process which differ substantially from those prevalent
in England. The Supreme Court, in a series of cases beginning with Bridges v.
California and Times-Mirror Co. v. Superior Court,[5]
has licensed the press to criticize and abuse judges engaged in the decision of
lawsuits. In the Los Angeles Times case a judge had pending a motion to
grant probation to two convicted labor union members. In an editorial captioned,
“Probation for Gorillas?” the Times said: “Judge A. A. Scott will
make a serious mistake if he grants probation to Matthew Shannon and Kennan
Holmes. This community needs the example of their assignment to the jute
mill.” In Bridges, Harry Bridges, president of the Longshoremen’s
Union, published a telegram which he had sent to the Secretary of Labor giving
notice that if the judge in a pending suit against the Union decided it
unfavorably to the Union there would be a coastwide strike. The later cases of Pennekamp
v. Florida[6] and Craig v. Harney[7] drove home by word and
deed the lesson of the earlier cases. In Craig a plaintiff landowner
sought to recover from his tenant (a soldier away on service) premises being
operated as the “Playboy Cafe.” The case was being tried before an elected
lay judge. The judge had forced the jury to return a directed verdict for the
plaintiff. A motion for a new trial was pending. A newspaper owned in common
with the other two newspapers in the area ran an editorial characterizing the
judge’s conduct as “high handed,” a “travesty of justice.” The
serviceman “seems to be getting a raw deal”; public opinion was rightly
“outraged.” In each of these cases the writer was punished for contempt and
in each case a majority of the Supreme Court held that the defendants had
suffered a deprivation of their right to free speech.
The premise of Bridges and its
progeny are not entirely clear. None of the judges in Bridges appears to
deny that, at least in a general way, a fair trial requires a determination free
of extra-record influence but the later cases and much that is said in all of
the cases may, despite assertions to the contrary, imply an acceptance, even an
encouragement, of trial by public opinion. Much of the emphasis of Mr. Justice
Black’s opinion in Bridges is on the illegitimacy of the contempt power
as a means of control:
It is to be noted at once that we have no direction by the legislature of California that publications outside the courtroom which comment upon a pending case in a specific manner should be punishable. As we said in Cantwell v. Connecticut, … such a “declaration of the State’s policy would weigh heavily in any challenge of the law as infringing constitutional limitations.” But as we also said there, the problem is different where “the judgment is based on a common law concept of the most general and undefined nature.”[8]
The Justice seems at one point to concede that the contempt
power could be used were it demonstrable that the utterance constituted a
“clear and present danger”;[9]
in neither Bridges nor Los Angeles Times does the publication
“threaten to change the nature of legal trials.” But in his query whether
“to preserve judicial impartiality, it is necessary for judges to have
contempt power …”[10] there is the suggestion
that the contempt power (because of the generality of its threat to free speech)
may never be used to protect the trial from the pressures of extra-record
publication. Were a statute to prohibit certain classes of utterance presumably
the vice—at least of generality—would be cured. What classes of utterance
might be thus prohibited we shall consider at a later point.
But the tone and verbiage of later
pronouncements by Justices Reed and Douglas may go beyond Bridges to
assert the inevitability, even the positive democratic values in trial by public
opinion. In Pennekamp v. Florida Justice Reed tells us:
The comments were made about judges of courts of general jurisdiction—judges selected by the people of a populous and educated community.… Comment on pending cases may affect judges differently. It may influence some judges more than others. Some are of a more sensitive fiber than their colleagues. The law deals in generalities and external standards and cannot depend on the varying degrees of moral courage ….
The desire to placate the accusing newspaper to retain public esteem [assumes] …. a judge of less than ordinary fortitude.[11]
The assumptions, some stated, some unspoken, of these remarks are clear,
startlingly clear. The judges are elected officials; as such they are to be
criticized. If a judge has “less then ordinary fortitude,” less than
adequate “moral courage,” is “sensitive” to pressure, he cannot complain
of the law’s refusal to protect him. So much is stated. What clearly follows
though unstated, is that neither can the litigant who must put up with the
“sensitive” judge complain; he must get his justice as best he can from his
fellow citizens.
In Craig v. Harney, Mr. Justice
Douglas intensifies the thrust of Pennekamp:
[The attack on the judge] must … be appraised in light of the community environment which prevailed at that time. The fact that the jury was recalcitrant and balked, the fact that it acted under coercion and contrary to its conscience and said so were some index of popular opinion. A judge who is part of such a dramatic episode can hardly help but know that his decision is apt to be unpopular. But the law of contempt is not made for the protection of judges who may be sensitive to the winds of public opinion [nor, would it seem, for the protection of litigants whose rights are in the hands of such a judge].[12]
And referring to the editorials he concludes:
“That is legitimate comment; and its relevancy could hardly be denied at least where the judges are elected.”[13]
These remarks can be parsed as not necessarily endorsing trial by public opinion. The relevancy of the editorials can be taken as going not to the judge’s decision but to his selection. If the judge has the requisite fortitude he will resist the pressure; if not? That no doubt is the price we—the litigants?—pay for a democratically elected or politically appointed judiciary. The words seem to imply that the price will not be great because elected judges, even lay judges will for the most part be men of courage and fortitude not “sensitive to the winds of public opinion” [even “relevant” opinion?]. But as Mr. Justice Frankfurter notes in dissent[14] this assumption goes sharply contrary to the current —the fashionable, perhaps even too fashionable—notion which emphasizes sensitivity to opinion and criticism. Even the subtle need to make a show of resisting criticism, the Justice shrewdly notes, may embarrass the judge and block free reconsideration—as where in Craig v. Harney there is a motion for a new trial. Let it be supposed that a Southern judge has under consideration in a case of rape by a Negro of a white woman a motion to exclude a confession, and the local newspaper cries out for the protection of Southern womanhood from negro pollution. Would the Supreme Court indulge the assumption on which Craig v. Harney pretends to rest? Might not the Court be found citing the sardonic comments of Mr. Justice Jackson in Craig v. Harney:
I do not know whether it is the view of the Court that a judge must be thickskinned or just thickheaded, but nothing in my experience or observation confirms the idea that he is insensitive to publicity. Who does not prefer good to ill report of his work? And if fame—a good public name—is, as Milton said, the “last infirmity of noble mind,” it is frequently the first infirmity of a mediocre one.[15]
But if I question the psychological assumptions on which Craig v.
