The FBI analyzes the fragments spectroscopically
Optical
emission spectroscopy
Optical emission spectroscopy (OES) is an
older analytical technique for measuring the concentrations of elements in
materials. About 10 milligrams of the sample is attached to one end of a carbon
electrode, which is they heated to incandescence. The elements in the sample
"glow,” that is, they give off light at characteristic wavelengths whose
intensity is proportional to the concentration of the elements in the sample.
The intensity of the various wavelengths is recorded on a glass plate. The
density, or darkness, of the various lines is later measured with a densitometer
and converted to concentration. Because the glass plate produced by this
analysis is a spectrograph (a picture of a spectrum), the method is often called
“spectrography.” “Spectroscopy” is a synonym that is easier to
pronounce.
Emission spectroscopy was the FBI’s
obvious first choice for analyzing the lead fragments because the technique is
sensitive and easy, and was in routine use at the FBI’s forensic laboratory in
Washington at the time. The FBI apparently avoided neutron activation because they had
had no
experience with it. Remember that in 1964, neutron activation was a young
technique. Although NAA had been around since 1937, it was not used routinely
until the 1950s, when research nuclear reactors first became available.
How
the FBI used OES on the fragments
As detailed above, the FBI received the
various bullets and fragments during the night of the 22nd and the
early morning of the 23rd of November 1963. They then prepared the
samples (Table 1) and analyzed them all by OES overnight. The FBI’s number-three man, Cartha “Deke” DeLoach, has written about that frenzied night of
the assassination and its aftermath, as everyone in the laboratory rushed to
learn as much as possible from the evidence by the next day.[1]
Unfortunately for the FBI, emission
spectroscopy is only semiquantitative. Its results will thus always contain a
wide margin of error, which was made worse in this case by the small masses of
some of the tiny fragments. The result was fatal—the FBI’s spectrographic
results could not differentiate the fragments well enough to say anything other than that
the fragments were broadly similar in composition. This said nothing about
origins.Both the FBI
and the Warren Commission downplayed this indecisive result: no formal report
was made available, nor was the FBI spectrographer in charge of the analyses,
John F. Gallagher, ever called to testify on the subject. Mr. Gallagher did
appear before the Commission, however, on its last day of taking testimony, but
was asked solely about his neutron-activation of paraffin casts from the hands
and cheek of Lee Harvey Oswald,[2]
not about his spectrographic efforts.[3]
The only reference to the spectrographic
results came earlier, in the testimony of FBI ballistics expert Robert A.
Frazier. He alluded generally to Gallagher’s spectrographic results in a tiny
part of his overall testimony. Frazier said only: “…it was determined that
the lead fragments were similar in composition.”[4]
When asked by Commission Counsel Arlen Specter whether the three tiny fragments
recovered from the rear floor (CE 840) could have come from the large front-seat
fragment CE 567, Frazier responded affirmatively. But he added that this idea
could not be proven, and Specter did not question him further. Two months later,
FBI director J. Edgar Hoover reaffirmed the limitations of the spectrographic
analysis in a letter of 8 July 1964 to J. Lee Rankin, General Counsel of the
Warren Commission:
“As previously reported to the Commission, certain small lead metal fragments uncovered in connection with this matter were analyzed spectrographically to determine whether they could be associated with one or more of the lead bullet fragments and no significant differences were found within the sensitivity of the spectrographic method.”[5]
Thus the FBI and the Warren Commission were stymied
in their first chemical attempt to link fragments to bullets.
Several features of the weights listed
in Table 1 should be noted. First, the weights refer to fragments as received by the
laboratory, not after any analysis. Second, weights of fragments remaining will
not usually match those of the original specimens, because small portions of the
fragments are removed for analysis along the way. Third, repeated analyses will
cause the weights of specimens to decrease with time. Fourth, the total weights
of specimens plus fragments will not necessarily remain equal to the original
weights, because cleaning the surface of specimens before analysis always
removes some material. Fifth, weights of fragments analyzed by emission
spectroscopy were not supplied to the writer of the memo noted at Table 1,
apparently because they could not be found in the original FBI file. These
weights remain unknown.
The FBI did not release the results of
their spectroscopic analysis—the Warren Commission was forced to take their
word that they showed nothing other than broadly similar concentrations. The
critics, of course, thought that the FBI was hiding something, possibly as part
of a broader cover-up. Harold Weisberg got a brief table of data after 17
years of pressure and lawsuits, and George Michael Evica apparently got the same
information by requesting it directly from Clarence Kelley, then director of the
FBI. The “table” is nothing more than some
notes on a piece of paper, evidently written by the FBI analyst. The results are
semiquantitative at best, as is emission spectroscopy in general. One of the
pages of “data”[6]
gives no numerical values at all, only symbols like —, 0, tr, +, ++, and +++.
These symbols correspond roughly to “not measured,” “not found,”
“trace,” “low concentration,” “medium concentration,” and “high
concentration.” Another page gives some very rough numerical concentrations,
many of which are ranges or limits. The coarseness of these results can be seen
in Tables 5–7 below, where I have combined the data and grouped them in
various ways.
Table 5. The FBI’s
optical emission spectroscopic data grouped by analytical run
(numerical data in ppm).