Harney purports to rest, I do not thereby mean ipso facto to reject the
decision. It seems to me that we must postulate the case and evaluate it, as
sanctioning at least within limits trial by public opinion. In my reading, the
Court is saying that the English concept of the judiciary—a judiciary
untouchable by public opinion, an untouchability to be vigorously asserted—is
inapplicable to our politically oriented judiciary. The English judiciary
originally was a facet of the King’s Majesty. Criticism was lese majesty.
Something of that history may still inform one of the rigor with which the
English courts suppress extra-judicial influences. On the other hand the stress
of the later independence of the English judiciary was on freedom from executive
pressure. The very heart of England’s famed justice was the subject’s
guarantee of a trial by judges whose sole allegiance was to the law. Both to
protect and to symbolize this majestic insulation of the Chamber of Justice the
judges were permitted to use their well-developed powers of contempt.[16]
And because the judges of the High Court were so invested with sanctity it
became accepted that only lawyers of the highest learning and of unimpeachable
character were to be chosen as judges.
How different are the premises expressed
by our judiciary! And the difference is capped when as in Craig v. Harney
the judge is not even a lawyer! The judge may be in office as a consequence of
political forces which have prevailed over other forces competing in an American
election. One must not, of course, overstate the coherence of the forces and
interests competing in an American election. Characteristically they are loose,
shifting federations of groups whose interests are not basically divergent. But
there are differences of degree. There will be cliques, alliances, interests
which may seek to overreach through the processes of the law.
Furthermore, American lawyers in the
schools and on the bench, at least those of a “liberal” persuasion are more
and more committed to an “activist,” progressive role for the judge.
Arguably the acceptance or rejection of this role by judges may align them with
the political forces in the community when candidates for election or reelection
or for an appointment. In Craig v. Harney Mr. Justice Douglas would
appear to be saying that when an elected judge defies an aroused public opinion,
at least an opinion plausibly speaking in the name of justice, its voice should
be heard in the judicial process.[17]
The cure for politics is more politics! Where does the theory lead? In the
society of the South riven by deep social cleavage, with the organs of opinion
controlled by a dominant group insensately committed to the maintenance of
ancient injustice it would be appropriate, would it not, for dominant opinion to
warn the judge who is wavering? If, as we suspect, the authors of the theory
would instinctively recoil from this application of it, let us not forget that
the theory would equally license warnings from newspapers in the North. It might
indeed sanction a public announcement by the President, our Chief Magistrate,
that certain members of the Ku Klux Klan should be promptly brought to justice.[18]
Is this then on balance The Way? Do the
very facts: deep social divisions, aroused passions, judges intensely committed,
inexorably bring the trial into the public arena?[19]
If we would honestly face this question, let us not state the alternatives too
absolutely. There are devices for mitigating excess. Even Douglas appears to
admit the possibility that some publications may be penalized[20]
(though what they would be, or whether in any case punishable as contempt is not
clear). More important is the possibility of setting aside a verdict in a trial
overawed by public opinion. This device would become difficult to work if in
deciding the legality of a publication we presumed that it did not overawe the
judge or jury and in deciding whether a verdict should stand we presumed that it
did. That dilemma must somehow be faced and resolved.
Finally we must reckon with the startling
and disturbing action of the Court in Maryland v. Baltimore Radio Show.[21]
A Maryland trial court had adjudged a radio station in contempt for broadcasting
news of the arrest, confession and past criminal record of a negro accused of
the sensational murder of an eleven year old white girl. The broadcast contained
a confession to a prior rape of a white woman.[22]
Because of the broadcast, counsel for the accused felt compelled to waive a jury
trial. The Maryland Court of Appeals held that the broadcast was protected by Bridges,
Pennekamp and Harney. The Supreme Court refused to take
certiorari! Mr. Justice Frankfurter’s shock was so great that he wrote an
opinion carefully pointing out that a refusal to grant certiorari was not
equivalent to an affirmance.
To the argument that the earlier
authorities assumed that a judge of normal caliber could resist influence
whereas no such assumption was valid for a jury, the majority of the Maryland
court, with a reverse twist replied: “The distinction is hardly tenable.
Judges are not so ‘angelic’ as to render them immune to human influences
calculated to affect the rest of mankind.”[23]
The court could find no “clear and present danger.” There was no direct
influence of prejudice, or of a deliberate attempt to influence the outcome. The
courts assumed that the publication was not so prejudicial as to have required
setting aside the verdict whether tried by a jury or, as it was tried, by a
judge. If it were not prejudicial then a fortiori it was not contempt. Under the
English law, of course, it would have been contempt regardless of its actual
effect on the outcome.[24]
But the Maryland court correctly reads, I think, the decisions to require less
to set aside a verdict than to convict of contempt (assuming any scope at all
for contempt). It is indeed this possibility of the vulnerability of a verdict
to conduct that may not itself be subject to direct control by law which
constitutes the prime problem of Baltimore Radio Show.
But must we accept the Maryland court’s
position that Baltimore Radio Show is compelled by Bridges et al.?
The doctrine of those cases, as we have seen, may rest on the purposes served by
licensing speech in that type of situation. The most obvious distinction is the
one rejected by the Maryland court, that the jury is less able than the judge to
resist extra-record influences.[25] The Maryland court
doubted that this was so. Paradoxically Craig v. Harney seems to license
the publication precisely because it was directed to the judge and was intended
to affect his action![26]
The opinions underlined the value of criticism of an elected officialdom of
which the judges were a part. Are similar or related values involved in
publishing a confession, the accused’s record of prior criminality, and other
matters bearing on the defendant’s guilt and his general merit? The intention
of the publication may be no more than to provide news, and if the intention is
to create opinion adverse to the accused this objective, it can be argued, has
less bearing on the conduct of affairs than does criticism of elected officials.
Thus (a) the function served by the publication is not as politically
significant and (b) the publication is potentially more prejudicial because of
its character and because it is addressed to the jury, a body arguably less
sophisticated than the judge. There is, however, at least an argument that
pre-trial and particularly, though not exclusively, pre-arrest publication may
have a legitimate political value (even though on balance we may not think the
value sufficient to overcome the potential of prejudice). The publication may
provide a basis, even though not designed for that purpose, on which to build up
pressure against prosecutory and judicial officials who are failing to enforce
the law by procuring indictments or by zealously prosecuting indicted persons.[27]
The point is exemplified by the present reluctance of Southern authorities to
prosecute persons suspected or held for the killing of civil rights
demonstrators. Northern newspapers, even the President as we have noted—and
some southerners—have demanded prosecution. The situation is one that provides
an argument for those who would license publication. The general occasion is one
in which the public has a legitimate concern, and the threat to a fair trial in
this particular situation (i.e. in the South) is probably zero, given the
judges and juries which will try the defendants. This instance exemplifies one
more relevant distinction between the English and American situation as it
affects notions both of contempt and of permissible publication. Not only does
the English law assume an independent, learned judiciary of impeccable prestige,
but a disinterested, honest, well-trained police and prosecutory force. These
conditions reflect, in turn, a society so constituted as not to put excessive
strain on the due and regular administration of justice.
If we, as lawyers, are shocked or at least
distressed by the refusal of the Supreme Court to take certiorari in Baltimore
Radio Show, it is because of the confusion in our law which it exemplifies,
and the abdication of responsibility in the face of that confusion. On the other
hand, if we are to excuse the Court’s performance we can point to the
difficulty of the problem. It had become clear that there was no ready-made
solution. Mr. Justice Frankfurter might have come nearest to accepting the
English solution.[28]
He would allow the judges to punish as contempt, publications which
presumptively would suffice to imperil a verdict, thus establishing a symmetry
in the standard for contempt and the standard for a fair trial.[29]
This test would give somewhat greater freedom to publication than did the
English solution with its nearly complete suppression of publication. What Mr.
Justice Black would permit to be published was less clear than was his hostility
to the use of the contempt process as an instrument of control.[30]
Mr. Justice Douglas had gone furthest in presenting positive arguments for
freedom of publication, arguments based on the political involvement of the
sitting judge. Once one embraces the proposition that some aspects of a specific
legal controversy, civil or criminal, are legitimate subjects of public
discussion, he must decide where to draw the line or whether to draw any line
whatever. With judges so devoted as Justices Black and Douglas to unlimited
freedom of speech and, at the same time to traditional notions of a fair trial,
that task may be singularly difficult and unpleasant. They might hope that time
would further mature their views or create circumstances which would simplify
the task. In the meantime publication would continue to enjoy the freedom which
had become traditional in this country, and other ways to assure fair trial
would be explored.
II
Fairness of Trial by Publication
In the year following Baltimore Radio Show the Court had before it
Shepherd v. Florida,[31] a verdict against negroes
for rape of a white girl. A newspaper had published a confession which was not
introduced at the trial. The defendants had been threatened with lynching; it
had been necessary to call on the National Guard to protect other negroes whose
homes had been burned and who had been forced to flee. Jackson, joined by
Frankfurter, would have reversed for lack of a fair trial: “the trial was but
a legal gesture to register a verdict already dictated by the press and the
public opinion which it generated.”[32]
But the Court reversed for discrimination in the selection of the jury. Next
year the Court, this time affirming a death penalty, again reversed to hold that
pre-trial publicity had unconstitutionally prejudiced the defendant.[33]
Considerable publicity had surrounded a widespread manhunt for the killer of a
six year old girl. Upon arrest the defendant was stated to have confessed to the
killing and to sexual activities with other children. He was called by the press
a “werewolf,” a “sex-mad killer.” The confession became public when it
was introduced four days later at the preliminary hearing. The trial began six
weeks after the arrest with only occasional publicity in the interim. Mr.
Justice Frankfurter dissented because of the active participation of the
prosecutor in releasing the confession even while it was still being made.[34]
Once again, in 1956, a claim of unfair trial failed.[35]
The issue was raised by a habeas corpus proceeding three years after conviction.