Sample |
Mg |
Si |
Fe |
Cu |
Zn |
As |
Ag |
Sn |
Sb |
Pb |
Bi |
Q1 Cu Stretcher |
|
tr |
tr |
++ |
+ |
0 |
- |
tr |
0 |
tr |
0 |
Q2 Cu Front seat |
|
sl tr |
tr |
+++ |
+ |
0 |
- |
tr |
0 |
- |
0 |
Q3 Cu Front seat |
|
sl tr |
tr |
++ |
+ |
0 |
- |
sl tr |
0 |
- |
0 |
Q188 Cu Walker |
|
tr |
tr |
+++ |
+ |
0 |
- |
- |
0 |
- |
0 |
Q1 Pb Stretcher |
sl tr |
v sl tr |
v sl tr |
- |
0 |
0 |
- |
0 |
- |
|
± |
Q2 Pb Front seat |
sl tr |
sl tr |
sl tr |
- |
0 |
0 |
- |
0 |
- |
|
± |
Q188 Pb Walker |
sl tr |
tr |
sl tr |
- |
0 |
0 |
- |
v sl tr |
0 |
+++ |
± |
Q188 Pb Walker |
sl tr |
v sl tr |
v sl tr |
- |
0 |
0 |
- |
0 |
0 |
|
± |
Q2 Pb Front seat |
tr |
v sl tr |
tr <20 |
~400 |
|
|
<50 |
<80 |
90–800 |
|
£500 |
Q4,5 Pb Brain |
tr |
v sl tr |
tr <10 |
~400 |
|
|
<50 |
<80 |
90–800 |
|
£500 |
Q9 Pb Wrist |
tr |
v sl tr |
tr <10 |
~400 |
|
|
<50 |
<80 |
90–800 |
|
£500 |
Q14 Pb Rear carpet |
tr |
v sl tr |
tr <10 |
~400 |
|
|
<50 |
<80 |
90–800 |
|
£500 |
Q2 Pb Front seat |
- |
sl tr |
|
- |
|
|
tr |
0 |
- |
+ |
tr |
Q188 Pb Walker |
- |
- |
|
- |
|
|
tr |
0 |
sl tr |
+ |
- |
This table contains all the FBI’s OES data. Note that the best result has a range of 90–800 ppm, which is nearly an order of magnitude. The other numerical data are limits (e.g. £500 ppm) or ill-defined approximate values (~400 ppm). The FBI was right—virtually nothing can be determined about the origins or the groupings of the fragments from these data.
Table 6. Two examples of (ir)reproducibility in the FBI’s OES data (numerical data in ppm).
Q2 Pb |
sl tr |
sl tr |
sl tr |
- |
0 |
0 |
- |
0 |
- |
|
± |
Q2 Pb |
tr |
v sl tr |
tr <20 |
~400 |
|
|
<50 |
<80 |
90–800 |
|
£500 |
Q2 Pb |
- |
sl tr |
|
- |
|
|
tr |
0 |
- |
+ |
tr
|
Q188
Pb |
sl
tr |
tr |
sl
tr |
- |
0 |
0 |
- |
v
sl tr |
0 |
+++ |
± |
Q188
Pb |
sl
tr |
v
sl tr |
v
sl tr |
- |
0 |
0 |
- |
0 |
0 |
|
± |
Q188
Pb |
- |
- |
|
- |
|
|
tr |
0 |
sl
tr |
+ |
- |
Another good test of an analytical technique is how reproducible its replicate analyses are. Table 6 above shows that the OES data are essentially irreproducible. This is another reason why no conclusions can be drawn from them.
Table
7. The OES data grouped by bullet according to the later NAA results
(numerical data in ppm).
Sample |
Mg |
Si |
Fe |
Cu |
Zn |
As |
Ag |
Sn |
Sb |
Pb |
Bi |
Q1 Pb Stretcher |
sl
tr |
v
sl tr |
v
sl tr |
- |
0 |
0 |
- |
0 |
- |
|
± |
Q9 Pb Wrist |
tr |
v
sl tr |
tr
<10 |
~400 |
|
|
<50 |
<80 |
90–800 |
|
£500 |
Q2 Pb Front seat |
sl
tr |
sl
tr |
sl
tr |
- |
0 |
0 |
- |
0 |
- |
|
± |
Q2 Pb Front seat |
tr |
v
sl tr |
tr
<20 |
~400 |
|
|
<50 |
<80 |
90–800 |
|
£500 |
Q2 Pb Front seat |
- |
sl
tr |
|
- |
|
|
tr |
0 |
- |
+ |
tr |
Q4,5 Pb Brain |
tr |
v
sl tr |
tr
<10 |
~400 |
|
|
<50 |
<80 |
90–800 |
|
£500 |
Q14
Pb Rear carpet |
tr |
v
sl tr |
tr
<10 |
~400 |
|
|
<50 |
<80 |
90–800 |
|
£500 |
Can any level of similarity between fragments from the same bullet (as grouped by NAA) be seen in the OES data when the fragments are arranged by group? In other words, can you see any similarity when you group the fragments the way they really are? Again the answer is no, as seen in Table 7 above. The OES data are essentially useless.
[1] Cartha “Deke” DeLoach, Hoover’s FBI: The Inside Story by Hoover’s Trusted Lieutenant, Regnery Publishing, Inc., Washington, D.C., 1995, pp. 111–161.
[2]The paraffin tests were part of an effort to determine whether Oswald had fired a rifle or a handgun just before his arrest on 22 November 1963. The NAA analyses of the paraffin casts revealed that barium and antimony were present on Oswald’s hands “in amounts greater than found on the hands of an individual who has not recently fired or handled a recently fired weapon.” But the barium and antimony, which were both found in powder residues from Oswald’s rifle and revolver cartridges, could not distinguish between the two types of cartridges.
[3]Warren Commission Hearings, Volume XV, pp. 746–752
[4]Warren Commission Hearings, Volume V, p. 67
[5]The letter is reproduced in full on page 607 of Harold Weisberg’s Post Mortem, Harold Weisberg, Frederick, MD (1975), and in the section on the FBI’s NAA below.
[6]Shown
in photocopy by Weisberg on page 449 of Post
Mortem.
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