There had been no motions either for continuance or change of venue. The mere
fact of some community prejudice was held not to be fatal: “There is nothing
in the record to show, as a ‘demonstratable reality,’ that petitioner was
denied due process of law because of community hysteria and prejudice.”[36]
Marshall v. United States,[37]
in 1959, may herald a shift in view, but since it was a federal trial, the
holding was attributed to federal criminal law concepts under the Court’s
supervisory powers.[38]
Seven jurors during the trial saw newspapers containing news of prior
convictions which the judge had excluded. The judge after interviewing jurors
concluded that there was no prejudice. The Court reversed per curiam:
The prejudice to the defendant is almost certain to be as great when that evidence reaches the jury through news accounts as when it is part of the prosecution’s evidence.… It may indeed be greater for it is then not tempered by protective procedures.[39]
In 1961 we have the important case of Irwin v. Dowd.[40]
The case came up on habeas corpus. The Court first announced the traditional
rule that the mere existence of preconceived notions of guilt did not suffice to
rebut the presumption of a juror’s impartiality. But the Court finds in the
voir dire itself clear and convincing evidence of fatal prejudice.[41]
The voir dire was 2,783 pages. It took four weeks to select the jury from a
panel of 430. Ninety per cent of those examined entertained some opinion as to
guilt. Two hundred sixty-eight persons had to be excused because of fixed
opinions of guilt and eight of the twelve jurors, although claiming not to have
fixed opinions, thought he was guilty. Mr. Justice Frankfurter, concurring,
noted once more that the Court had not yet foreclosed the possibility of
punishing the newspapers for “poisoning” jurors’ minds.[42]
In the same year, 1961, in Janko v. United States,[43]
the Court once more set aside a verdict, this time in a federal trial. This was
the second jury trial for income tax evasion, the verdict of the first having
been set aside because of publicity. The jurors were warned before, during, and
after the trial not to read the newspapers. The newspapers and the radio
published accounts of former convictions, including the prior conviction in this
case. The judge asked the jurors if they had been influenced by any outside
pressure. They said “no,” though they were not specifically asked, the court
of appeals noted, whether they had heard the offending radio or read the
newspapers.
In Beck v. Washington[44] the defendant failed to
show prejudice in a case where publicity had not been extensive immediately
before the trial and on the voir dire only fourteen out of fifty-two veniremen
admitted bias or an opinion. But the majority of the Court in Rideau v.
Louisiana[45]
held that the refusal of a change of venue had violated due process. Petitioner
was arrested after a bank robbery, kidnapping and murder. He confessed. The next
morning he was “interviewed” for twenty minutes by the sheriff and repeated
his confession. This interview was filmed and shown on TV three times. The trial
was two months later. The confession but not the interview was introduced into
evidence. Three members of the jury had seen the interview. Justices Clark and
Harlan, dissenting, remarked on the Court’s failure to examine the voir dire
before concluding that there had been prejudice: “It is an impossible standard
to require [the] tribunal to be a laboratory completely sterilized and freed
from any external factors.”[46]
They would have reversed if the trial had been a federal one because of police
participation but did not think that the error reached constitutional
dimensions.
The recent case of Turner v. Louisiana[47]
is significant, if at all, only for its rationale. Two sheriff’s deputies who
were the principal witnesses against the defendant in a murder trial were also
custodians of the jury and in that capacity associated with them (including
taking dinner together) for three days. In reversing the Court said:
The requirement that a jury’s verdict “must be based upon the evidence developed at the trial” goes to the fundamental integrity of all that is embraced in the constitutional concept of trial by jury.…
[T]he potentialities of what went on outside the courtroom during the three days of the trial may well have made the courtroom proceedings little more than a hollow formality.[48]
I would conclude that the decisions to date have not as yet made clear what lines the Supreme Court will follow, though the evidence may suggest a trend. In the fifteen years since Baltimore Radio Show five cases have come up from the States, two from federal trial courts. In three, Stroble (1952), Darcy (1956), and Beck (1962), the claim was rejected; in the two other state cases, Dowd (1961) and Rideau (1963), and the two federal cases, Marshall (1959) and Janko (1961), the claim was upheld. Thus, the four cases setting aside the verdict were decided between 1959 and 1963. Dowd was a case in which the voir dire demonstrated a massive indoctrination of the panel; in Rideau the defendant was shown three times on TV confessing, though the confession was put in evidence; the holding was that refusal to grant a change of venue was error. But whereas in Dowd the voir dire was relied on to demonstrate prejudice, in Rideau the court did not consult the voir dire to rebut the evidence of prejudice. Marshall and Janko, the two federal cases, go furthest. In Marshall jurors read accounts of past convictions during the trial and upon questioning satisfied the judge that they had not been prejudiced; in Janko a second verdict was set aside where jurors during the trial read and heard newspaper and radio accounts of prior convictions, including an account of the setting aside of the first verdict on similar grounds. The jurors had answered generally that they had not been prejudiced, but they were not asked specifically as to their reading and listening.[49] Only Beck (1962), of the cases in this period, indicates that publicity will not per se invalidate the trial.
II
The Search for a Solution
We are now in a position to ask to what extent the fairness of trials
should be assured by prohibition of publication or by the suppression of
information at the source, and to what extent that objective should be achieved
by other means. It has already been made clear that the English solution will
not be approved by the Supreme Court. I, like many lawyers, was shocked by Bridges
and its progeny and would initially have contended for the English rule.
However, I now see that it may rest on premises concerning the administration of
justice very different from those prevailing here, and that freedom to discuss
and report pending cases may serve several valid purposes.[50]
Therefore, the degree of protection offered by the completely insulated trial
must be foregone, if the State is to be permitted to try accused persons.
Let us first explore the possibilities of
protection which do not rely on any suppression of publicity whatever. Where
there is publicity prior to trial, we may resort to change of venue. This,
however, may involve great inconvenience to both parties and a sacrifice of the
traditional right of the accused to trial in the vicinage, and in many cases it
may not be possible to find a prejudice-free jury. There is, also, conscientious
use of the voir dire. This will not save the verdict in a case like Dowd where a
wide public had become saturated with a sense of the defendant’s guilt—and,
of course, Oswald’s case would be similar. But it may make possible a
successful trial (successful, that is, from the State’s point of view) where
publicity has been no more than “normal”—if we can assume such a norm. But
will it be “fair” to the accused?
In the recent case of State v. Van
Duyne[51]
the newspapers had printed confessions and accounts of prior criminality. Some
of the veniremen had read the accounts. Some had not. The New Jersey Supreme
Court—a very conscientious, careful and “liberal” court—at the same time
that it announced rules forbidding police officers, prosecutory and defendant
counsel to release information—upheld the verdict:
[D]efendant does not point to any facts or inferences appearing in the voir dire examination of the jurors respecting the unfavorable and unproved newspaper statements which would justify finding the trial court erred in accepting their disavowal of prejudice against the defendant. But he does express grave doubt that jurors who are subjected to pretrial publicity seriously adverse to a defendant’s interests can efface it altogether from their conscious and unconscious minds …. The law must be sympathetic to that viewpoint, and must make the sympathy meaningful in a practical world of public trials..… If, in spite of the disavowal, the trial court has any lingering doubt about the jurors’ capacity for impartiality, he should be excused from service. Moreover, since the demands of due process under the Federal Constitution, as well as Article I, Paragraph 10 of the New Jersey Constitution, require that the defendant in a criminal prosecution be given a fair trial by an impartial jury, an appellate tribunal is likewise under a duty to make an independent evaluation of the facts.…[52]
If the Supreme Court of the United States is willing to administer its
doctrine in this spirit—whether it is willing it is still too early to
say—it might, arguably, be possible to control the effects of publication by
case-by-case discrimination without resort to the control of publication.
Justice Clark stated (dissenting in Rideau):”[I]t is an impossible
standard to require … [the] tribunal to be a laboratory, completely sterilized
and freed from any external factors.”[53]
The implication is that some amount of “prejudice” or preoccupation one way
or the other depending on the direction of public opinion is inevitable and
perhaps not intolerable. Bridges seems to teach that in the
administration of justice some risk of persuasion by outside influence will be
tolerated. But as we have suggested Bridges et al. may not warrant the
rather special risks consequent upon jury awareness of an illegally obtained
confession, and the risks—somewhat less in my opinion—of knowledge of the
defendant’s criminal career. It may be, however, that if a jury is solemnly
chosen and solemnly admonished and if the evidence of guilt is compelling,
the cutting edge of prejudice may be blunted. I am aware that in considering the
constitutional propriety of procedure, the strength of the case against the
defendant appears to be thought irrelevant. However, where the fairness of a
trial depends on the “prejudicial effect” of publication, i.e.,
depends on non-official conduct dehors the trial, the strength of the
evidence against the defendant may be relevant.[54]
This may appear more convincing if we put it conversely: if the defendant has
been convicted on weak or questionable evidence, the conviction may be
attributed to preconception based on extra-record knowledge of an incompetent
confession or earlier criminal proclivity.
May not legitimate conviction take the
place of random preconception? How many of us indeed who read the newspapers
read with attention to detail or remember with any circumstantiality the daily
grist of crime news? If some weeks or months later we were to become a sworn
juror sitting in solemn trial might not the precision, the vividness of viva
voce evidence blot out vague memories of earlier newspaper reading? In short,
goes the argument at this point, in the “run of the mill” cases, the adverse
effects of pre-trial publicity can be substantially countered by the
procedures and verities of the trial itself. Only the Irwin v. Dowd
verdict will not stand. Thus, arguably, the “problem” could be solved
without any suppression of publication. There is, I think, strength in this
argument with the possible exception of the suppressed confession. Where the
evidence admits of a reasonable doubt, knowledge of a suppressed confession is
likely to remove the doubt.
The currently favored solution, officially
proclaimed by the New Jersey Supreme Court in the Van Duyne case, adopted
by the Philadelphia Bar Association,[55]
proposed in a bill introduced by Senator Morse,[56]
and endorsed by Dean Griswold[57]—is
to shut the mouths of the police, the prosecutor and the defendant’s attorney.
Such conduct by attorneys in the formula of the New Jersey Court would
constitute a violation of the Canons of Professional Ethics. Such conduct by
police officers would “constitute conduct unbecoming a public officer.” As
such, it warrants “discipline at the hands of the proper authorities.” Under
the Morse Bill all such conduct would constitute a “contempt of court.”
These proposals are obviously designed to
avoid both the constitutional and policy objections to direct interference with
the freedom of the press. It is thought that the attorneys on both sides are
subject to control as “officers of the court.”[58]
As to police officers we know that government officials—at least civil
servants if not elected officers—may be muzzled where the citizen cannot be.
But will his superiors discipline a police officer for leaking to the press?
Some may, some may not. Would Mr. Justice Black tolerate the use of the contempt
power against him? Possibly, since the object of the power and the conduct
prohibited is at least well defined, and even if Justice Black would not, a
majority of the Justices might. However, it is not clear that defense attorneys
can be prevented from appealing to public opinion. “The right of the State to
a fair trial,” says the New Jersey court, “cannot be impeded or diluted by
out-of-court assertions by him to news media on the subject of his client’s
innocence. The courtroom is the place to settle the issue.…”[59]
But In re Sawyer[60]
at least raises a doubt whether this is so. Sawyer was defense counsel in a
Smith Act case. During the trial she addressed a large left-wing rally. She
attacked the entire Smith Act apparatus including the impartiality of its
judicial administration. The trial judge found that she had “impugned” him.
A majority of the Court with mystifying myopia found no evidence of an attack on
the particular judge. But, of course, the predominant use of these devices is to
muzzle not defense counsel but police and prosecutor. There is strong
professional support for this solution. However, in addition to the police,
prosecutors and newspapers a few others have protested. Chief Justice Bell of
Pennsylvania warned that “the public would be unaware of crime conditions”
and “would be unprepared to defend themselves or compel officials to take
appropriate measures to correct the appalling situation.”[61]
And Justice Musmanno of the same court said: “Curbing crime news is like
recommending that no one will talk about cancer on the theory that silence will
cause cancer somehow to disappear.”[62]
We have argued that pre-trial or at least pre-arrest publicity may serve valid
purposes, particularly where the prosecutory officials are failing to enforce
the law. Where, however, the police themselves release material, the uses of
publicity are questionable. In some situations—perhaps the Oswald case could
be a prime example—the public’s interest and concern may warrant publicity
even at the risk of prejudice; in any case the pressure there for publicity was
and again would be nearly irresistible. But the usual motivations for the
release of information weigh less in the scale than the prejudice inflicted on
the accused. These are: (a) to produce a favorable press generally and in the
particular case, (b) to assure the public that the police are “on the job,”
(c) to influence opinion against the accused and finally (d) the compulsive
itch—very strong in Americans—to “tell.”
The predominant view is that the ends of
law enforcement would not be seriously impaired by muzzling the law enforcement
authorities. The proponents of the proposal believe that this remedy will cut
off the source of the publication most damaging to accused persons. It would
make it more difficult for the press to discover the fact and the details of a
confession. There would be, it is true, pressure for putting in a confession at
the preliminary hearing. The particular outrage of the Rideau
case—televising a police interview including a confession—would be
effectively outlawed. Whether, in the “big case,” leaks could be prevented,
we cannot know without experience. At present the newspaper relies on the police
to learn the past record of the accused. If it seemed worth it, they might
develop their own sources. Thus as to the record and associations of the accused
the device might be more useful in the “run of the mill” case than in the
notorious case (where, sadly enough, the chance of prejudice is greater).[63] One might conclude,
however, that the probable gains would exceed the probable losses. In so far as
the press is still free to publish what it can get, it would seem that we must
rely on careful administration of the voir dire. It might be possible to secure
legislation prohibiting publication, at least, of confessions, and such
legislation would probably be sustained. I would hazard the guess that a general
prohibition of publicity concerning cases sub judice would not be.
But what of publication during the trial?
In the two federal trials—Marshall and Janko—such publication
was held fatal. The Court would not accept the judge’s finding that there had
not been prejudice, though in Janko perhaps his inquiry was not adequate.
Here, of course, the impression on the juror is immediate—evidence of prior
criminality may tip the scales in a close case—indeed, in the opinion of some
it should be admitted precisely for that purpose,[64] but were it openly
admitted into evidence, arguably the accused could find ways to mitigate its
effect. Marshall and Janko can be seen simply as rules of federal
criminal law, side rules to reinforce the rule against proof of nonrelevant
criminality. But whether or not extended to the states, the problem remains. Can
the newspapers bring to nought as many trials as they choose if only they
succeed in reaching one or more of the jurors?[65]
One remedy is to lock up each juror from the moment he is selected until the
conclusion of the trial. This was done by the trial judge in Van Duyne
after the first day of the voir dire and the choice of one juror because it
became apparent that the newspaper meant to keep up a running commentary during
the voir dire. The empanelling of the jury took three weeks. “The cost to the
public of maintaining the jurors,” noted the court, “during that long period
before a single bit of evidence could be offered … was wholly unnecessary but
for the newspaper articles.”[66]
The court might have also noted the cost and serious inconvenience to the
jurors.[67]
No doubt, individually and collectively we
can pay for freedom of speech as much as we are prepared to consider it worth.
But would it seriously cripple that freedom once the voir dire had begun,
to forbid the publication (until admitted at the trial) of a confession,[68]
of evidence bearing on the crime, of prior conduct or criminal or disreputable
associations of the accused? Such a prohibition could not be said either to
impede criticism of the police for failure to perform their prosecutory duties,
or seriously to interfere with public awareness.
Will any limitations on the press be
tolerated by the Supreme Court? We have seen that at least for Mr. Justice Black
a chief obstacle to adoption of the English position is the use of contempt
power. His objections are two-fold: its generality and its bypassing of jury
trial. He suggested that legislative outlawry of specific classes of utterance
might be taken by the court as a finding of a clear and present danger to the
administration of justice.[69]
He himself has, however, since abandoned the clear and present danger test and
appears to hold that any limitation on speech is prohibited. Recently, in Cox
v. Louisiana he has spoken out against “subjecting the courts to
intimidatory practices that have been fatal to individual liberty and minority
rights wherever and whenever such practices have been allowed to poison the
streams of justice.”[70]
The practice in question, however, was patrolling and picketing outside a
courthouse and a jail in protest of certain arrests. “Picketing, though it may
be utilized to communicate ideas, is not speech and therefore is not of itself
protected by the First Amendment.”[71]
Thus, it is not even now clear that Mr. Justice Black would uphold any
prohibition of publication whether by contempt or criminal process. However,
there is probably a majority of justices who do not adhere to the Black view
that freedom of speech is absolute and who in one form or another would uphold a
statute restricted to the prohibition of utterances found by the legislature to
be a specific threat to the fair administration of justice;[72]
and were the criminal rather than the contempt process used, hostility to the
statute might be reduced.
I conclude:
1. That the canons of ethics should be
amended or interpreted to forbid attorneys from communicating, except in the
performance of their duties, information bearing upon the guilt or innocence or
character of an accused;
2. That police and other public
authorities be similarly prohibited, violations of the prohibition to be
punishable at contempt;[73]
3. That from the beginning of the voir
dire until the rendering of the verdict, it should be made a crime to publish a
confession,[74]
information bearing upon guilt or innocence or upon the character of the
accused, unless and until such matter is admitted into evidence. That
prohibition should extend, of course, to publication of the fact that any such
evidence has been excluded.
[1] Report of the
President’s Commission on the Assassination of President Kennedy, ch. V
(1964) [hereinafter Report].
[2] Report at 242.
“Journalistic codes of ethics are all moonshine.” H. L. Mencken, quoted
by Mr. Justice Frankfurter, concurring, in Pennekamp v. Florida, 328 U.S.
331, n.13 (1946).
[3] King v. Parke, [1903] 2 K.B. 432.
[4] Law of Libel Amendment Act
of 1888, 51 & 52 Vict., c. 64, § 3.
[5] 314 U.S. 252 (1941).
[6] 328 U.S. 331 (1946)
[7] 331 U.S. 367 (1947).
[8] 314 U.S. at 260.
[9] Id. at 261, 271.
[10] Id. at 271.
[11] 328 U.S. at 348–49.
[12] 331 U.S. at 376.
(Emphasis added.)
[13] 331 U.S. at 387–77.
(Emphasis added.)
[14] 331 U.S. at 384.
[15] Id. at 396 (Jackson, J.,
dissenting).
[16] See Regina v. Balfour, 11
T.L.R. 492, 493 (Q.B. 1895): “It was not because the comments might damage
the accused person that the Court would interfere, but on a broader and
higher ground—namely, that it was the province of the tribunal before whom
the charge was tried to determine as to his guilt or innocence.”
[17] “Judges who stand for
re-election must run on their records. That may be a rugged environment.
Criticism is expected.” 331 U.S. at 377. Cf. Patterson v. Colorado, 205
U.S. 454, 462 (1907) (Holmes, J.): “The theory of our system is that the
conclusions to be reached in a case will be induced only by evidence and
argument in open court, and not by any outside influence, whether of private
talk or public print.” Mr. Justice Douglas is careful to claim the
newspaper made no threat to oppose the trial judge if he did not reverse his
decision on the merits and only attacked the court’s procedures.”
[18] Transcript of Statement
by President Johnson on Television, Friday. March 26, 1965, in N.Y. Times,
March 27, 1965, p. 11, Col. 5: “Arrests were made a few minutes ago of
four Ku Klux Klan members in Birmingham, Alabama, charging them with
conspiring to violate the civil rights of the murdered woman. … The
identities of the men charged with this heinous crime are as follows ….”
The President, after further identifying the accused as members of the Klan,
called on other members to get out and classed the remaining members as
enemies of justice who attacked at night and were not loyal to the United
States. He ended by calling for a congressional investigation and
legislation outlawing the Klan.
To be sure, this statement
was made prior to indictment or trial, but in England this could be
contempt.
[19] Dean Griswold, in
response to this passage, says that one way to reduce the political
character of judges is precisely to forbid or discourage newspaper pressure.
[20] 331 U.S. at 373.
[21] 338 U.S. 912 (1950).
[22] 193 Md. 300, 67 A.2d 497
(1949).
[23] Id. at 325, 67 A.2d at
508.
[24] See Regina v. Odhams
Press, Ltd., [1957] 1 Q.B. 73.
[25] In Wood v. Georgia, 370
U.S. 375 (1962) (5-2 decision), a sheriff violently criticized a judge (who
held him in contempt) for empanelling a grand jury to investigate whether
the Negro vote had been bought. The sheriff, who was a candidate in a coming
election, distributed his criticism in the form of an open letter to the
Grand Jury. In holding that the sheriff’s right of free speech was
infringed the Court said: “we need not pause here to consider the variant
factors that would be present in a case involving a petit jury. Neither
Bridges, Pennekamp, nor Harney involved a trial by jury.” Id. at 389. The
Court emphasized the political character of a grand jury investigation
“into a matter touching each member of the community.” Id. at 390.
[26] “If the point had been
made in a petition for rehearing, and reduced to lawyer’s language, it
would be of trifling consequence. The fact that it was put inlayman’s
language, colorfully phrased for popular consumption, and printed in a
newspaper does not seem to elevate it to the criminal level.” 331 U.S. at
377.
[27] This seems to have been
the purpose in Pennekamp. The long delay in arresting Dr. Shepard may also
justify some of the publicity in that case. See Shepard v. Maxwell, 231 F.
Supp. 37 (S.D. Ohio 1964), rev’d, No. 16077, 6th Cir., May 5,
1965.
[28] See his appendix of
English cases bearing on this subject in Maryland v. Baltimore Radio Show,
338 U.S. 912, 921 (1950).
[29] Irwin v. Dowd, 366 U.S.
717, 729 (1961) (Frankfurter, J., concurring).
[30] This was also the
position of Mr. Justice Murphy. Craig v. Harney, 331 U.S. 367, 383 (1947)
(concurring opinion).
[31] 341 U.S. 50 (1951).
[32] Id. at 51 (Jackson, J.,
concurring).
[33] Strable v. California,
343 U.S. 181 (1952).
[34] Id. at 201; see Delaney
v. United States, 199 F.2d 107 (1st Cir. 1952). The case was a
prosecution of a Collector of Internal Revenue for corruption. There had
been extensive publicity from congressional hearings. It was held an error
to refuse continuance because of the Government’s participation, even
though it was not foreseeable that publicity would die down before the
election nine months thereafter.
[35] Darcy v. Handy, 351 U.S.
454 (1956).
[36] Id. at 464.
[37] 360 U.S. 310 (1959).
[38] See Rideau v. Louisiana,
373 U.S. 723, 727 (1963) (Clark & Harlan, JJ., dissenting); Shepard v.
Maxwell, No. 16077, 6th Cir., May 5, 1965.
[39] 360 U.S. at 312–13. Mr.
Justice Black dissented in this case.
[40] 366 U.S. 717 (1961).
[41] Id. at 727.
[42] Id. at 730.
[43] 366 U.S. 716 (1961),
reversing per curiam, 281 F.2d 156 (8th Cir. 1960). Mr. Justice
Frankfurter explains the reversal in Irwin v. Dowd, 366 U.S. 717, 730
(1961).
[44] 369 U.S. 541 (1962).
[45] 373 U.S. 723 (1963).
[46] Id. at 733. Not only did
the Court not examine the voir dire, it said that due process required “a
jury drawn from a community of people who had not seen or heard Rideau’s
televised ‘interviews.’” Id. at 727. In Beck no individual juror had
been shown to be biased. 369 U.S. at 555. Rideau was a capital case, Beck a
conviction for grand larceny from a union.
[47] 379 U.S. 466 (1965).
[48] Id. at 472–73.
(Emphasis added.) In Shepard v. Maxwell, 231 F. Supp. 37 (S.D. Ohio 1964),
the petitioner was released on habeas corpus some years after conviction of
murder because of enormous publicity prior to trial, indeed much of it prior
to arrest.
[49] In Atlanta Newspapers,
Inc., v. State, 216 Ga. 399, 116 S.E.2d 580 (1960), a mistrial was declared
because of publication by the defendant newspaper during the trial. After
the mistrial the defendant’s agents were in the court room and
interrogated the jurors; of the 150 jurors thereafter drawn, only seventeen
remained unexamined and many were disqualified because of bias due to
reading the articles. The Court reversed a conviction of contempt because
the newspaper was entitled to believe that the jury would be “kept
together” during the trial or “otherwise properly instructed upon being
permitted to disperse.” [!]
[50] “[T]he press is now the
nervous system of the community. In a modern society the public needs to
learn not only the bare facts of important events but also their
significance. This need cannot be adequately met if the press is barred from
expressing opinions about an outstanding class of important events, namely
proceedings in the courts.” 1 Chafee, Government and Mass Communication
432–33 (1947).
[51] 43 N.J. 369, 204 A.2d 841
(1964).
[52] Id. at 385–86, 204 A.2d
at 850.
[53] 373 U.S. at 733.
[54] See Kamisar, The Right to
Counsel, 61 Mich. L. Rev. 219, 238 (1962); Fahy v. Connecticut, 375 U.S. 85
(1963).
[55] Broadcasting, Jan. 4,
1965 p. 49.
[56] S. 290, 89th
Cong., 1st Sess. (1965).
[57] Griswold, Responsibility
of the Legal Profession, Harvard Today, Jan. 1965, p. 9.
[58] Compare Wood v. Georgia,
370 U.S. 375 (1962), with United Public Workers v. Mitchell, 330 U.S. 75
(1947).
[59] 43 N.J. at 389, 204 A.2d
at 852.
[60] 360 U.S. 602 (1959) (5-4
decision). See also Cammer v. United States, 350 U.S. 399 (1956), which,
while rightly holding as a matter of statutory interpretation that an
attorney is not an “officer of the court” subject to punishment for
contempt under 18 U.S.C. § 401, for conduct not in the presence of the
court, contains broad language that such control left in a judge’s
discretion would be undesirable.
[61] Broadcasting, Jan. 4,
1965, p. 49.
[62] Ibid.
[63] Attorney General
Katzenbach has issued an order forbidding employees of the Department of
Justice to volunteer a defendant’s past criminal record, but not prior
federal convictions on request. The order also forbids observations about a
defendant’s character, statements, confessions, alibis, etc., reference to
investigative procedures, identity, credibility or testimony of prospective
witnesses, evidence, or argument. Information may be released as to
circumstances immediately surrounding arrest, including time, place,
resistance, pursuit, possession and use of weapons, and description of items
seized. 30 Fed. Reg. 5510, adding 28 C.F.R. § 350.2 (1965).
[64] Note, Procedural
Protection of the Criminal Defendant—A Reevaluation of the Privilege
Against Self-Incrimination and the Rule Excluding Evidence of Propensity to
Commit Crime. 78 Harv. L. Rev. 426, 449 (1964).
[65] Newspapermen suggest that
there is sufficient concern on the part of the newspapers for convictions to
act as a brake on trial-invalidating publicity.
[66] 43 N.J. at 388, 204 A.2d
at 851.
[67] But in Atlanta Newspapers
v. Georgia, 216 Ga. 399, 116 S.E.2d 580 (1960), the court held that locking
up the jury was the proper way to cope with the problem. The press might be
excluded, surely with and perhaps without the defendants’ consent, while
the competence of evidence is being decided at the “side bar.” But the
press may have other sources of information as to confessions, other crimes,
etc.
[68] Including a confession
admitted in a preliminary hearing even if it had been published prior to the
voir dire.
[69] Bridges v. California,
314 U.S. 252, 261 (1941).
[70] 379 U.S. 536, 584 (1965)
(separate opinion). The majority, though it agreed with Black, reversed the
picketing conviction on the ground that the authorities had consented to the
demonstration.
[71] Id. at 578.
[72] Wood v. Georgia, 370 U.S.
375 (1962), continues to speak the language of clear and present danger and
once more adverts to the significance of a legislative finding.
[73] Neither the superiors of
such officers nor prosecuting officials can be expected to institute
punitive action for breach of such a prohibition.
[74] Even though the
confession had been admitted at the preliminary hearing.